THE CORPORATIONS LAW
PART 13 - THE CORPORATIONS LAW
THE CORPORATIONS LAW 82 The Corporations Law is as follows:...
CHAPTER 7 - SECURITIES
PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY
Division 3 - Representatives
SECTION 807 REPRESENTATIVES OF INVESTMENT ADVISERS 807 A natural person shall not do an act as a representative of an investment adviser (other than an exempt investment adviser) unless: (a) the investment adviser:(i) is also a dealer and holds a dealers licence; or
(ii) holds an investment advisers licence; and(b) the person holds a proper authority from the investment adviser.
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