THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.7 - REGISTERS OF INTERESTS IN SECURITIES

SECTION 886   POWER OF COMMISSION TO REQUIRE CERTAIN INFORMATION  

886    The Commission may, by written notice, require a person (in this section called the principal ) to supply the Commission with:

(a)  the name and address of the person who contributed or prepared specified advice or a specified analysis or report; or

(b)  the names and addresses of all persons who, during a specified period, contributed or prepared any advice, analysis or report;

being advice, or an analysis or report, about securities that was published:

(c)  in a newspaper or periodical owned or published by the principal;

(d)  in the course of, or by means of, transmissions that:

(i) the principal makes by means of an information service; or
(ii) are made by means of an information service that the principal owns, operates or makes available; or

(e)  in sound recordings, video recordings, or data recordings, that the principal makes available as mentioned in paragraph 77(6)(c).




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