Corporations Regulations 2001
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
For the provisions of the Act set out in column 2 of the following table, the Parts of the Act specified in column 3 apply as if section 9 of the Act were modified by omitting paragraph (e) of the definition of professional investor and substituting the following paragraph:
" (e) the person has or controls gross assets of at least $10 million (including any assets held by an associate or under a trust that the person manages); "
| Column 1 | Column 2 | Column 3 |
| Item | Provisions of Act | |
| 1 | paragraph 926B(1)(c) | Part 7.6 |
| 2 | paragraph 951C(1)(c) | Part 7.7 |
| 2A | section 1368 | Part 7.7A |
| 3 | paragraph 992C(1)(c) | Part 7.8 |
| 4 | paragraph 1020G(1)(c) | Part 7.9 |
[ CCH Note: Reg 2 of SLI 2005 No 324 specifies that Sch 6 [ 2] of that instrument commences immediately after the commencement of Sch 6 [ 1]. Sch 6 [ 1] inserted reg 7.6.02AB - 7.6.02AD.]
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