Superannuation Industry (Supervision) Amendment Regulations 2004 (No. 3) (113 of 2004)

Schedule 1   Amendments commencing on 1 July 2004

[19]   After Part 11

insert

Part 11A Register to be kept by APRA

11A.01 General

(1) For subsection 353 (2) of the Act, APRA must keep a register of:

(a) registrable superannuation entities that have been registered under Part 2B of the Act; and

(b) the RSE licensees of those entities.

(2) APRA may determine the form and manner in which the Register will be kept.

Note The form of register determined by APRA must be a form that would allow the register to be inspected and copied under subregulation (3).

(3) A person may:

(a) inspect a register; and

(b) make a copy of, or take extracts from, the register.

11A.02 Regulated superannuation funds

(1) The Register must contain the information set out in subregulations (2) and (3) for each registrable superannuation entity that is a regulated superannuation fund.

(2) The Register must contain the following information for each registrable superannuation entity:

(a) the name of the entity;

(b) the registration number of the entity;

(c) the postal address of the entity;

(d) the registered address of, or an address for service of notices on, the entity;

(e) a contact person and contact telephone and facsimile numbers for the entity;

(f) the status of the entity under section 42 of the Act;

(g) the Australian Business Number (the ABN ), if any, of the entity.

(3) The Register must also contain, in relation to each registrable superannuation entity, the following information:

(a) the class of RSE licence held by the RSE licensee;

(b) for an RSE licensee that is a body corporate - the RSE licensee's:

(i) unique licence number; and

(ii) name; and

(iii) registered address; and

(iv) telephone number; and

(v) Australian Company Number ( ACN ); and

(vi) ABN, if any;

(c) for an RSE licensee that is a group of individual trustees:

(i) the RSE licensee's unique licence number; and

(ii) the name of each individual trustee who is a member of the group.

11A.03 Approved deposit funds

(1) The Register must contain the information set out in subregulations (2) and (3) for each registrable superannuation entity that is an approved deposit fund.

(2) The Register must contain the following information for each registrable superannuation entity:

(a) the name of the entity;

(b) the registration number of the entity;

(c) the postal address of the entity;

(d) the registered address of, or an address for service of notices on, the entity;

(e) a contact person and contact telephone and facsimile numbers for the entity;

(f) the status of the entity under section 43 of the Act;

(g) the ABN, if any, of the entity.

(3) The register must also contain, in relation to each registrable superannuation entity, the following information:

(a) the class of RSE licence held by the RSE licensee;

(b) the RSE licensee's:

(i) unique licence number; and

(ii) name; and

(iii) registered address; and

(iv) telephone number; and

(v) ACN; and

(vi) ABN, if any.

11A.04 Pooled superannuation trusts

(1) The Register must contain the information set out in subregulations (2) and (3) for each registrable superannuation entity that is a PST.

(2) The Register must contain the following information for each registrable superannuation entity:

(a) the name of the entity;

(b) the registration number of the entity;

(c) the postal address of the entity;

(d) the registered address of, or an address for service of notices on, the entity;

(e) a contact person and contact telephone and facsimile numbers for the entity;

(f) the status of the entity under section 44 of the Act;

(g) the ABN, if any, of the entity .

(3) The Register must also contain, in relation to each registrable superannuation entity, the following information:

(a) the class of RSE licence held by the RSE licensee;

(b) the RSE licensee's:

(i) unique licence number; and

(ii) name; and

(iii) registered address; and

(iv) telephone number; and

(v) ACN; and

(vi) ABN, if any.


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