Corporations Amendment Regulation 2013 (No. 3) (101 of 2013)
Schedule 1 Amendments commencing on 1 July 2013
Corporations Regulations 2001
7 After regulation 7.8.13
Insert:
7.8.13A Compliance certificate with profit and loss statement and balance sheet
For paragraph 989B(3)(a) and subparagraph 989B(3)(b)(i)of the Act, a compliance certificate lodged by a licensee with a true and fair profit and loss statement and balance sheet in respect of a financial year must:
(a)be lodged with ASIC in the prescribed form; and
(b)be signed by:
(i)if the licensee is an individual - the licensee; or
(ii)if the licensee is a corporation - an officer of the corporation; or
(iii)if the licensee is a partnership or the trustees of a trust - a partner or trustee who performs duties in relation to financial services.
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