Corporations Regulations 2001
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
For subsection 912F(1) of the Act, the following documents are specified: (a) a Financial Services Guide; (b) a Supplementary Financial Services Guide; (c) a Product Disclosure Statement; (d) a Supplementary Product Disclosure Statement; (e) a Statement of Advice; (f) an application form for an application under section 1016A of the Act; (g) a document containing information required by regulations made under section 1017DA of the Act; (h) a document prepared for section 1017B of the Act, notifying a person of changes and events; (i) a Replacement Product Disclosure Statement.
7.6.01C(2)
On and after 1 July 2004, for subsection 912F(1) of the Act, a periodic statement under section 1017D of the Act is specified.
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