Corporations Regulations 2001
View history note
Hide history noteFor the purposes of paragraph 1213K(2)(c) (and paragraph 1213L(3)(a) ) of the Act, the following purposes are prescribed:
(a) soliciting a donation from a member of a notified foreign passport fund;
(b) soliciting a member of a notified foreign passport fund by a person who is authorised to assume or use the word stockbroker or sharebroker in accordance with section 923B of the Act;
(c) gathering information about the personal wealth of a member of a notified foreign passport fund;
(d) making an offer that satisfies paragraphs 1019D(1)(a) to (d) of the Act;
(e) making an invitation that, were it an offer to purchase a financial product, would be an offer that satisfies paragraphs 1019D(1)(a) to (d) of the Act.
Note: Section 1019D of the Act deals with unsolicited offers to purchase financial products off-market.
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