THE CORPORATIONS LAW

CHAPTER 8 - THE FUTURES INDUSTRY

PART 8.3 - PARTICIPANTS IN THE FUTURES INDUSTRY

Division 3 - Futures representatives

SECTION 1173   REPRESENTATIVES OF FUTURES ADVISERS  

1173    A natural person shall not do an act as a representative of a futures adviser (other than an exempt futures adviser) unless the futures adviser:

(a)  is also a futures broker and holds a futures brokers licence; or

(b)  holds a futures advisers licence;

and the person holds a proper authority from the futures adviser.

 View history note

 Hide history note