Corporations Regulations 2001
(regulations 7.9.02 , 7.9.04 , 7.9.05 , 7.9.06 , 7.9.09C , 7.9.11C , 7.9.11N , 7.9.11V , 7.9.12 , 7.9.24 , 7.9.27 , 7.9.30 , 7.9.43 , 7.9.47 , 7.9.51 , 7.9.56 , 7.9.60 , 7.9.61 , 7.9.63 , 7.9.73 and 8.4.02 )
View history note
Hide history noteSubsection 1012IA(1), definition of regulated acquisition
substitute
regulated acquisition
means an acquisition of a financial product pursuant to an instruction by the client under a custodial arrangement, being an acquisition:
(a) by way of issue by the issuer (the regulated person ); or
(b) pursuant to a sale by a person (the regulated person ) in circumstances:
(i) described in subsection 1012C(5) or (8); or
(ii) to which subsection 1012B(3), 1012C(3) or 1012C(6) would apply if those subsections were applicable in relation to a carbon unit, an Australian carbon credit unit or an eligible international emissions unit.
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