Corporations Regulations 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

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History

Ch 7 substituted by SR 2001 No 319, Sch 1 [ 15].

[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]

PART 7.9 - FINANCIAL PRODUCT DISCLOSURE AND OTHER PROVISIONS RELATING TO ISSUE AND SALE OF FINANCIAL PRODUCTS  

Modifying legislative instruments: The application of Pt 7.9 is affected by the ASIC Corporations (Disclosure of Fees and Costs) Instrument 2019/1070.

For other legislative instruments or class orders before 1 January 2022 that affect the application of Pt 7.9, please consult the legislative instruments or class orders directly. These are reproduced in the regulatory-resources section of the company-law practice area in CCH iKnowConnect.

Division 5 - Ongoing requirements for product disclosure after person becomes a member  

Subdivision 5.5 - Fund information for retail clients for financial products that have an investment component: superannuation  

REGULATION 7.9.33  

7.9.33   USE OF MORE THAN 1 DOCUMENT  

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For the purposes of subsection 1017DA(1) of the Act, a reference in Subdivisions 5.5 to 5.7 of this Division to fund information:

(a)    includes 2 or more documents that include all of the information required by those Subdivisions; and

(b)    

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is to be read as if subsections 1013L(1) , (2) , (3) , (5) and (7) of the Act were included in those Subdivisions, and referred to fund information instead of a Product Disclosure Statement.

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History

Reg 7.9.33 amended by FRLI No F2023L00990, Sch 1 [ 13] and [ 14] (effective 8 July 2023).

Reg 7.9.33 inserted by SR 2001 No 319, Sch 1 [ 15].

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