THE CORPORATIONS LAW
CCH Note:
Part 13 of the Corporations Act 1989, inserted
by sec 6 of No 110 of 1990, Sch 1 (effective 1 January 1991), begins as
follows:
PART 13 - THE CORPORATIONS LAW
THE CORPORATIONS LAW 82 The Corporations Law is as follows:...
CHAPTER 8 - THE FUTURES INDUSTRY
PART 8.3 - PARTICIPANTS IN THE FUTURES INDUSTRY
Division 5 - Excluding persons from the futures industry
SECTION 1202 EFFECT OF ORDERS UNDER SECTION 1201 1202(1) [Prohibition on grant of licence] The Commission shall not grant a futures brokers licence or a futures advisers licence to a person whom an order in force under section 1201 disqualifies from holding a futures brokers licence or a futures advisers licence, as the case may be. 1202(2) [Contravention] A person shall not contravene an order that: (a) is of a kind referred to in paragraph 1201(2)(b); (b) is in force under section 1201; and (c) relates to the person.This information is provided by CCH Australia Limited Link opens in new window. View the disclaimer and notice of copyright.