Treasury Laws Amendment (ASIC Fees) Regulations 2018 (F2018L00965)
Schedule 1 Main amendments
National Consumer Credit Protection (Fees) Regulations 2010
36 Schedule 1
Repeal the Schedule, substitute:
Schedule 1 - Fees for chargeable matters
Note: See regulation 4.
Part 1 - Specified fees
1 Specified fees
For the purposes of subregulations 4(1) and (2), the following table prescribes fees for chargeable matters.
Note: See also regulation 3 (definitions).
|
Specified fees |
||
|---|---|---|
|
Item |
Column 1
|
Column 2
|
|
Chargeable matters under the National Credit Act |
||
|
1 |
Lodgment of an application to be licensed under subsection 36(1) of the National Credit Act: |
|
|
(a) if the applicant is an individual and the licence is not a credit provider licence or lessor licence; or |
$1,798 |
|
|
(b) if the applicant is an individual and the licence is a credit provider licence or lessor licence; or |
$3,468 |
|
|
(c) if the applicant is not an individual and the licence is not a credit provider licence or lessor licence; or |
$2,055 |
|
|
(d) if the applicant is not an individual and the licence is a credit provider licence or lessor licence |
$4,624 |
|
|
2 |
Lodgment of information or an audit report under subsection 37(4) of the National Credit Act |
no fee |
|
3 |
Lodgement of an application for an extension of time under subsection 37(5), 49(5), 220(2) or 265(5) of the National Credit Act |
no fee |
|
4 |
Lodgment of an application to have conditions imposed, varied or revoked under paragraph 45(2)(b) of the National Credit Act: |
|
|
(a) if the licensee is an individual and the licence is not a credit provider licence or lessor licence; or |
$2,183 |
|
|
(b) if the licensee is an individual and the licence is a credit provider licence or lessor licence; or |
$1,156 |
|
|
(c) if the licensee is not an individual and the licence is not a credit provider licence or lessor licence; or |
$2,826 |
|
|
(d) if the licensee is not an individual and the licence is a credit provider licence or lessor licence |
$1,284 |
|
|
5 |
Lodgment of an application for ASIC to approve arrangements under paragraph 48(2)(b) of the National Credit Act |
$1,540 |
|
6 |
Lodgment of a statement under subsection 49(1) of the National Credit Act |
no fee |
|
7 |
Lodgement of an application for an extension of time under subsection 53(1) or 101(3) of the National Credit Act |
$1,155 |
|
8 |
Lodgment of an annual compliance certificate under subsection 53(1) of the National Credit Act |
no fee |
|
9 |
Lodgment under paragraph 54(1)(a) of the National Credit Act |
no fee |
|
10 |
Lodgment of an application for the variation or cancellation of a banning order under paragraph 83(2)(b) of the National Credit Act |
$115 |
|
11 |
Lodgment of a trust account statement and trust account audit report under subsections 100(1) and (2) of the National Credit Act |
no fee |
|
12 |
Lodgment of a report under section 104 of the National Credit Act |
no fee |
|
13 |
Lodgment of an application for relief under section 109 of the National Credit Act |
$3,487 |
|
14 |
Lodgment of an application for relief under section 163 of the National Credit Act |
$3,487 |
|
Chargeable matters under Schedule 1 to the National Credit Act (the National Credit Code) |
||
|
15 |
Lodgment of an application for relief under subsection 6(14) of the National Credit Code |
$3,487 |
|
16 |
Lodgment of an application for relief under subsection 6(17) of the National Credit Code |
$3,487 |
|
17 |
Lodgment of an application for relief under subsection 171(4) of the National Credit Code |
$3,487 |
|
18 |
Lodgment of an application for relief under subsection 171(6) of the National Credit Code |
$3,487 |
|
19 |
Lodgment of an application for relief under subsection 203A(1) of the National Credit Code |
$3,487 |
|
20 |
Lodgment of an application for relief under subsection 203A(3) of the National Credit Code |
$3,487 |
|
Chargeable matters under the National Consumer Credit Protection (Transitional and Consequential Provisions) Act 2009 |
||
|
21 |
Lodgment of an application to be registered under subitem 11(1) of Schedule 2 to the Transitional Act |
no fee |
|
22 |
Lodgment of an application to have conditions imposed, varied or revoked under paragraph 14(2)(b) of Schedule 2 to the Transitional Act |
$115 |
|
23 |
Lodgment of a statement under subitem 17(1) of Schedule 2 to the Transitional Act |
no fee |
|
24 |
Lodgment of information under subitem 18(1) of Schedule 2 to the Transitional Act |
no fee |
|
25 |
Lodgment of an application to suspend or cancel registration under paragraph 23(1)(a) of Schedule 2 to the Transitional Act |
no fee |
|
26 |
Lodgment of an application for relief under item 41 of Schedule 2 to the Transitional Act |
$3,487 |
|
Chargeable matters under the National Consumer Credit Protection Regulations 2010 |
||
|
27 |
Lodgment of particulars of a change under subregulation 9(2) of the National Credit Regulations |
no fee |
|
28 |
Lodgment of particulars of a change under subregulation 9(3) of the National Credit Regulations |
no fee |
|
29 |
Lodgment of particulars of a change in control of a licensee under subregulation 9(10) of the National Credit Regulations |
no fee |
|
30 |
Lodgment of notification of appointment under subregulation 19(3) of the National Credit Regulations |
no fee |
|
31 |
Lodgment of notification of appointment under subregulation 19(5) of the National Credit Regulations |
no fee |
|
32 |
Lodgment of information under a provision of: (a) the National Credit Regulations; or (b) the National Credit Act as modified by a provision of the National Credit Regulations; that relates to an unlicensed carried over lender |
no fee |
|
33 |
Lodgment of information under a provision of: (a) the National Credit Regulations; or (b) the National Credit Act as modified by a provision of the National Credit Regulations; that relates to a special purpose funding entity |
no fee |
Part 2 - Registry fees
2 Registry fees
For the purposes of subregulations 4(1) and (2), the following table prescribes fees for chargeable matters.
Note: See also regulation 3 (definitions).
|
Registry fees |
||
|---|---|---|
|
Item |
Column 1
|
Column 2
|
|
Chargeable matters under the National Credit Act |
||
|
1 |
Lodgment of a notice of an authorisation, or a notice of a change to, or revocation of, an authorisation, under section 71 of the National Credit Act |
no fee |
|
Chargeable matters under the National Consumer Credit Protection Regulations 2010 |
||
|
2 |
Notification of an address under paragraph 29(6)(a) of the National Credit Regulations |
no fee |
|
3 |
Notification of a change of address under paragraph 29(6)(b) of the National Credit Regulations |
no fee |
|
4 |
Notification of an address under paragraph 30A(3)(a) of the National Credit Regulations |
no fee |
|
5 |
Notification of a change of address under paragraph 30A(3)(b) of the National Credit Regulations |
no fee |
|
Other chargeable matters |
||
|
6 |
Production by ASIC, under a subpoena, of: (a) a register mentioned in the definition of chargeable matter in subsection 4(1) of the Act; or (b) a document mentioned in that definition |
$117 |
|
7 |
Lodgment of a document, notice or application under the National Credit Act or Transitional Act that is not mentioned in the other items in this Part, in Part 1 of this Schedule or in Schedule 2 |
$117 |
Part 3 - Alteration of fees in Part 1 or 2
3 Alteration of fees in Part 1 or 2
For the purposes of subregulation 4(3), column 2 of an item of the following table specifies alterations, of the fees prescribed by Parts 1 and 2 of this Schedule, that apply in the circumstances specified by column 1 of the item.
|
Alteration of fees |
||
|---|---|---|
|
Item |
Column 1
|
Column 2
|
|
1 |
The chargeable matter is the lodgment of a document otherwise than electronically |
The fee specified in Part 1 or 2 and altered under this Part (if necessary) is increased by $25 |
|
2 |
The chargeable matter is the lodgment of a document, and: (a) the document must be lodged within a particular period; and (b) the document is not lodged within the period; and (c) the document is lodged within 1 calendar month after the specified period |
The fee specified in Part 1 or 2 and altered under this Part (if necessary) is increased by $67 |
|
3 |
The chargeable matter is the lodgment of a document, and: (a) the document must be lodged within a particular period; and (b) the document is not lodged within the period; and (c) the document is lodged 1 calendar month or more after the specified period |
The fee specified in Part 1 or 2 and altered under this Part (if necessary) is increased by $278 |
|
4 |
If more than one item in this table applies to the person, the items are to be applied in the order of items 1, 2 and 3 |
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