Corporations Regulations 2001
View history note
Hide history noteFor subsection 1200C(4) of the Act, an offer of a security is a prescribed offer in relation to New Zealand if a disclosure document (as defined in the Financial Markets Conduct Act 2013 of New Zealand) must be prepared in accordance with: (a) the Financial Markets Conduct Act 2013 of New Zealand; or (b) the Financial Markets Conduct Regulations 2014 of New Zealand.
Note: For the purpose of Chapter 8 of the Act and Chapter 8 of these regulations, a security does not include all of the financial products defined as securities in the Financial Markets Conduct Act 2013 of New Zealand - see the definition of securities in subsection 92(7) of the Act. For example, a security does not include an interest in a superannuation scheme or a life insurance policy.
[ CCH Note: SLI 2010 No 301, Sch 1 item 2 was a misdescribed amendment as noted in the government compilation. CCH have not incorporated the amendment.]
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