Corporations Regulations 2001

CHAPTER 9 - MISCELLANEOUS  

PART 9.1 - REGISTERS AND REGISTRATION OF DOCUMENTS  

REGULATION 9.1.02  

9.1.02   PRESCRIBED INFORMATION  
For subsections 1274A(3) and (4) of the Act, the following information is prescribed:

(a)    

in relation to each company (other than a CCIV) registered under section 118 or 601BD of the Act or the registration of which is continued by section 1378 of the Act:

(i) its full name, the date of its registration and its registration number;

(ii) whether it is a public company or a proprietary company;

(iii) whether it is a company limited by shares, a company limited by guarantee, a company limited by both shares and guarantee, an unlimited company or a no liability company;

(iv) its contact address;

(iva) its principal place of business;

(v) its registered office;

(vi) its officers;

(vii) any scheme of arrangement it has entered into with its creditors, its placement under voluntary administration, a deed of company arrangement, restructuring or receivership, or its liquidation;

(viii) its paid-up and unpaid capital;

(ix) its deregistration;

(x) any charges on its property that have been lodged with ASIC or entered in the Australian Register of Company Charges;

(aa)    

in relation to each CCIV registered under section 118 of the Act as modified by section 1222C of the Act:

(i) the name and address of the corporate director of the CCIV;

(ii) the name and address of the auditor of the corporate director of the CCIV;

(iii) the name and ARFN of each sub-fund of the CCIV;

(iv) if the CCIV is a retail CCIV - the name and address of the auditor of the compliance plan for the retail CCIV;

(v) the date of any amendment of the constitution or compliance plan of the CCIV;

(vi) any deregistration of the CCIV or a sub-fund of the CCIV;

(vii) the name and address of the auditor of the CCIV;

(b)    in relation to the Register of Disqualified Company Directors and Other Officers - orders and notices registered under section 1274AA of the Act;

(c)    in relation to the Australian Register of Company Charges - each charge registered under subsection 265(2) of the Act;

(d)    

in relation to each body registered in the register of registered Australian bodies:

(i) its full name, the date of its incorporation and its registration number;

(ii) the class of the body in its place of origin and whether the liability of members of the body is limited;

(iii) its contact address;

(iiia) its principal place of business;

(iv) its registered office;

(v) its registered office or principal place of business in its place of origin;

(vi) its officers;

(vii) any scheme of arrangement it has entered into with its creditors, its placement under voluntary administration or a deed of company arrangement or receivership or its liquidation;

(viii) its paid-up and unpaid capital;

(ix) its deregistration;

(x) any charges on its property that have been lodged with ASIC or entered in the Australian Register of Company Charges;

(e)    

in relation to each company entered in the register of foreign companies:

(i) its full name, the date and place of its incorporation or registration in its place of origin and its registration number;

(ii) the class of the foreign company in its place of origin and whether the liability of its members is limited;

(iii) its contact address;

(iiia) its principal place of business;

(iv) its registered office;

(v) its registered office or principal place of business in its place of origin;

(vi) its officers;

(vii) its agent;

(viii) any scheme of arrangement it has entered into with its creditors, its placement under voluntary administration or a deed of company arrangement or receivership or its liquidation;

(ix) its paid-up and unpaid capital;

(x) its deregistration;

(xi) any charges on its property that have been lodged with ASIC or entered in the Australian Register of Company Charges;

(f)    in relation to the register of reserved or registered names - a name entered in that register, the number allocated to that name and the date on which the entry was made;

(g)    in relation to the Register of Licence Holders - each licence holder registered under section 783 or 784 of the Act;

(h)    

in relation to each registered scheme:

(i) the ARSN of the scheme;

(ii) the name of the scheme;

(iii) the date of registration of the scheme under Part 5C.1 of the Act;

(iiia) its contact address;

(iiib) its principal place of business;

(iv) the name and address of the registered office of the responsible entity of the scheme;

(v) the name and address of the auditor of the scheme's compliance plan;

(vi) the date of any amendment of the constitution or compliance plan of the scheme;

(vii) any deregistration or winding up of the scheme;

(vii) any winding up of the scheme under Part 5C.9 of the Act;

(viia) any deregistration of the scheme under Part 5C.10 of the Act;

(viii) the name and address of the auditor of the scheme;

(ha)    

in relation to each fund entered in the Register of Passport Funds - the information about the fund that must be included on the Register of Passport Funds under paragraph 1214(3)(a) or (b) of the Act;

(i)    in relation to the Register of Futures Licensees - the name of each registered futures licensee;

(j)    in relation to the Register of Auditors - the name of each registered auditor;

(k) (Repealed)

(l) (Repealed)

(m)    in relation to the register in respect of financial services licensees mentioned in subsection 922A(2) of the Act:

(i) all of the information in the register which ASIC considers appropriate for a person to search in accordance with subsection 1274A(3) of the Act; or

(ii) all of the information in the register which ASIC considers appropriate to make available in accordance with subsection 1274A(4) of the Act;

(n)    in relation to the register in respect of authorised representatives of financial services licensees mentioned in subsection 922A(2) of the Act:

(i) all of the information in the register which ASIC considers appropriate for a person to search in accordance with subsection 1274A(3) of the Act; or

(ii) all of the information in the register which ASIC considers appropriate to make available in accordance with subsection 1274A(4) of the Act;

(o)    

in relation to the register in respect of persons against whom a banning order or disqualification order is made mentioned in subsection 922A(2) of the Act:

(i) all of the information in the register which ASIC considers appropriate for a person to search in accordance with subsection 1274A(3) of the Act; or

(ii) all of the information in the register which ASIC considers appropriate to make available in accordance with subsection 1274A(4) of the Act;

(p)    

in relation to the register relating to trustees for debenture holders kept under section 283BCA of the Act:

(i) all of the information in the register which ASIC considers appropriate for a person to search in accordance with subsection 1274A(3) of the Act; or

(ii) all of the information in the register which ASIC considers appropriate to make available in accordance with subsection 1274A(4) of the Act;

(q)    

in relation to the Register of Relevant Providers:

(i) all of the information in the Register (other than a relevant provider ' s date and place of birth) which ASIC considers appropriate for a person to search in accordance with subsection 1274A(3) of the Act; or

(ii) all of the information in the Register (other than a relevant provider ' s date and place of birth) which ASIC considers appropriate to make available in accordance with subsection 1274A(4) of the Act.