Corporations Amendment Regulations 2003 (No. 8) (282 of 2003)

Schedule 1   Amendments commencing on gazettal

[8]   After subregulation 7.7.01 (1)

insert

(2) For paragraph 940C (7) (a) of the Act, a Financial Services Guide and a Statement of Advice may be given to a person in either of the following ways:

(a) making the Guide or Statement available to the person in any way that:

(i) is agreed to by the person; and

(ii) allows the regulated person to be satisfied, on reasonable grounds, that the person has received the Guide or Statement;

(b) making the Guide or Statement available to the person's agent in any way that:

(i) is agreed to by the agent; and

(ii) allows the regulated person to be satisfied, on reasonable grounds, that the agent has received the Guide or Statement.


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