Corporations Amendment Regulations 2004 (No. 9) (399 of 2004)

Schedule 2 Amendments commencing on 1 January 2005

[9] Schedule 2, after form 2501

insert

Form 2M01 Notice to lodging entity of proposed referral of financial report to Financial Reporting Panel by ASIC

(regulation 2M.3.30)

Corporations Regulations 2001

Australian Securities and Investments Commission

NOTICE TO LODGING ENTITY OF PROPOSED REFERRAL OF A FINANCIAL REPORT TO THE FINANCIAL REPORTING PANEL BY ASIC

Note Under section 323EC of the Corporations Act 2001 (the Act), ASIC may refer a financial report to the Financial Reporting Panel (the Panel) if ASIC is of the opinion that the financial report does not comply with one or more of the financial reporting requirements. Under subsections 323ED (1) and (2) of the Act, if ASIC proposes to refer a financial report to the Panel, ASIC must give the lodging entity written notice of the proposed referral. The notice must include the information and statement mentioned in paragraphs 323ED (2) (a), (b) and (c) of the Act and must be in the prescribed form.

To (name of lodging entity), ASIC is of the opinion that the financial report does not comply with one or more of the financial reporting requirements and proposes to refer the report to the Financial Reporting Panel.

Address of ASIC	Name and contact details of relevant officer at ASIC


Information and statement required by paragraphs 323ED (2) (a), (b) and (c) of the Corporations Act 2001

Form 2M02 Referral of financial report to Financial Reporting Panel by ASIC

(regulation 2M.3.31)

Corporations Regulations 2001

Australian Securities and Investments Commission

REFERRAL OF A FINANCIAL REPORT TO THE FINANCIAL REPORTING PANEL BY ASIC

Note Under subsection 323EF (1) of the Corporations Act 2001 (the Act), a referral by ASIC of a financial report to the Financial Reporting Panel must include the information, and be accompanied by the documents, mentioned in that subsection. Under subsection 323EF (2) of the Act, a referral must be in the prescribed form.

ASIC is referring a financial report of (name of lodging entity) to the Financial Reporting Panel under Subdivision B of Division 9 of Part 2M.3 of the Corporations Act 2001 (the Act).

The registered address of: (a) if the lodging entity is a registered scheme - the responsible entity; or (b) if the lodging entity is not a registered scheme - the lodging entity.


Address of ASIC	Name and contact details of relevant officer at ASIC

Information required by paragraphs 323EF (1) (a) and (b) of the Act

Form 2M03 Referral of financial report to Financial Reporting Panel by lodging entity

(regulation 2M.3.32)

Corporations Regulations 2001

REFERRAL OF A FINANCIAL REPORT TO THE FINANCIAL REPORTING PANEL BY THE LODGING ENTITY

Note Under subsection 323EI (1) of the Corporations Act 2001 (the Act), a referral by a lodging entity of a financial report to the Financial Reporting Panel must include the information, and be accompanied by the document, mentioned in that subsection. Under subsection 323EI (2) of the Act, a referral must be in the prescribed form.

(Name of lodging entity) is referring a financial report to the Financial Reporting Panel under Subdivision C of Division 9 of Part 2M.3 of the Corporations Act 2001 (the Act).

ASIC consents to the referral of the financial report to the Financial Reporting Panel.

The registered address and the names of the directors of:

(a) if the lodging entity is a registered scheme - the responsible entity; or

(b) if the lodging entity is not a registered scheme - the lodging entity.

The ACN, ARBN or ARSN of the lodging entity

Name and contact details of contact person for the lodging entity

Information required by paragraphs 323EI (1) (a) and (b) of the Act

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