Corporations Regulations 2001

CHAPTER 8 - MUTUAL RECOGNITION OF SECURITIES OFFERS  

PART 8.2 - FOREIGN OFFERS THAT ARE RECOGNISED IN THIS JURISDICTION  

Division 1 - Recognised offers  

REGULATION 8.2.04  

8.2.04   PRESCRIBED HOME REGULATORS (ACT s 1200G(13) AND (14))  


For subsections 1200G(13) and (14) of the Act:


(a) an authority referred to in an item of the Table is prescribed as a home regulator for New Zealand; and


(b) each matter listed in the item in relation to the authority is prescribed as a matter in relation to which the authority is to be regarded as the home regulator.


Item Authority Matter(s) in relation to which the authority is to be regarded as the home regulator
1 Registrar of Financial Service Providers of New Zealand Each matter mentioned in:
  (a) items 1 to 4 of the Table at subsection 1200G(9) of the Act; or
  (b) item 4 of the Table at subsection 1200N(1) of the Act
2 Financial Markets Authority of New Zealand Each matter mentioned in items 5 to 7 of the Table at subsection 1200G(9) of the Act


 

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