Corporations Regulations 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

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History

Ch 7 substituted by SR 2001 No 319, Sch 1 [ 15].

[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]

PART 7.5 - COMPENSATION REGIMES FOR FINANCIAL MARKETS  

Division 4 - NGF Compensation regime  

Subdivision 4.3 - Contract guarantees  

REGULATION 7.5.20  

7.5.20   CLAIM BY SELLING DEALER IN RESPECT OF DEFAULT BY BUYING DEALER: ASTC-REGULATED TRANSFER  
(Omitted by SLI 2005 No 38, Sch 1 [ 17] (effective 31 March 2005).)

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SLI 2005 No 38 contained the following transitional provision:

Transitional  
4
The amendments made by items [ 1] to [ 26] of Schedule 1 do not apply to a claim under Division 4 of Part 7.5 of the Act that:

(a) the claimant was entitled to make before 31 March 2005; and

(b) was not withdrawn or finally determined before 31 March 2005; and

(c) is made under regulation 7.5.20 , 7.5.21 , 7.5.22 or 7.5.23 , or Subdivision 4.4 or 4.5 of Part 7.5 of the Regulations, as in force immediately before 31 March 2005; and

(d) is served on the SEGC before 30 September 2005.

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