Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

PART 7.6 - LICENSING OF PROVIDERS OF FINANCIAL SERVICES  

Division 8A - Professional standards for relevant providers etc.  

Subdivision A - Education and training standards  

SECTION 921BC   EXEMPTIONS FOR CERTAIN RELEVANT PROVIDERS  


Time-sharing schemes

921BC(1)    
Sections 921BA and 921BB do not apply to a relevant provider if the only relevant financial product in relation to which the relevant provider provides personal advice to retail clients is a time-sharing scheme.

Provisional relevant providers

921BC(2)    
The CPD provisions do not apply to provisional relevant providers.


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