Corporations Regulations 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.9 - FINANCIAL PRODUCT DISCLOSURE AND OTHER PROVISIONS RELATING TO ISSUE AND SALE OF FINANCIAL PRODUCTS  

Division 14 - Exemptions from Parts 7.7, 7.8 and 7.9 of the Act  

REGULATION 7.9.98  

7.9.98   CERTAIN PROVIDERS OF FINANCIAL SERVICES EXEMPTED FROM THE REQUIREMENTS OF PARTS 7.7, 7.8 AND 7.9 OF THE ACT  
For the provisions of the Act set out in column 2 of the following table, a person who is providing a financial service in the circumstances set out [ sic ] subsections 911A(2A) to (2E) is exempt from the operation of the Parts of the Act specified in column 3 in relation to the provision of that service.


Column 1 Column 2 Column 3
Item Provisions of Act  
1 paragraph 951C(1)(a) Part 7.7
2 paragraph 992C(1)(a) Part 7.8
3 paragraph 1020G(1)(a) Part 7.9


 

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