Corporations Regulations 2001
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
Modifying legislative instruments: The application of Pt 7.9 is affected by the ASIC Corporations (Disclosure of Fees and Costs) Instrument 2019/1070.
For other legislative instruments or class orders before 1 January 2022 that affect the application of Pt 7.9, please consult the legislative instruments or class orders directly. These are reproduced in the regulatory-resources section of the company-law practice area in CCH iKnowConnect.
This regulation applies in relation to: (a) a regulated superannuation fund (other than a self managed superannuation fund); and (b) an approved deposit fund (other than an excluded approved deposit fund); and (c) a pooled superannuation trust.
7.9.45(2)
For paragraph 1017C(5)(a) of the Act, the following are prescribed documents: (a) the governing rules of the fund or pooled superannuation trust; (b) audited accounts of the fund or pooled superannuation trust, together with (whether or not specifically requested) the auditor's report in relation to the accounts; (c) for a fund - the most recent actuarial report (as referred to in regulation 9.30 of the SIS Regulations) on the fund, and any subsequent written advice by an actuary to the trustee, to the extent that those documents are relevant to:
(i) the overall financial condition of the fund; or
(d) the most recent fund information provided under regulation 7.9.32 to product holders of interests in the fund or the trust.
(ii) the entitlements of a person;
(e) - (f) (Repealed)
Note: See also Subdivision 2.4.3 of the SIS Regulations in relation to the calculation of derivatives charge ratio (which relates to fund information referred to in regulation 7.9.37 of this instrument).
7.9.45(3)
(Repealed by FRLI No F2023L00990, Sch 1 [ 26] (effective 8 July 2023).)
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