Corporations Amendment Regulations 2004 (No. 3) (26 of 2004)
Schedule 2 Amendments commencing on 11 March 2004
[28] Subparagraph 7.5.24 (1) (d) (ii)
substitute
(ii) the dealer has been suspended by the participating market licensee concerned or OCH, that suspension has not been removed and the selling client has done, or is ready, willing and able to do, all things necessary to enable the dealer to do all things that the dealer is required to do under the operating rules of the participating market licensee or OCH to effect a transfer of the securities pursuant to the sale; and
Copyright notice
© Australian Taxation Office for the Commonwealth of Australia
You are free to copy, adapt, modify, transmit and distribute material on this website as you wish (but not in any way that suggests the ATO or the Commonwealth endorses you or any of your services or products).
