Corporations Regulations 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.5A - REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES  

Division 5 - Regulation of licensed derivative trade repositories: other obligations and powers  

REGULATION 7.5A.200   ASIC MAY ASSESS LICENSEE ' S COMPLIANCE  

7.5A.200(1)    
This regulation is made for paragraph 904J(4)(d) of the Act.

7.5A.200(2)    
The following persons or bodies are prescribed for that paragraph:


(a) the Clean Energy Regulator;


(b) the Australian Competition and Consumer Commission;


(c) the Australian Prudential Regulation Authority;


(d) the Australian Taxation Office;


(e) the Australian Transaction Reports and Analysis Centre;


(f) an authority of a State or Territory having functions and powers similar to those of the Director of Public Prosecutions;


(g) the police force or service of each State and the Northern Territory;


(h) Consumer Protection, Western Australia;


(i) the Commissioner of State Revenue of Western Australia;


(j) NSW Fair Trading;


(k) Consumer Affairs Victoria;


(l) the State Revenue Office of Victoria;


(m) the Office of Fair Trading of Queensland;


(n) the Office of State Revenue of Queensland;


(o) Consumer and Business Services, South Australia;


(p) Consumer Affairs and Fair Trading, Tasmania;


(q) the Department of Treasury and Finance of Tasmania;


(r) the Office of Regulatory Services of the Australian Capital Territory;


(s) Consumer Affairs, the Northern Territory.


 

Disclaimer and notice of copyright applicable to materials provided by CCH Australia Limited

CCH Australia Limited ("CCH") believes that all information which it has provided in this site is accurate and reliable, but gives no warranty of accuracy or reliability of such information to the reader or any third party. The information provided by CCH is not legal or professional advice. To the extent permitted by law, no responsibility for damages or loss arising in any way out of or in connection with or incidental to any errors or omissions in any information provided is accepted by CCH or by persons involved in the preparation and provision of the information, whether arising from negligence or otherwise, from the use of or results obtained from information supplied by CCH.

The information provided by CCH includes history notes and other value-added features which are subject to CCH copyright. No CCH material may be copied, reproduced, republished, uploaded, posted, transmitted, or distributed in any way, except that you may download one copy for your personal use only, provided you keep intact all copyright and other proprietary notices. In particular, the reproduction of any part of the information for sale or incorporation in any product intended for sale is prohibited without CCH's prior consent.