Corporations Regulations 2001
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
Modifying legislative instruments: The application of Pt 7.9 is affected by the ASIC Corporations (Disclosure of Fees and Costs) Instrument 2019/1070.
For other legislative instruments or class orders before 1 January 2022 that affect the application of Pt 7.9, please consult the legislative instruments or class orders directly. These are reproduced in the regulatory-resources section of the company-law practice area in CCH iKnowConnect.
Subject to subregulations (2) and (3) , fund information includes the following, so far as they are applicable: (a) in respect of the pooled superannuation trust - the names of investment managers appointed by the trustee; (b) the name of each approved trustee of the pooled superannuation trust during the relevant reporting period;
(c) (Repealed) (d) in respect of the pooled superannuation trust - a statement of assets as at the end of:
(i) the relevant reporting period; and
that includes sufficient information to enable unit-holders to understand the asset allocation at those times; (e) details of:
(ii) the immediately preceding reporting period;
(i) each investment that has a value in excess of 5% of the total assets of the pooled superannuation trust; and
(f) in respect of the pooled superannuation trust - the effective rate of net earnings of the pooled superannuation trust in the most recent reporting periods that, in total, constitute a period of at least 3 years; (g) the information about costs of transactions mentioned in regulation 7.9.75 ; (h) details of any penalties imposed on the trustee under:
(ii) details of each combination of investments that the trustee knows or ought reasonably to know are invested, directly or indirectly, in a single enterprise or single group of associated enterprises and that have a combined value in excess of 5% of the total assets of the pooled superannuation trust;
(i) section 38A of the SIS Act; or
(ii) section 182 of the RSA Act.
7.9.42(2)
A nil amount need not be disclosed.
7.9.42(3)
For subparagraph (1)(e)(ii) , investments in a trust are taken not to be invested in the trustee of the trust.
7.9.42(4)
(Repealed by FRLI No F2023L00990, Sch 1 [ 24] (effective 8 July 2023).)
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