THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.13 - TITLE TO, AND TRANSFER OF, SECURITIES

Division 3 - Transfer of marketable securities and marketable rights

Subdivision D - Miscellaneous

SECTION 1112A   OFFENCES: INCLUSION OF IDENTIFICATION CODES IN PROPER SCH TRANSFERS  

1112A    A person must not, in this jurisdiction or elsewhere, include a member organisation's identification code in a document that may be used to effect a proper SCH transfer unless:

(a)  the person:

(i) is the member organisation or, if it is a partnership, is a partner in the member organisation; or

(ii) is authorised so to include the identification code by the member organisation; and

(b)  if:

(i) the identification code is so included as the identification code of the member organisation effecting the transfer; and

(ii) the member organisation is not the transferor;

the member organisation is, apart from the effect of section 1109B, authorised by the transferor to effect the transfer.