Corporations Regulations 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.9 - FINANCIAL PRODUCT DISCLOSURE AND OTHER PROVISIONS RELATING TO ISSUE AND SALE OF FINANCIAL PRODUCTS  

Division 1 - Preliminary  

REGULATION 7.9.02A   ALTERNATIVE WAYS OF GIVING STATEMENT  

7.9.02A(1)   [ Alternatives]  

For subsection 1015C(4) of the Act, the following are alternative ways of giving a Statement to a person:


(a) making the Statement available to the person in any way that:


(i) is agreed to by the person; and

(ii) allows the regulated person to be satisfied, on reasonable grounds, that the person has received the Statement;


(b) making the Statement available to the person's agent in any way that:


(i) is agreed to by the agent; and

(ii) allows the regulated person to be satisfied, on reasonable grounds, that the agent has received the Statement.

7.9.02A(2)   [ Additional requirements]  

If a provision of the Act or these Regulations imposes additional requirements in relation to a matter in subregulation (1), the alternative way of giving a Statement is subject to the requirements.

Note: Regulation 7.9.02B is an example of an additional requirement.


 

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