Treasury Laws Amendment (Strengthening Corporate and Financial Sector Penalties) Regulations 2019 (F2019L00392)

Schedule 1   Amendments

Part 1   Amendment of the Corporations Regulations 2001

Corporations Regulations 2001

35   After Part 9.4A

Insert:

Part 9.4AB - Infringement notices

9.4AB.01 Prescribed offences (Act s 1317DAN)

(1) This regulation is made for the purposes of paragraph 1317DAN(c) of the Act.

(2) An alleged offence based on any of the following provisions of the Act is subject to an infringement notice:

(a) subsections 792B(1), (2), (3), (4) and (5);

(b) subsections 821B(1), (2), (3) and (4);

(c) subsections 912D(1B) and (2);

(d) subsection 1351(2).

9.4AB.02 Prescribed civil penalty provisions (Act s 1317DAN)

(1) This regulation is made for the purposes of paragraph 1317DAN(d) of the Act.

(2) The following civil penalty provisions of the Act are subject to an infringement notice:

(a) subsections 188(1) and (2);

(b) subsection 941A(3);

(c) subsections 941B(4);

(d) subsection 946A(4);

(e) section 962P;

(f) subsection 962S(1);

(g) subsections 963E(1) and (2);

(h) subsection 963G(1);

(i) section 963J;

(j) section 963K;

(k) subsection 964A(1);

(l) subsections 964D(1) and (2);

(m) subsection 964E(1);

(n) subsection 985E(1);

(o) section 985L;

(p) subsection 1012A(5);

(q) subsection 1012B(6);

(r) subsection 1012C(11);

(s) subsection 1017BA(4B).