Corporations Amendment Regulations 2007 (No. 6) (197 of 2007)
Schedule 1 Amendment
[3] After regulation 7.7.03
insert
7.7.03A Financial Services Guide given by financial services licensee: compensation arrangements
(1) For paragraph 942B (2) (k) of the Act, the Financial Services Guide given by a financial services licensee must include a statement about:
(a) the kind of compensation arrangements that the licensee has in place; and
(b) whether those arrangements satisfy the requirements for compensation arrangements under section 912B of the Act.
(2) This regulation commences, for a particular financial services licensee, on the date that subregulations 7.6.02AAA (1), (2) and (3) take effect for that licensee.
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