Corporations Regulations 2001
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
For paragraph 942B(2)(k) of the Act, the Financial Services Guide given by a financial services licensee must include a statement about: (a) the kind of arrangements for compensation that the licensee has in place; and (b) whether those arrangements satisfy the requirements under section 912B of the Act for arrangements for compensation.
Note: This regulation is also relevant to website disclosure information made available in accordance with Division 2A of Part 7.7 of the Act (see paragraph 943J(a) of the Act).
7.7.03A(2)
This regulation commences, for a particular financial services licensee, on the date that subregulations 7.6.02AAA(1) , (2) and (3) take effect for that licensee.
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