Corporations Regulations 2001
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
For paragraph 951C(1)(c) of the Act, Part 7.7 of the Act applies as if section 942DA of the Act were modified by substituting the heading of the section with the following section heading and subsection heading:
7.7.08B(2) [ Combining FSG and credit guide]" 942DA Combining a Financial Services Guide and another instrument
Financial Services Guide and a Product Disclosure Statement "
Part 7.7 of the Act applies as if section 942DA of the Act were also modified by inserting after subsection (3) the following subsection heading and subsections:
" Financial Services Guide and a credit guide
(4)
If:
(a) a person:
(i) is:
(A) a financial services licensee; or
(B) an authorised representative of a financial services licensee; and
(ii) is required to give a Financial Services Guide to a client under this Act; and
(b) the person:
(i) either:
(A) holds an Australian credit licence under the National Consumer Credit Protection Act 2009 ; or
(B) is a credit representative (within the same meaning as in the National Consumer Credit Protection Act 2009 ); and
(ii) is required to give a credit guide to a consumer under that Act;the person may combine the Financial Services Guide and credit guide in a single document.
(5)
If the person combines the Financial Services Guide and credit guide in a single document, any statements or information to be included in the credit guide that are identical to statements or information to be included in the Financial Services Guide need only be included once. "
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