THE CORPORATIONS LAW

CHAPTER 8 - THE FUTURES INDUSTRY

PART 8.4 - CONDUCT OF FUTURES BUSINESS

SECTION 1204   CERTAIN REPRESENTATIONS PROHIBITED  

1204(1)  (Commission approval of abilities or qualifications)  

A person who is the holder of a licence shall not represent or imply, or knowingly permit to be represented or implied, in any manner to a person that the abilities or qualifications of the holder of the licence have in any respect been approved by the Commission.

1204(2)  (Statement re holding licence not contravention)  

A statement that a person is the holder of a licence is not a contravention of this section.




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