Corporations Act 2001
View history note
Hide history note[ CCH Note: S 1546X heading will be amended by No 69 of 2020, s 3, Sch 1[1305], by substituting " THE REGISTRAR " for " ASIC " , (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
A notice must be lodged under this section, in the prescribed form, if, before 1 January 2019, ASIC granted an applicant an Australian financial services licence that covers the provision of personal advice to retail clients in relation to relevant financial products.
[ CCH Note: S 1546X(1) will be amended by No 69 of 2020, s 3, Sch 1[1306], by substituting " with the Registrar under this section " for " under this section, in the prescribed form, " , (effective 1 July 2026 or a day or days to be fixed by Proclamation).]
1546X(2)
The notice must include the day of the year on which the relevant financial services licensee ' s CPD year begins.
[ CCH Note: S 1546X(2) will be substituted by No 69 of 2020, s 3, Sch 1[1307] (effective 1 July 2026 or a day or days to be fixed by Proclamation). S 1546X(2) will read:
1546X(2)
The notice must meet any requirements of the data standards.]
1546X(3)
The notice must be lodged by the licensee before 1 January 2019.
1546X(4)
Subsection 922HA(3) applies as if a reference in that subsection to subsection 922HA(1) or (3) included a reference to this section.
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