Legal database - View: Corporations Act 2001

Corporations Act 2001
CHAPTER 1 - INTRODUCTORY
PART 1.1 - PRELIMINARY
SECTION 1 SHORT TITLE
SECTION 2 COMMENCEMENT
SECTION 3 CONSTITUTIONAL BASIS FOR THIS ACT
SECTION 4 REFERRING STATES
SECTION 5 GENERAL TERRITORIAL APPLICATION OF ACT
SECTION 5A APPLICATION TO THE CROWN
SECTION 5B ASIC HAS GENERAL ADMINISTRATION OF THIS ACT
SECTION 5C APPLICATION OF THE ACTS INTERPRETATION ACT 1901
PART 1.1A - INTERACTION BETWEEN CORPORATIONS LEGISLATION AND STATE AND TERRITORY LAWS
SECTION 5D COVERAGE OF PART
SECTION 5E CONCURRENT OPERATION INTENDED
SECTION 5F CORPORATIONS LEGISLATION DOES NOT APPLY TO MATTERS DECLARED BY STATE OR TERRITORY LAW TO BE AN EXCLUDED MATTER
SECTION 5G AVOIDING DIRECT INCONSISTENCY ARISING BETWEEN THE CORPORATIONS LEGISLATION AND STATE AND TERRITORY LAWS
SECTION 5H REGISTRATION OF BODY AS COMPANY ON BASIS OF STATE OR TERRITORY LAW
SECTION 5I REGULATIONS MAY MODIFY OPERATION OF THE CORPORATIONS LEGISLATION TO DEAL WITH INTERACTION BETWEEN THAT LEGISLATION AND STATE AND TERRITORY LAWS
PART 1.2 - INTERPRETATION
Division 1 - General
SECTION 5J SIMPLIFIED OUTLINE OF THIS PART
SECTION 6 EFFECT OF THIS PART
SECTION 7 IDENTIFYING DEFINED TERMS
SECTION 9 DICTIONARY
SECTION 9AA CERTAIN FAMILY RELATIONSHIPS
SECTION 9AB MEANING OF ASSET
SECTION 9AC MEANING OF DIRECTOR
SECTION 9AD MEANING OF OFFICER
SECTION 9A MEANING OF RIGHTS ISSUE
SECTION 9B MEANING OF REMUNERATION RECOMMENDATION
SECTION 9C MEANING OF REGISTRAR
SECTION 9D MEANING OF DECLARED FINANCIAL MARKET
Division 2 - Meaning of associate
SECTION 10 EFFECT OF DIVISION
SECTION 11 ASSOCIATES OF BODIES CORPORATE
SECTION 12 REFERENCES IN CHAPTERS 6 TO 6C, AND OTHER REFERENCES RELATING TO VOTING POWER AND TAKEOVERS ETC.
SECTION 13 REFERENCES IN CHAPTER 7
SECTION 14 REFERENCES IN CHAPTER 8
SECTION 15 GENERAL
SECTION 16 EXCLUSIONS
SECTION 17 ASSOCIATES OF COMPOSITE PERSON THAT CARRIES ON A FINANCIAL SERVICES BUSINESS
Division 3 - Carrying on business
SECTION 18 CARRYING ON BUSINESS: OTHERWISE THAN FOR PROFIT
SECTION 19 BUSINESSES OF A PARTICULAR KIND
SECTION 20 CARRYING ON A BUSINESS: ALONE OR TOGETHER WITH OTHERS
SECTION 21 CARRYING ON BUSINESS IN AUSTRALIA OR A STATE OR TERRITORY
Division 4 - Dealing in futures contracts [ CCH Note : The next section is s 45A.]
Division 5A - Types of company
SECTION 45A MEANING OF PROPRIETARY COMPANY, SMALL PROPRIETARY COMPANY AND LARGE PROPRIETARY COMPANY
SECTION 45B MEANING OF SMALL COMPANY LIMITED BY GUARANTEE
Division 6 - Subsidiaries and related bodies corporate
SECTION 46 MEANING OF SUBSIDIARY - GENERAL
SECTION 47 CONTROL OF A BODY CORPORATE'S BOARD
SECTION 48 MATTERS TO BE DISREGARDED
SECTION 49 REFERENCES IN THIS DIVISION TO A SUBSIDIARY
SECTION 50 MEANING OF RELATED BODY CORPORATE
SECTION 50AAA MEANING OF ASSOCIATED ENTITY
SECTION 50AA MEANING OF CONTROL
Division 7 - Meaning of some other expressions
SECTION 51 MEANING OF PPSA SECURITY INTEREST
SECTION 51A MEANING OF SECURITY INTEREST
SECTION 51B MEANING OF SECURED PARTY
SECTION 51C MEANING OF CIRCULATING SECURITY INTEREST
SECTION 51D MEANING OF POSSESSORY SECURITY INTEREST
SECTION 51E MEANING OF SECURED CREDITOR
SECTION 51F MEANING OF PPSA RETENTION OF TITLE PROPERTY
SECTION 51M MEANING OF MUTUAL ENTITY
SECTION 52A SIGNING
SECTION 53 MEANING OF AFFAIRS - BODY CORPORATE OTHER THAN A CCIV
SECTION 53AAA MEANING OF AFFAIRS - CCIV
SECTION 53AA MEANING OF BUSINESS AFFAIRS - BODY CORPORATE
SECTION 53AB MEANING OF BUSINESS AFFAIRS - NATURAL PERSON
SECTION 53AC MEANING OF BUSINESS AFFAIRS - PARTNERSHIP
SECTION 53AD MEANING OF BUSINESS AFFAIRS - TRUST
SECTION 54 CHAPTER 8 AGREEMENTS OF THE SAME KIND
SECTION 55 CHAPTER 8 OBLIGATIONS AND RIGHTS
SECTION 56 CLASSES OF FUTURES ORGANISATION MEMBERSHIP
SECTION 57 CLASSES OF SHARES OR INTERESTS IN MANAGED INVESTMENT SCHEMES
SECTION 57A MEANING OF CORPORATION
SECTION 58AA MEANING OF court AND Court
SECTION 58B DISCHARGE OF OBLIGATIONS UNDER THIS ACT
SECTION 59 DEBENTURES AS CONSIDERATION FOR ACQUISITION OF SHARES
SECTION 60 DECLARATION OF RELEVANT RELATIONSHIPS
SECTION 61 DISCRETIONARY ACCOUNTS
SECTION 64 ENTERING INTO A TRANSACTION IN RELATION TO SHARES OR SECURITIES
SECTION 64A MEANING OF ENTITY
SECTION 64B ENTITIES CONNECTED WITH A CORPORATION
SECTION 65 ELIGIBLE MONEY MARKET DEALER
SECTION 66A MEANING OF EXEMPT BODY CORPORATE
SECTION 67 EXEMPT BROKERS AND EXEMPT FUTURES ADVISERS
SECTION 68 EXEMPT DEALERS AND EXEMPT INVESTMENT ADVISERS
SECTION 70 EXTENSION OF PERIOD FOR DOING AN ACT
SECTION 71 FUTURES ADVICE BUSINESS
SECTION 72 FUTURES CONTRACT
SECTION 72A ACT APPLIES TO CERTAIN CHAPTER 8 AGREEMENTS AS IF THEY WERE FUTURES CONTRACTS
SECTION 73 FUTURES REPRESENTATIVES
SECTION 73A WHEN A COURT IS TAKEN TO FIND A PERSON GUILTY OF AN OFFENCE
SECTION 75 INCLUSION IN OFFICIAL LIST
SECTION 77 INVESTMENT ADVICE BUSINESS
SECTION 79 INVOLVEMENT IN CONTRAVENTIONS
SECTION 80 JERVIS BAY TERRITORY TAKEN TO BE PART OF THE AUSTRALIAN CAPITAL TERRITORY
SECTION 82 OFFERS AND INVITATIONS TO THE PUBLIC
SECTION 82A OFFICERS OF BODIES CORPORATE AND OTHER ENTITIES
SECTION 83 OFFICERS, AND OTHER PERSONS, IN DEFAULT
SECTION 84 OWN ACCOUNT DEALINGS AND TRANSACTIONS: SECURITIES
SECTION 86 POSSESSION
SECTION 87 PROPER AUTHORITY FROM FUTURES LICENSEE; INVALID FUTURES AUTHORITY
SECTION 88 PROPER AUTHORITY FROM SECURITIES LICENSEE; INVALID SECURITIES AUTHORITY
SECTION 88A MEANING OF PUBLIC DOCUMENT
SECTION 88B MEANING OF QUALIFIED ACCOUNTANT
SECTION 89 MEANING OF QUALIFIED PRIVILEGE
SECTION 90 RECEIVERS AND MANAGERS
SECTION 91 MEANING OF RELATION-BACK DAY
SECTION 92 MEANING OF SECURITIES
SECTION 92A ACT APPLIES TO CERTAIN RELEVANT AGREEMENTS AS IF THEY WERE SECURITIES
SECTION 93 SECURITIES BUSINESS
SECTION 94 SECURITIES REPRESENTATIVES
SECTION 95A MEANING OF SOLVENT AND INSOLVENT
SECTION 97 STOCK MARKET NOT TO INCLUDE FUTURES MARKET
Division 8 - Miscellaneous interpretation rules
SECTION 100 ADDRESS OF REGISTERED OFFICE ETC.
SECTION 100A OPERATION OF CERTAIN LAWS RELATING TO INSTRUMENTS ON WHICH STAMP DUTY HAS NOT BEEN PAID
SECTION 101 AMOUNT OF STOCK REPRESENTING A NUMBER OF SHARES
SECTION 102 APPLICATIONS TO BE IN WRITING
SECTION 102B MEANING OF IN THIS JURISDICTION OR ELSEWHERE AND OUTSIDE THIS JURISDICTION
SECTION 102C MEANING OF IN AUSTRALIA
SECTION 103 EFFECT OF CERTAIN CONTRAVENTIONS OF THIS ACT
SECTION 104 EFFECT OF PROVISIONS EMPOWERING A PERSON TO REQUIRE OR PROHIBIT CONDUCT
SECTION 105 CALCULATION OF TIME
SECTION 105A WHEN IS AN ELECTRONIC COMMUNICATION SENT AND RECEIVED
SECTION 105B PLACE WHERE AN ELECTRONIC COMMUNICATION IS SENT OR RECEIVED
SECTION 106 PERFORMANCE OF FUNCTIONS BY COMMISSION DELEGATE
SECTION 107 NOTICE IN RELATION TO TOP 20 MEMBERS OF A CLASS
SECTION 108 PARTS OF DOLLAR TO BE DISREGARDED IN DETERMINING MAJORITY IN VALUE OF CREDITORS ETC.
SECTION 109 REFERENCES TO PERSONS, THINGS AND MATTERS
SECTION 109X SERVICE OF DOCUMENTS
PART 1.2AA - SIGNING AND SENDING DOCUMENTS
Division 1 - Technology neutral signing
SECTION 110 WHEN THIS DIVISION APPLIES
SECTION 110A TECHNOLOGY NEUTRAL SIGNING
SECTION 110B LODGEMENT OF DOCUMENTS
Division 2 - Technology neutral sending of documents, and related matters
SECTION 110C DOCUMENTS TO WHICH THIS DIVISION APPLIES
SECTION 110D TECHNOLOGY NEUTRAL SENDING OF DOCUMENTS
SECTION 110E ELECTION TO BE SENT DOCUMENTS IN PHYSICAL FORM OR ELECTRONIC FORM, OR NOT TO BE SENT DOCUMENTS
SECTION 110F FAILURE TO COMPLY WITH MEMBER ' S ELECTION TO BE SENT DOCUMENT IN PARTICULAR FORM
SECTION 110G FAILURE TO COMPLY WITH MEMBER ' S ELECTION NOT TO BE SENT DOCUMENTS
SECTION 110H EFFECT OF ELECTION NOT TO BE SENT DOCUMENTS
SECTION 110J AD HOC REQUESTS TO BE SENT DOCUMENTS IN A PARTICULAR FORM
SECTION 110JA SENDER DOES NOT NEED TO SEND DOCUMENT IF MEMBER UNCONTACTABLE
SECTION 110K OBLIGATION TO GIVE NOTICE OF MEMBERS ' RIGHTS
PART 1.2A - DISCLOSING ENTITIES
Division 1 - Object of Part
SECTION 111AA OBJECT OF PART
Division 2 - Meaning of disclosing entity and related terms
SECTION 111AB TERMS DEFINED IN DIVISION
SECTION 111AC MEANING OF DISCLOSING ENTITY
SECTION 111AD MEANING OF ED SECURITIES
SECTION 111AE SECURITIES OF BODIES OR UNDERTAKINGS INCLUDED IN A LICENSED MARKET ' S OFFICIAL LIST
SECTION 111AF SECURITIES (EXCEPT DEBENTURES AND MANAGED INVESTMENT PRODUCTS) HELD BY 100 OR MORE PERSONS
SECTION 111AFA MANAGED INVESTMENT PRODUCTS HELD BY 100 OR MORE PERSONS
SECTION 111AFB FOREIGN PASSPORT FUND PRODUCTS HELD BY 100 OR MORE PERSONS
SECTION 111AG SECURITIES ISSUED AS CONSIDERATION FOR AN ACQUISITION UNDER AN OFF-MARKET TAKEOVER BID OR PART 5.1 COMPROMISE OR ARRANGEMENT
SECTION 111AH WHEN A PERSON HOLDS SECURITIES FOR THE PURPOSES OF SECTIONS 111AF, 111AFA, 111AFB AND 111AG
SECTION 111AI DEBENTURES
SECTION 111AJ REGULATIONS MAY DECLARE SECURITIES NOT TO BE ED SECURITIES
SECTION 111AK ED SECURITIES OF A DISCLOSING ENTITY
SECTION 111AL MEANING OF LISTED DISCLOSING ENTITY
SECTION 111AM MEANING OF QUOTED ED SECURITIES
Division 3 - Significance of being a disclosing entity
SECTION 111AN DIVISION CONTAINS OUTLINE OF SIGNIFICANCE OF BEING A DISCLOSING ENTITY
SECTION 111ANA REQUIREMENTS RELATING TO REMUNERATION RECOMMENDATIONS IN RELATION TO KEY MANAGEMENT PERSONNEL
SECTION 111AO ACCOUNTING REQUIREMENTS
SECTION 111AP CONTINUOUS DISCLOSURE REQUIREMENTS
SECTION 111AQ PROSPECTUS RELIEF
SECTION 111AQA PRODUCT DISCLOSURE STATEMENT RELIEF
Division 4 - Exemptions and modifications
SECTION 111AR MEANING OF DISCLOSING ENTITY PROVISIONS
SECTION 111AS EXEMPTIONS BY REGULATIONS
SECTION 111AT EXEMPTIONS BY ASIC
SECTION 111AU ENFORCING CONDITIONS OF EXEMPTIONS
SECTION 111AV MODIFICATIONS BY REGULATIONS
SECTION 111AW EXEMPTIONS AND MODIFICATIONS HAVE EFFECT
SECTION 111AX EFFECT OF DIVISION
PART 1.4 - TECHNICAL PROVISIONS ABOUT AIDS FOR READERS
SECTION 111J SMALL BUSINESS GUIDE
PART 1.5 - SMALL BUSINESS GUIDE
1 What registration means
2 The company structure for small business
3 Setting up a new company
4 Continuing obligations after the company is set up
5 Company directors and company secretaries
6 Shares and shareholders
7 Signing company documents
8 Funding the company ' s operations
9 Returns to shareholders
10 Annual financial reports and audit
11 Disagreements within the company
12 Companies in financial trouble
PART 1.6 - INTERACTION WITH AUSTRALIAN CHARITIES AND NOT-FOR-PROFITS COMMISSION ACT 2012
SECTION 111K BODIES CORPORATE REGISTERED UNDER THE AUSTRALIAN CHARITIES AND NOT-FOR-PROFITS COMMISSION ACT 2012
SECTION 111L PROVISIONS NOT APPLICABLE TO THE BODY CORPORATE
SECTION 111M MEMBER APPROVAL
SECTION 111N NOTICES
SECTION 111P ANNUAL GENERAL MEETINGS
SECTION 111Q PRESUMPTIONS TO BE MADE IN RECOVERY PROCEEDINGS
CHAPTER 2A - REGISTERING A COMPANY
PART 2A.1 - WHAT COMPANIES CAN BE REGISTERED
SECTION 112 TYPES OF COMPANIES
SECTION 113 PROPRIETARY COMPANIES
SECTION 114 MINIMUM OF 1 MEMBER
SECTION 115 RESTRICTIONS ON SIZE OF PARTNERSHIPS AND ASSOCIATIONS
SECTION 116 TRADE UNIONS CANNOT BE REGISTERED
PART 2A.2 - HOW A COMPANY IS REGISTERED
SECTION 117 APPLYING FOR REGISTRATION
SECTION 118 ASIC GIVES COMPANY ACN, REGISTERS COMPANY AND ISSUES CERTIFICATE
SECTION 119 COMPANY COMES INTO EXISTENCE ON REGISTRATION
SECTION 119A JURISDICTION OF INCORPORATION AND JURISDICTION OF REGISTRATION
SECTION 120 MEMBERS, DIRECTORS AND COMPANY SECRETARY OF A COMPANY
SECTION 121 REGISTERED OFFICE
SECTION 122 EXPENSES INCURRED IN PROMOTING AND SETTING UP COMPANY
SECTION 123 COMPANY MAY HAVE COMMON SEAL
CHAPTER 2B - BASIC FEATURES OF A COMPANY
PART 2B.1 - COMPANY POWERS AND HOW THEY ARE EXERCISED
SECTION 124 LEGAL CAPACITY AND POWERS OF A COMPANY
SECTION 125 CONSTITUTION MAY LIMIT POWERS AND SET OUT OBJECTS
SECTION 126 AGENT EXERCISING A COMPANY ' S POWER TO MAKE CONTRACTS AND EXECUTE DOCUMENTS (INCLUDING DEEDS)
SECTION 127 EXECUTION OF DOCUMENTS (INCLUDING DEEDS) BY THE COMPANY ITSELF
PART 2B.2 - ASSUMPTIONS PEOPLE DEALING WITH COMPANIES ARE ENTITLED TO MAKE
SECTION 128 ENTITLEMENT TO MAKE ASSUMPTIONS
SECTION 129 ASSUMPTIONS THAT CAN BE MADE UNDER SECTION 128
SECTION 130 INFORMATION AVAILABLE TO THE PUBLIC FROM ASIC DOES NOT CONSTITUTE CONSTRUCTIVE NOTICE
PART 2B.3 - CONTRACTS BEFORE REGISTRATION
SECTION 131 CONTRACTS BEFORE REGISTRATION
SECTION 132 PERSON MAY BE RELEASED FROM LIABILITY BUT IS NOT ENTITLED TO INDEMNITY
SECTION 133 THIS PART REPLACES OTHER RIGHTS AND LIABILITIES
PART 2B.4 - REPLACEABLE RULES AND CONSTITUTION
SECTION 134 INTERNAL MANAGEMENT OF COMPANIES
SECTION 135 REPLACEABLE RULES
SECTION 136 CONSTITUTION OF A COMPANY
SECTION 137 DATE OF EFFECT OF ADOPTION, MODIFICATION OR REPEAL OF CONSTITUTION
SECTION 138 ASIC MAY DIRECT COMPANY TO LODGE CONSOLIDATED CONSTITUTION
SECTION 139 COMPANY MUST SEND COPY OF CONSTITUTION TO MEMBER
SECTION 140 EFFECT OF CONSTITUTION AND REPLACEABLE RULES
SECTION 141 TABLE OF REPLACEABLE RULES
PART 2B.5 - REGISTERED OFFICE AND PLACES OF BUSINESS
SECTION 142 REGISTERED OFFICE
SECTION 143 ASIC MAY CHANGE ADDRESS OF REGISTERED OFFICE TO A DIRECTOR ' S ADDRESS
SECTION 144 COMPANY'S NAME MUST BE DISPLAYED AT REGISTERED OFFICE ETC.
SECTION 145 OPENING HOURS OF REGISTERED OFFICE OF PUBLIC COMPANY
SECTION 146 CHANGE OF ADDRESS OF PRINCIPAL PLACE OF BUSINESS
SECTION 146A CONTACT ADDRESS
PART 2B.6 - NAMES
Division 1 - Selecting and using a name
SECTION 147 WHEN A NAME IS AVAILABLE
SECTION 148 A COMPANY ' S NAME
SECTION 149 ACCEPTABLE ABBREVIATIONS
SECTION 150 EXCEPTION TO REQUIREMENT FOR USING ' LIMITED ' IN NAME
SECTION 151 EXCEPTION TO REQUIREMENT FOR USING ' LIMITED ' IN NAME - PRE-EXISTING LICENCES
SECTION 152 RESERVING A NAME
SECTION 153 USING A NAME AND ACN ON DOCUMENTS
SECTION 154 EXCEPTION TO REQUIREMENT TO HAVE ACN ON RECEIPTS
SECTION 155 REGULATIONS MAY EXEMPT FROM REQUIREMENT TO SET OUT INFORMATION ON DOCUMENTS
SECTION 156 CARRYING ON BUSINESS USING ``LIMITED'', ``NO LIABILITY'' OR ``PROPRIETARY'' IN NAME
Division 2 - Changing a company's name
SECTION 157 COMPANY CHANGING ITS NAME
SECTION 157A CHANGE OF NAME OF COMPANY UNDER EXTERNAL ADMINISTRATION
SECTION 158 ASIC ' S POWER TO DIRECT COMPANY TO CHANGE ITS NAME
SECTION 159 ASIC ' S POWER TO INCLUDE ' LIMITED ' IN COMPANY ' S NAME
SECTION 160 ASIC MUST ISSUE NEW CERTIFICATE IF COMPANY ' S NAME CHANGES
SECTION 161 EFFECT OF NAME CHANGE
SECTION 161A COMPANY UNDER EXTERNAL ADMINISTRATION - FORMER NAME TO BE USED ON DOCUMENTS
PART 2B.7 - CHANGING COMPANY TYPE
SECTION 162 CHANGING COMPANY TYPE
SECTION 163 APPLYING FOR CHANGE OF TYPE
SECTION 164 ASIC CHANGES TYPE OF COMPANY
SECTION 165 ASIC MAY DIRECT A PROPRIETARY COMPANY TO CHANGE TO A PUBLIC COMPANY IN CERTAIN CIRCUMSTANCES
SECTION 166 EFFECT OF CHANGE OF TYPE
SECTION 167 ISSUE OF SHARES BY COMPANY OR HOLDING COMPANY - COMPANY LIMITED BY GUARANTEE CHANGING TO COMPANY LIMITED BY SHARES
SECTION 167AA APPLICATION OF PART TO COMPANY LIMITED BOTH BY SHARES AND BY GUARANTEE
PART 2B.8 - MUTUAL CAPITAL INSTRUMENTS (MCIs)
Division 1 - Preliminary
SECTION 167AB SIMPLIFIED OUTLINE OF THIS PART
Division 2 - MCI mutual entities and MCIs
SECTION 167AC MEANING OF MCI MUTUAL ENTITY
SECTION 167AD MEANING OF MCI
SECTION 167AE MCI REQUIREMENTS - CLASS RIGHTS
SECTION 167AF MCI REQUIREMENTS - OTHER REQUIREMENTS
SECTION 167AG MCIs MUST BE CANCELLED BEFORE MCI MUTUAL ENTITY DEMUTUALISES
Division 3 - Special procedure for amending constitution of mutual entity that proposes to issue MCIs
SECTION 167AH PURPOSE AND APPLICATION OF THIS DIVISION
SECTION 167AI MCI AMENDMENT RESOLUTION
SECTION 167AJ PROCEDURE FOR MCI AMENDMENT RESOLUTION
CHAPTER 2C - REGISTERS
PART 2C.1 - REGISTERS GENERALLY
SECTION 167A WHO IS COVERED BY THIS CHAPTER
SECTION 168 REGISTERS TO BE MAINTAINED
SECTION 169 REGISTER OF MEMBERS
SECTION 170 REGISTER OF OPTION HOLDERS AND COPIES OF OPTIONS DOCUMENTS
SECTION 171 REGISTER OF DEBENTURE HOLDERS
SECTION 172 LOCATION OF REGISTERS
SECTION 173 RIGHT TO INSPECT AND GET COPIES
SECTION 174 AGENT'S OBLIGATIONS
SECTION 175 CORRECTION OF REGISTERS
SECTION 176 EVIDENTIARY VALUE OF REGISTERS
SECTION 177 USE OF INFORMATION ON REGISTERS
SECTION 178 OVERSEAS BRANCH REGISTERS - COMPANIES
SECTION 178AA OVERSEAS BRANCH REGISTERS - AUSTRALIAN PASSPORT FUNDS
PART 2C.2 - NOTICE BY PROPRIETARY COMPANIES OF CHANGES TO MEMBER REGISTER
SECTION 178A NOTICE OF CHANGE TO MEMBER REGISTER
SECTION 178B TOP 20 ONLY
SECTION 178C NOTICE OF CHANGE TO SHARE STRUCTURE
SECTION 178D TIME WITHIN WHICH ASIC MUST BE NOTIFIED
CHAPTER 2D - OFFICERS AND EMPLOYEES
PART 2D.1 - DUTIES AND POWERS
SECTION 179 SIMPLIFIED OUTLINE OF THIS PART
Division 1 - General duties
SECTION 180 CARE AND DILIGENCE - CIVIL OBLIGATION ONLY
SECTION 181 GOOD FAITH - CIVIL OBLIGATIONS
SECTION 182 USE OF POSITION - CIVIL OBLIGATIONS
SECTION 183 USE OF INFORMATION - CIVIL OBLIGATIONS
SECTION 184 GOOD FAITH, USE OF POSITION AND USE OF INFORMATION - CRIMINAL OFFENCES
SECTION 185 INTERACTION OF SECTIONS 180 TO 184 WITH OTHER LAWS ETC.
SECTION 186 TERRITORIAL APPLICATION OF SECTIONS 180 TO 184
SECTION 187 DIRECTORS OF WHOLLY-OWNED SUBSIDIARIES
SECTION 188 RESPONSIBILITY OF SECRETARIES ETC. FOR CERTAIN CORPORATE CONTRAVENTIONS
SECTION 189 RELIANCE ON INFORMATION OR ADVICE PROVIDED BY OTHERS
SECTION 190 RESPONSIBILITY FOR ACTIONS OF DELEGATE
SECTION 190A LIMITED APPLICATION OF DIVISION TO REGISTRABLE AUSTRALIAN BODIES
SECTION 190B DIVISION DOES NOT APPLY TO ABORIGINAL AND TORRES STRAIT ISLANDER CORPORATIONS
SECTION 190C DIVISION DOES NOT APPLY IN RELATION TO NOTIFIED FOREIGN PASSPORT FUNDS OR THEIR OPERATORS
Division 2 - Disclosure of, and voting on matters involving, material personal interests
SECTION 191 MATERIAL PERSONAL INTEREST - DIRECTOR'S DUTY TO DISCLOSE
SECTION 192 DIRECTOR MAY GIVE OTHER DIRECTORS STANDING NOTICE ABOUT AN INTEREST
SECTION 193 INTERACTION OF SECTIONS 191 AND 192 WITH OTHER LAWS ETC.
SECTION 194 VOTING AND COMPLETION OF TRANSACTIONS - DIRECTORS OF PROPRIETARY COMPANIES (REPLACEABLE RULE - SEE SECTION 135)
SECTION 195 RESTRICTIONS ON VOTING - DIRECTORS OF PUBLIC COMPANIES ONLY
SECTION 196 ASIC POWER TO MAKE DECLARATIONS AND CLASS ORDERS
Division 3 - Duty to discharge certain trust liabilities
SECTION 197 DIRECTORS LIABLE FOR DEBTS AND OTHER OBLIGATIONS INCURRED BY CORPORATION AS TRUSTEE
Division 4 - Powers
SECTION 198A POWERS OF DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)
SECTION 198B NEGOTIABLE INSTRUMENTS (REPLACEABLE RULE - SEE SECTION 135)
SECTION 198C MANAGING DIRECTOR (REPLACEABLE RULE - SEE SECTION 135)
SECTION 198D DELEGATION
SECTION 198E SINGLE DIRECTOR/SHAREHOLDER PROPRIETARY COMPANIES
SECTION 198F RIGHT OF ACCESS TO COMPANY BOOKS
Division 5 - Exercise of powers while company under external administration
SECTION 198G EXERCISE OF POWERS WHILE COMPANY UNDER EXTERNAL ADMINISTRATION
PART 2D.2 - RESTRICTIONS ON INDEMNITIES, INSURANCE AND TERMINATION PAYMENTS
Division 1 - Indemnities and insurance for officers and auditors
SECTION 199A INDEMNIFICATION AND EXEMPTION OF OFFICER OR AUDITOR
SECTION 199B INSURANCE PREMIUMS FOR CERTAIN LIABILITIES OF DIRECTOR, SECRETARY, OTHER OFFICER OR AUDITOR
SECTION 199C CERTAIN INDEMNITIES, EXEMPTIONS, PAYMENTS AND AGREEMENTS NOT AUTHORISED AND CERTAIN DOCUMENTS VOID
Division 2 - Termination payments
SECTION 200 INTERPRETING THIS DIVISION
SECTION 200AA MEANING OF MANAGERIAL OR EXECUTIVE OFFICE
SECTION 200AB MEANING OF BENEFIT
SECTION 200A WHEN BENEFIT GIVEN IN CONNECTION WITH RETIREMENT FROM AN OFFICE OR POSITION
SECTION 200B RETIREMENT BENEFITS GENERALLY NEED MEMBERSHIP APPROVAL
SECTION 200C BENEFITS ON TRANSFER OF UNDERTAKING OR PROPERTY NEED MEMBERSHIP APPROVAL
SECTION 200D CONTRAVENTION TO RECEIVE BENEFIT WITHOUT MEMBER APPROVAL
SECTION 200E APPROVAL BY MEMBERS
SECTION 200F EXEMPT BENEFITS AND BENEFITS GIVEN IN CERTAIN CIRCUMSTANCES
SECTION 200G GENUINE PAYMENTS OF PENSION AND LUMP SUM
SECTION 200H BENEFITS REQUIRED BY LAW
SECTION 200J BENEFITS TO BE HELD ON TRUST AND REPAID
PART 2D.3 - APPOINTMENT, REMUNERATION AND CESSATION OF APPOINTMENT OF DIRECTORS
Division 1 - Appointment of directors
Subdivision A - General rules
SECTION 201A MINIMUM NUMBER OF DIRECTORS
SECTION 201B WHO CAN BE A DIRECTOR
SECTION 201C DIRECTORS OF PUBLIC COMPANIES, OR SUBSIDIARIES, OVER 72
SECTION 201D CONSENT TO ACT AS DIRECTOR
SECTION 201E SPECIAL RULES FOR THE APPOINTMENT OF PUBLIC COMPANY DIRECTORS
SECTION 201F SPECIAL RULES FOR THE APPOINTMENT OF DIRECTORS FOR SINGLE DIRECTOR/SINGLE SHAREHOLDER PROPRIETARY COMPANIES
SECTION 201G COMPANY MAY APPOINT A DIRECTOR (REPLACEABLE RULE - SEE SECTION 135)
SECTION 201H DIRECTORS MAY APPOINT OTHER DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)
SECTION 201J APPOINTMENT OF MANAGING DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)
SECTION 201K ALTERNATE DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)
SECTION 201L SIGNPOST - ASIC TO BE NOTIFIED OF APPOINTMENT
SECTION 201M EFFECTIVENESS OF ACTS BY DIRECTORS
Subdivision B - Limits on numbers of directors of public companies
SECTION 201N APPLICATION OF SUBDIVISION
SECTION 201P DIRECTORS MUST NOT SET BOARD LIMIT UNLESS PROPOSED LIMIT HAS BEEN APPROVED BY GENERAL MEETING
SECTION 201Q REQUIREMENTS FOR EXPLANATORY STATEMENT TO MEMBERS
SECTION 201R RECORDS OF VOTING ON BOARD LIMIT RESOLUTION IF POLL REQUIRED
SECTION 201S NOTICE OF RESOLUTION TO BE LODGED
SECTION 201T DECLARATION BY COURT OF SUBSTANTIAL COMPLIANCE
SECTION 201U CONSEQUENCES OF SETTING BOARD LIMIT IN BREACH OF SECTION 201P
Division 2 - Remuneration of directors
SECTION 202A REMUNERATION OF DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)
SECTION 202B MEMBERS MAY OBTAIN INFORMATION ABOUT DIRECTORS' REMUNERATION
SECTION 202C SPECIAL RULE FOR SINGLE DIRECTOR/SINGLE SHAREHOLDER PROPRIETARY COMPANIES
Division 3 - Resignation, retirement or removal of directors
SECTION 203A DIRECTOR MAY RESIGN BY GIVING WRITTEN NOTICE TO COMPANY (REPLACEABLE RULE - SEE SECTION 135)
SECTION 203AA RESIGNATION OF DIRECTORS - WHEN RESIGNATION TAKES EFFECT
SECTION 203AB RESIGNATION OF DIRECTORS - RESIGNATION HAS NO EFFECT IF COMPANY HAS NO OTHER DIRECTORS
SECTION 203B SIGNPOST TO CONSEQUENCES OF DISQUALIFICATION FROM MANAGING CORPORATIONS
SECTION 203C REMOVAL BY MEMBERS - PROPRIETARY COMPANIES (REPLACEABLE RULE - SEE SECTION 135)
SECTION 203CA RESOLUTION TO REMOVE DIRECTORS - RESOLUTION IS VOID IF PROPRIETARY COMPANY HAS NO OTHER DIRECTORS
SECTION 203D REMOVAL BY MEMBERS - PUBLIC COMPANIES
SECTION 203E DIRECTOR CANNOT BE REMOVED BY OTHER DIRECTORS - PUBLIC COMPANIES
SECTION 203F TERMINATION OF APPOINTMENT OF MANAGING DIRECTOR (REPLACEABLE RULE - SEE SECTION 135)
PART 2D.4 - APPOINTMENT OF SECRETARIES
SECTION 204A MINIMUM NUMBER OF SECRETARIES
SECTION 204B WHO CAN BE A SECRETARY
SECTION 204C CONSENT TO ACT AS SECRETARY
SECTION 204D HOW A SECRETARY IS APPOINTED
SECTION 204E EFFECTIVENESS OF ACTS BY SECRETARIES
SECTION 204F TERMS AND CONDITIONS OF OFFICE FOR SECRETARIES (REPLACEABLE RULE - SEE SECTION 135)
SECTION 204G SIGNPOST TO CONSEQUENCES OF DISQUALIFICATION FROM MANAGING CORPORATIONS
PART 2D.5 - PUBLIC INFORMATION ABOUT DIRECTORS AND SECRETARIES
SECTION 205A DIRECTOR, SECRETARY OR ALTERNATE DIRECTOR MAY NOTIFY ASIC OF RESIGNATION OR RETIREMENT
SECTION 205B NOTICE OF NAME AND ADDRESS OF DIRECTORS AND SECRETARIES TO ASIC
SECTION 205C DIRECTOR AND SECRETARY MUST GIVE INFORMATION TO COMPANY
SECTION 205D ADDRESS FOR OFFICERS
SECTION 205E ASIC ' S POWER TO ASK FOR INFORMATION ABOUT PERSON ' S POSITION AS DIRECTOR OR SECRETARY
SECTION 205F DIRECTOR MUST GIVE INFORMATION TO COMPANY
SECTION 205G LISTED COMPANY - DIRECTOR TO NOTIFY MARKET OPERATOR OF SHAREHOLDINGS ETC.
PART 2D.6 - DISQUALIFICATION FROM MANAGING CORPORATIONS
SECTION 206A DISQUALIFIED PERSON NOT TO MANAGE CORPORATIONS
SECTION 206B AUTOMATIC DISQUALIFICATION - CONVICTIONS, BANKRUPTCY AND FOREIGN COURT ORDERS ETC.
SECTION 206BA EXTENSION OF PERIOD OF AUTOMATIC DISQUALIFICATION UNDER SECTION 206B
SECTION 206C COURT POWER OF DISQUALIFICATION - CONTRAVENTION OF CIVIL PENALTY PROVISION
SECTION 206D COURT POWER OF DISQUALIFICATION - INSOLVENCY AND NON-PAYMENT OF DEBTS
SECTION 206E COURT POWER OF DISQUALIFICATION - REPEATED CONTRAVENTIONS OF ACT
SECTION 206EAA COURT POWER OF DISQUALIFICATION - DISQUALIFICATION UNDER A LAW OF A FOREIGN JURISDICTION
SECTION 206EAB COURT POWER OF DISQUALIFICATION - UNRECOVERED PAYMENTS UNDER EMPLOYEE ENTITLEMENTS SCHEME
SECTION 206EA DISQUALIFICATION UNDER THE COMPETITION AND CONSUMER ACT 2010 ETC.
SECTION 206EB DISQUALIFICATION UNDER THE ASIC ACT
SECTION 206F ASIC ' S POWER OF DISQUALIFICATION
SECTION 206GAA ASIC ' S POWER OF DISQUALIFICATION - UNRECOVERED PAYMENTS UNDER EMPLOYEE ENTITLEMENTS SCHEME
SECTION 206GAB ASIC POWER TO GRANT LEAVE
SECTION 206G COURT POWER TO GRANT LEAVE
SECTION 206GA INVOLVEMENT OF ACCC - LEAVE ORDERS UNDER SECTION 206G
SECTION 206H LIMITED APPLICATION OF PART TO FOREIGN COMPANIES
SECTION 206HAA LIMITED APPLICATION OF PART TO NOTIFIED FOREIGN PASSPORT FUNDS AND THEIR OPERATORS
SECTION 206HA LIMITED APPLICATION OF PART TO REGISTRABLE AUSTRALIAN BODIES
SECTION 206HB PART DOES NOT APPLY TO ABORIGINAL AND TORRES STRAIT ISLANDER CORPORATIONS
PART 2D.7 - BAN ON HEDGING REMUNERATION OF KEY MANAGEMENT PERSONNEL
SECTION 206J NO HEDGING OF REMUNERATION OF KEY MANAGEMENT PERSONNEL
PART 2D.8 - REMUNERATION RECOMMENDATIONS IN RELATION TO KEY MANAGEMENT PERSONNEL FOR DISCLOSING ENTITIES
SECTION 206K BOARD TO APPROVE REMUNERATION CONSULTANTS
SECTION 206L REMUNERATION RECOMMENDATION BY REMUNERATION CONSULTANTS
SECTION 206M DECLARATION BY REMUNERATION CONSULTANT
CHAPTER 2E - RELATED PARTY TRANSACTIONS
SECTION 207 PURPOSE
PART 2E.1 - MEMBER APPROVAL NEEDED FOR RELATED PARTY BENEFIT
Division 1 - Need for member approval
SECTION 208 NEED FOR MEMBER APPROVAL FOR FINANCIAL BENEFIT
SECTION 209 CONSEQUENCES OF BREACH
Division 2 - Exceptions to the requirement for member approval
SECTION 210 ARM'S LENGTH TERMS
SECTION 211 REMUNERATION AND REIMBURSEMENT FOR OFFICER OR EMPLOYEE
SECTION 212 INDEMNITIES, EXEMPTIONS, INSURANCE PREMIUMS AND PAYMENT FOR LEGAL COSTS FOR OFFICERS
SECTION 213 SMALL AMOUNTS GIVEN TO RELATED ENTITY
SECTION 214 BENEFIT TO OR BY CLOSELY-HELD SUBSIDIARY
SECTION 215 BENEFITS TO MEMBERS THAT DO NOT DISCRIMINATE UNFAIRLY
SECTION 216 COURT ORDER
Division 3 - Procedure for obtaining member approval
SECTION 217 RESOLUTION MAY SPECIFY MATTERS BY CLASS OR KIND
SECTION 218 COMPANY MUST LODGE MATERIAL THAT WILL BE PUT TO MEMBERS WITH ASIC
SECTION 219 REQUIREMENTS FOR EXPLANATORY STATEMENT TO MEMBERS
SECTION 220 ASIC MAY COMMENT ON PROPOSED RESOLUTION
SECTION 221 REQUIREMENTS FOR NOTICE OF MEETING
SECTION 222 OTHER MATERIAL PUT TO MEMBERS
SECTION 223 PROPOSED RESOLUTION CANNOT BE VARIED
SECTION 224 VOTING BY OR ON BEHALF OF RELATED PARTY INTERESTED IN PROPOSED RESOLUTION
SECTION 225 VOTING ON THE RESOLUTION
SECTION 226 NOTICE OF RESOLUTION TO BE LODGED
SECTION 227 DECLARATION BY COURT OF SUBSTANTIAL COMPLIANCE
PART 2E.2 - RELATED PARTIES AND FINANCIAL BENEFITS
SECTION 228 RELATED PARTIES
SECTION 229 GIVING A FINANCIAL BENEFIT
PART 2E.3 - INTERACTION WITH OTHER RULES
SECTION 230 GENERAL DUTIES STILL APPLY
CHAPTER 2F - MEMBERS' RIGHTS AND REMEDIES
SECTION 231 MEMBERSHIP OF A COMPANY
PART 2F.1 - OPPRESSIVE CONDUCT OF AFFAIRS
SECTION 232 GROUNDS FOR COURT ORDER
SECTION 233 ORDERS THE COURT CAN MAKE
SECTION 234 WHO CAN APPLY FOR ORDER
SECTION 235 REQUIREMENT FOR PERSON TO LODGE ORDER
PART 2F.1A - PROCEEDINGS ON BEHALF OF A COMPANY BY MEMBERS AND OTHERS
SECTION 236 BRINGING, OR INTERVENING IN, PROCEEDINGS ON BEHALF OF A COMPANY
SECTION 237 APPLYING FOR AND GRANTING LEAVE
SECTION 238 SUBSTITUTION OF ANOTHER PERSON FOR THE PERSON GRANTED LEAVE
SECTION 239 EFFECT OF RATIFICATION BY MEMBERS
SECTION 240 LEAVE TO DISCONTINUE, COMPROMISE OR SETTLE PROCEEDINGS BROUGHT, OR INTERVENED IN, WITH LEAVE
SECTION 241 GENERAL POWERS OF THE COURT
SECTION 242 POWER OF THE COURT TO MAKE COSTS ORDERS
PART 2F.2 - CLASS RIGHTS
SECTION 246B VARYING AND CANCELLING CLASS RIGHTS
SECTION 246C CERTAIN ACTIONS TAKEN TO VARY RIGHTS ETC.
SECTION 246D VARIATION, CANCELLATION OR MODIFICATION WITHOUT UNANIMOUS SUPPORT OF CLASS
SECTION 246E VARIATION, CANCELLATION OR MODIFICATION WITH UNANIMOUS SUPPORT OF CLASS
SECTION 246F COMPANY MUST LODGE DOCUMENTS AND RESOLUTIONS WITH ASIC
SECTION 246G MEMBER'S COPIES OF DOCUMENTS AND RESOLUTIONS
SECTION 246H APPLICATION OF THIS PART TO MCI MUTUAL ENTITIES THAT ARE COMPANIES LIMITED BY GUARANTEE
PART 2F.3 - INSPECTION OF BOOKS
SECTION 247A ORDER FOR INSPECTION OF BOOKS OF COMPANY OR REGISTERED SCHEME
SECTION 247B ANCILLARY ORDERS
SECTION 247C DISCLOSURE OF INFORMATION ACQUIRED IN INSPECTION
SECTION 247D COMPANY OR DIRECTORS MAY ALLOW MEMBER TO INSPECT BOOKS (REPLACEABLE RULE SEE SECTION 135)
PART 2F.4 - PROCEEDINGS AGAINST A COMPANY BY MEMBERS AND OTHERS
SECTION 247E SHAREHOLDING DOES NOT PREVENT COMPENSATION CLAIM
CHAPTER 2G - MEETINGS
PART 2G.1 - DIRECTORS ' MEETINGS
Division 1 - Resolutions and declarations without meetings
SECTION 248A CIRCULATING RESOLUTIONS OF COMPANIES WITH MORE THAN 1 DIRECTOR (REPLACEABLE RULE SEE SECTION 135)
SECTION 248B RESOLUTIONS AND DECLARATIONS OF 1 DIRECTOR PROPRIETARY COMPANIES
Division 2 - Directors' meetings
SECTION 248C CALLING DIRECTORS' MEETINGS (REPLACEABLE RULE SEE SECTION 135)
SECTION 248D USE OF TECHNOLOGY
SECTION 248E CHAIRING DIRECTORS' MEETINGS (REPLACEABLE RULE SEE SECTION 135)
SECTION 248F QUORUM AT DIRECTORS' MEETINGS (REPLACEABLE RULE SEE SECTION 135)
SECTION 248G PASSING OF DIRECTORS' RESOLUTIONS (REPLACEABLE RULE SEE SECTION 135)
PART 2G.2 - MEETINGS OF MEMBERS OF COMPANIES
Division 1 - Resolutions without meetings
SECTION 249A CIRCULATING RESOLUTIONS OF PROPRIETARY COMPANIES WITH MORE THAN 1 MEMBER
SECTION 249B RESOLUTIONS OF 1 MEMBER COMPANIES
Division 2 - Who may call meetings of members
SECTION 249C CALLING OF MEETINGS OF MEMBERS BY A DIRECTOR (REPLACEABLE RULE - SEE SECTION 135)
SECTION 249CA CALLING OF MEETINGS OF MEMBERS OF A LISTED COMPANY BY A DIRECTOR
SECTION 249D CALLING OF GENERAL MEETING BY DIRECTORS WHEN REQUESTED BY MEMBERS
SECTION 249E FAILURE OF DIRECTORS TO CALL GENERAL MEETING
SECTION 249F CALLING OF GENERAL MEETINGS BY MEMBERS
SECTION 249G CALLING OF MEETINGS OF MEMBERS BY THE COURT
Division 3 - How to call meetings of members
SECTION 249H AMOUNT OF NOTICE OF MEETINGS
SECTION 249HA AMOUNT OF NOTICE OF MEETINGS OF LISTED COMPANY
SECTION 249J NOTICE OF MEETINGS OF MEMBERS TO MEMBERS AND DIRECTORS
SECTION 249K AUDITOR ENTITLED TO NOTICE AND OTHER COMMUNICATIONS
SECTION 249L CONTENTS OF NOTICE OF MEETINGS OF MEMBERS
SECTION 249LA NOTICE OF MEETING NOT REQUIRED TO CONTAIN CERTAIN INFORMATION
SECTION 249M NOTICE OF ADJOURNED MEETINGS (REPLACEABLE RULE - SEE SECTION 135)
Division 4 - Members' rights to put resolutions etc. at general meetings
SECTION 249N MEMBERS' RESOLUTIONS
SECTION 249O COMPANY GIVING NOTICE OF MEMBERS' RESOLUTIONS
SECTION 249P MEMBERS' STATEMENTS TO BE DISTRIBUTED
Division 5 - Holding meetings of members
SECTION 249Q PURPOSE
SECTION 249R HOW MEETINGS OF MEMBERS MAY BE HELD
SECTION 249RA PLACE AND TIME OF MEETINGS AND PRESENCE AT MEETINGS
SECTION 249S REASONABLE OPPORTUNITY TO PARTICIPATE
SECTION 249T QUORUM (REPLACEABLE RULE - SEE SECTION 135)
SECTION 249U CHAIRING MEETINGS OF MEMBERS (REPLACEABLE RULE - SEE SECTION 135)
SECTION 249V AUDITOR'S RIGHT TO BE HEARD AT GENERAL MEETINGS
SECTION 249W ADJOURNED MEETINGS
Division 6 - Proxies and body corporate representatives
SECTION 249X WHO CAN APPOINT A PROXY (REPLACEABLE RULE FOR PROPRIETARY COMPANIES AND MANDATORY RULE FOR PUBLIC COMPANIES - SEE SECTION 135)
SECTION 249Y RIGHTS OF PROXIES
SECTION 249Z COMPANY SENDING APPOINTMENT FORMS OR LISTS OF PROXIES MUST SEND TO ALL MEMBERS
SECTION 250A APPOINTING A PROXY
SECTION 250B PROXY DOCUMENTS
SECTION 250BA PROXY DOCUMENTS - LISTED COMPANIES
SECTION 250BB PROXY VOTE IF APPOINTMENT SPECIFIES WAY TO VOTE
SECTION 250BC TRANSFER OF NON-CHAIR PROXY TO CHAIR IN CERTAIN CIRCUMSTANCES
SECTION 250BD PROXY VOTING BY KEY MANAGEMENT PERSONNEL OR CLOSELY RELATED PARTIES
SECTION 250C VALIDITY OF PROXY VOTE
SECTION 250D BODY CORPORATE REPRESENTATIVE
Division 7 - Voting at meetings of members
SECTION 250E HOW MANY VOTES A MEMBER HAS (REPLACEABLE RULE - SEE SECTION 135)
SECTION 250F JOINTLY HELD SHARES (REPLACEABLE RULE - SEE SECTION 135)
SECTION 250G OBJECTIONS TO RIGHT TO VOTE (REPLACEABLE RULE - SEE SECTION 135)
SECTION 250H VOTES NEED NOT ALL BE CAST IN THE SAME WAY
SECTION 250J HOW VOTING IS CARRIED OUT (REPLACEABLE RULE - SEE SECTION 135)
SECTION 250JA CERTAIN RESOLUTIONS MUST BE DECIDED ON A POLL - LISTED COMPANIES
SECTION 250K MATTERS ON WHICH A POLL MAY BE DEMANDED
SECTION 250L WHEN A POLL IS EFFECTIVELY DEMANDED
SECTION 250M WHEN AND HOW POLLS MUST BE TAKEN (REPLACEABLE RULE - SEE SECTION 135)
SECTION 250MA REQUIREMENTS FOR A SPECIAL RESOLUTION
Division 8 - AGMs of public companies
SECTION 250N PUBLIC COMPANY MUST HOLD AGM
SECTION 250P EXTENSION OF TIME FOR HOLDING AGM
SECTION 250PAA EXEMPTIONS BY ASIC - CLASS ORDERS RELATING TO EXTERNALLY-ADMINISTERED COMPANIES
SECTION 250PAB EXEMPTIONS BY ASIC - INDIVIDUAL EXTERNALLY-ADMINISTERED COMPANIES
SECTION 250PA WRITTEN QUESTIONS TO AUDITOR SUBMITTED BY MEMBERS OF LISTED COMPANY BEFORE AGM
SECTION 250R BUSINESS OF AGM
SECTION 250RA AUDITOR REQUIRED TO ATTEND LISTED COMPANY ' S AGM
SECTION 250S QUESTIONS AND COMMENTS BY MEMBERS ON COMPANY MANAGEMENT AT AGM
SECTION 250SA LISTED COMPANY - REMUNERATION REPORT
SECTION 250T QUESTIONS BY MEMBERS OF AUDITORS AT AGM
Division 9 - Meetings arising from concerns about remuneration reports
SECTION 250U APPLICATION
SECTION 250V RESOLUTION TO HOLD FRESH ELECTIONS FOR DIRECTORS AT SPECIAL MEETING TO BE PUT TO VOTE AT AGM
SECTION 250W CONSEQUENCES OF SPILL RESOLUTION BEING PASSED
SECTION 250X ENSURING THERE ARE AT LEAST 3 DIRECTORS AFTER SPILL MEETING
SECTION 250Y TERM OF OFFICE OF DIRECTOR REAPPOINTED AT SPILL MEETING
PART 2G.3 - MINUTES AND MEMBERS ' ACCESS TO MINUTES
SECTION 251A MINUTES
SECTION 251AA DISCLOSURE OF PROXY VOTES - LISTED COMPANIES
SECTION 251B MEMBERS' ACCESS TO MINUTES
PART 2G.4 - MEETINGS OF MEMBERS OF REGISTERED SCHEMES
Division 1 - Who may call meetings of members
SECTION 252A CALLING OF MEETINGS OF MEMBERS BY RESPONSIBLE ENTITY
SECTION 252B CALLING OF MEETINGS OF MEMBERS BY RESPONSIBLE ENTITY WHEN REQUESTED BY MEMBERS
SECTION 252C FAILURE OF RESPONSIBLE ENTITY TO CALL MEETING OF THE SCHEME'S MEMBERS
SECTION 252D CALLING OF MEETINGS OF MEMBERS BY MEMBERS
SECTION 252E CALLING OF MEETINGS OF MEMBERS BY THE COURT
Division 2 - How to call meetings of members
SECTION 252F AMOUNT OF NOTICE OF MEETINGS
SECTION 252G NOTICE OF MEETINGS OF MEMBERS TO MEMBERS, DIRECTORS AND AUDITORS
SECTION 252H AUDITORS ENTITLED TO OTHER COMMUNICATIONS
SECTION 252J CONTENTS OF NOTICE OF MEETINGS OF MEMBERS
SECTION 252K NOTICE OF ADJOURNED MEETINGS
Division 3 - Members' rights to put resolutions etc. at meetings of members
SECTION 252L MEMBERS' RESOLUTIONS
SECTION 252M RESPONSIBLE ENTITY GIVING NOTICE OF MEMBERS' RESOLUTIONS
SECTION 252N MEMBERS' STATEMENTS TO BE DISTRIBUTED
Division 4 - Holding meetings of members
SECTION 252P HOW MEETINGS OF MEMBERS MAY BE HELD
SECTION 252PA PLACE AND TIME OF MEETINGS AND PRESENCE AT MEETINGS
SECTION 252Q REASONABLE OPPORTUNITY TO PARTICIPATE
SECTION 252R QUORUM
SECTION 252S CHAIRING MEETINGS OF MEMBERS
SECTION 252T AUDITORS' RIGHT TO BE HEARD AT MEETINGS OF MEMBERS
SECTION 252U ADJOURNED MEETINGS
Division 5 - Proxies and body corporate representatives
SECTION 252V WHO CAN APPOINT A PROXY
SECTION 252W RIGHTS OF PROXIES
SECTION 252X RESPONSIBLE ENTITY SENDING APPOINTMENT FORMS OR LISTS OF PROXIES MUST SEND TO ALL MEMBERS
SECTION 252Y APPOINTING A PROXY
SECTION 252Z PROXY DOCUMENTS
SECTION 253A VALIDITY OF PROXY VOTE
SECTION 253B BODY CORPORATE REPRESENTATIVE
Division 6 - Voting at meetings of members
SECTION 253C HOW MANY VOTES A MEMBER HAS
SECTION 253D JOINTLY HELD INTERESTS
SECTION 253E RESPONSIBLE ENTITY AND ASSOCIATES CANNOT VOTE IF INTERESTED IN RESOLUTION
SECTION 253F HOW TO WORK OUT THE VALUE OF AN INTEREST
SECTION 253G OBJECTIONS TO A RIGHT TO VOTE
SECTION 253H VOTES NEED NOT ALL BE CAST IN THE SAME WAY
SECTION 253J HOW VOTING IS CARRIED OUT
SECTION 253K MATTERS ON WHICH A POLL MAY BE DEMANDED
SECTION 253L WHEN A POLL IS EFFECTIVELY DEMANDED
SECTION 253LA REQUIREMENTS FOR A SPECIAL RESOLUTION OR AN EXTRAORDINARY RESOLUTION
Division 7 - Minutes and members' access to minutes
SECTION 253M MINUTES
SECTION 253N MEMBERS' ACCESS TO MINUTES
PART 2G.5 - ELECTRONIC RECORDING AND KEEPING OF MINUTE BOOKS
Division 1 - Interpretation
Division 2 - Virtual meetings
Division 3 - Electronic communication
Division 4 - Recording and keeping of minute books
SECTION 253S ELECTRONIC RECORDING AND KEEPING OF MINUTE BOOKS
PART 2G.6 - EXCEPTIONAL CIRCUMSTANCES
SECTION 253T EXCEPTIONAL CIRCUMSTANCES - AGM
SECTION 253TA EXCEPTIONAL CIRCUMSTANCES - VIRTUAL MEETINGS
PART 2G.7 - INDEPENDENT REPORTS ON POLLS
SECTION 253U APPLICATION OF PART
SECTION 253UA INDEPENDENT PERSONS
SECTION 253UB COMPANY MEMBERS ' RIGHTS TO REQUEST OBSERVER AND REPORT ON CONDUCT OF POLL
SECTION 253UC COMPANY MEMBERS ' RIGHTS TO REQUEST SCRUTINY AND REPORT ON OUTCOME OF POLL
SECTION 253UD REGISTERED SCHEME MEMBERS ' RIGHTS TO REQUEST OBSERVER AND REPORT ON CONDUCT OF POLL
SECTION 253UE REGISTERED SCHEME MEMBERS ' RIGHTS TO REQUEST SCRUTINY AND REPORT ON OUTCOME OF POLL
SECTION 253UF RIGHT OF INDEPENDENT PERSON TO INFORMATION
SECTION 253UG RECORD-KEEPING FOR REPORTS ON POLLS
CHAPTER 2H - SHARES
PART 2H.1 - ISSUING AND CONVERTING SHARES
SECTION 254A POWER TO ISSUE BONUS, PARTLY-PAID, PREFERENCE AND REDEEMABLE PREFERENCE SHARES
SECTION 254B TERMS OF ISSUE
SECTION 254C NO PAR VALUE SHARES
SECTION 254D PRE-EMPTION FOR EXISTING SHAREHOLDERS ON ISSUE OF SHARES IN PROPRIETARY COMPANY (REPLACEABLE RULE - SEE SECTION 135)
SECTION 254E COURT VALIDATION OF ISSUE
SECTION 254F BEARER SHARES AND STOCK MUST NOT BE ISSUED
SECTION 254G CONVERSION OF SHARES
SECTION 254H RESOLUTION TO CONVERT SHARES INTO LARGER OR SMALLER NUMBER
PART 2H.2 - REDEMPTION OF REDEEMABLE PREFERENCE SHARES
SECTION 254J REDEMPTION MUST BE IN ACCORDANCE WITH TERMS OF ISSUE
SECTION 254K OTHER REQUIREMENTS ABOUT REDEMPTION
SECTION 254L CONSEQUENCES OF CONTRAVENING SECTION 254J OR 254K
PART 2H.3 - PARTLY-PAID SHARES
SECTION 254M LIABILITY ON PARTLY-PAID SHARES
SECTION 254N CALLS MAY BE LIMITED TO WHEN COMPANY IS EXTERNALLY-ADMINISTERED
SECTION 254P NO LIABILITY COMPANIES - CALLS ON SHARES
SECTION 254Q NO LIABILITY COMPANIES - FORFEITURE AND SALE OF SHARES FOR FAILURE TO MEET CALL
SECTION 254R NO LIABILITY COMPANIES - REDEMPTION OF FORFEITED SHARES
PART 2H.4 - CAPITALISATION OF PROFITS
SECTION 254S CAPITALISATION OF PROFITS
PART 2H.5 - DIVIDENDS
SECTION 254SA COMPANIES LIMITED BY GUARANTEE NOT TO PAY DIVIDENDS
SECTION 254T CIRCUMSTANCES IN WHICH A DIVIDEND MAY BE PAID
SECTION 254U OTHER PROVISIONS ABOUT PAYING DIVIDENDS (REPLACEABLE RULE - SEE SECTION 135)
SECTION 254V WHEN DOES THE COMPANY INCUR A DEBT?
SECTION 254W DIVIDEND RIGHTS
SECTION 254WA APPLICATION OF THIS PART TO MCI MUTUAL ENTITIES
PART 2H.6 - NOTICE REQUIREMENTS
SECTION 254X NOTICE TO ASIC OF SHARE ISSUE
SECTION 254Y NOTICE TO ASIC OF SHARE CANCELLATION
CHAPTER 2J - TRANSACTIONS AFFECTING SHARE CAPITAL
PART 2J.1 - SHARE CAPITAL REDUCTIONS AND SHARE BUY-BACKS
SECTION 256A PURPOSE
Division 1 - Reductions in share capital not otherwise authorised by law
SECTION 256B COMPANY MAY MAKE REDUCTION NOT OTHERWISE AUTHORISED
SECTION 256C SHAREHOLDER APPROVAL
SECTION 256D CONSEQUENCES OF FAILING TO COMPLY WITH SECTION 256B
SECTION 256E SIGNPOSTS TO OTHER RELEVANT PROVISIONS
Division 2 - Share buy-backs
SECTION 257A THE COMPANY'S POWER TO BUY BACK ITS OWN SHARES
SECTION 257B BUY-BACK PROCEDURE - GENERAL
SECTION 257C BUY-BACK PROCEDURE - SHAREHOLDER APPROVAL IF THE 10/12 LIMIT EXCEEDED
SECTION 257D BUY-BACK PROCEDURE - SPECIAL SHAREHOLDER APPROVAL FOR SELECTIVE BUY-BACK
SECTION 257E BUY-BACK PROCEDURE - LODGMENT OF OFFER DOCUMENTS WITH ASIC
SECTION 257F NOTICE OF INTENDED BUY-BACK
SECTION 257G BUY-BACK PROCEDURE - DISCLOSURE OF RELEVANT INFORMATION WHEN OFFER MADE
SECTION 257H ACCEPTANCE OF OFFER AND TRANSFER OF SHARES TO THE COMPANY
SECTION 257J SIGNPOSTS TO OTHER RELEVANT PROVISIONS
Division 3 - Other share capital reductions
SECTION 258A UNLIMITED COMPANIES
SECTION 258B RIGHT TO OCCUPY OR USE REAL PROPERTY
SECTION 258C BROKERAGE OR COMMISSION
SECTION 258D CANCELLATION OF FORFEITED SHARES
SECTION 258E OTHER SHARE CANCELLATIONS
SECTION 258F REDUCTIONS BECAUSE OF LOST CAPITAL
Division 4 - Application of this Part to MCI mutual entities
SECTION 258G APPLICATION OF THIS PART TO MCI MUTUAL ENTITIES
PART 2J.2 - SELF-ACQUISITION AND CONTROL OF SHARES
SECTION 259A DIRECTLY ACQUIRING OWN SHARES
SECTION 259B TAKING SECURITY OVER OWN SHARES OR SHARES IN HOLDING COMPANY
SECTION 259C ISSUING OR TRANSFERRING SHARES TO CONTROLLED ENTITY
SECTION 259D COMPANY CONTROLLING ENTITY THAT HOLDS SHARES IN IT
SECTION 259E WHEN A COMPANY CONTROLS AN ENTITY
SECTION 259F CONSEQUENCES OF FAILING TO COMPLY WITH SECTION 259A OR 259B
PART 2J.3 - FINANCIAL ASSISTANCE
SECTION 260A FINANCIAL ASSISTANCE BY A COMPANY FOR ACQUIRING SHARES IN THE COMPANY OR A HOLDING COMPANY
SECTION 260B SHAREHOLDER APPROVAL
SECTION 260C EXEMPTED FINANCIAL ASSISTANCE
SECTION 260D CONSEQUENCES OF FAILING TO COMPLY WITH SECTION 260A
SECTION 260DA APPLICATION OF THIS PART TO MCI MUTUAL ENTITIES
PART 2J.4 - INTERACTION WITH GENERAL DIRECTORS' DUTIES
SECTION 260E GENERAL DUTIES STILL APPLY
CHAPTER 2K - CHARGES (REPEALED)
CHAPTER 2L - DEBENTURES
PART 2L.1 - REQUIREMENT FOR TRUST DEED AND TRUSTEE
SECTION 283AA REQUIREMENT FOR TRUST DEED AND TRUSTEE
SECTION 283AB TRUST DEED
SECTION 283AC WHO CAN BE A TRUSTEE
SECTION 283AD EXISTING TRUSTEE CONTINUES TO ACT UNTIL NEW TRUSTEE TAKES OFFICE
SECTION 283AE REPLACEMENT OF TRUSTEE
PART 2L.2 - DUTIES OF BORROWER
SECTION 283BA DUTIES OF BORROWER
SECTION 283BB GENERAL DUTIES
SECTION 283BC DUTY TO NOTIFY ASIC OF INFORMATION RELATED TO TRUSTEE
SECTION 283BCA REGISTER RELATING TO TRUSTEES FOR DEBENTURE HOLDERS
SECTION 283BD DUTY TO REPLACE TRUSTEE
SECTION 283BE DUTY TO INFORM TRUSTEE ABOUT SECURITY INTERESTS
SECTION 283BF DUTY TO GIVE TRUSTEE AND ASIC QUARTERLY REPORTS
SECTION 283BG EXCEPTIONS TO BORROWER ' S DUTY TO REPORT TO TRUSTEE AND ASIC
SECTION 283BH HOW DEBENTURES MAY BE DESCRIBED
SECTION 283BHA ADDITIONAL REQUIREMENTS FOR DESCRIBING DEBENTURES AS SECURED NOTES
SECTION 283BI OFFENCES FOR FAILURE TO COMPLY WITH STATUTORY DUTIES
PART 2L.3 - DUTIES OF GUARANTOR
SECTION 283CA DUTIES OF GUARANTOR
SECTION 283CB GENERAL DUTIES
SECTION 283CC DUTY TO INFORM TRUSTEE ABOUT SECURITY INTERESTS
SECTION 283CD EXCEPTIONS TO GUARANTOR ' S DUTY TO INFORM TRUSTEE
SECTION 283CE OFFENCES FOR FAILURE TO COMPLY WITH STATUTORY DUTIES
PART 2L.4 - TRUSTEE
SECTION 283DA TRUSTEE ' S DUTIES
SECTION 283DB EXEMPTIONS AND INDEMNIFICATIONS OF TRUSTEE FROM LIABILITY
SECTION 283DC INDEMNITY
PART 2L.5 - MEETINGS OF DEBENTURE HOLDERS
SECTION 283EA BORROWER'S DUTY TO CALL MEETING
SECTION 283EB TRUSTEE'S POWER TO CALL MEETING
SECTION 283EC COURT MAY ORDER MEETING
PART 2L.6 - CIVIL LIABILITY
SECTION 283F CIVIL LIABILITY FOR CONTRAVENING THIS CHAPTER
PART 2L.7 - ASIC POWERS
SECTION 283GA ASIC'S POWER TO EXEMPT AND MODIFY
SECTION 283GB ASIC MAY APPROVE BODY CORPORATE TO BE TRUSTEE
PART 2L.8 - COURT
SECTION 283HA GENERAL COURT POWER TO GIVE DIRECTIONS AND DETERMINE QUESTIONS
SECTION 283HB SPECIFIC COURT POWERS
PART 2L.9 - LOCATION OF OTHER DEBENTURE PROVISIONS
SECTION 283I SIGNPOST TO OTHER DEBENTURE PROVISIONS
CHAPTER 2M - FINANCIAL REPORTS, SUSTAINABILITY REPORTS AND AUDIT
PART 2M.1 - OVERVIEW
SECTION 285 OVERVIEW OF OBLIGATIONS UNDER THIS CHAPTER
SECTION 285A OVERVIEW OF OBLIGATIONS OF COMPANIES LIMITED BY GUARANTEE
PART 2M.2 - FINANCIAL AND SUSTAINABILITY RECORDS
SECTION 286 OBLIGATION TO KEEP FINANCIAL RECORDS
SECTION 286A OBLIGATION TO KEEP SUSTAINABILITY RECORDS
SECTION 287 LANGUAGE REQUIREMENTS
SECTION 288 PHYSICAL FORMAT
SECTION 289 PLACE WHERE FINANCIAL RECORDS ARE KEPT
SECTION 289A PLACE WHERE SUSTAINABILITY RECORDS ARE KEPT
SECTION 290 DIRECTOR ACCESS
SECTION 291 SIGNPOSTS TO OTHER RELEVANT PROVISIONS
PART 2M.3 - FINANCIAL AND SUSTAINABILITY REPORTING
Division 1 - Annual financial reports, sustainability reports and directors ' reports
SECTION 292 WHO HAS TO PREPARE ANNUAL FINANCIAL REPORTS AND DIRECTORS ' REPORTS
SECTION 292A WHO HAS TO PREPARE ANNUAL SUSTAINABILITY REPORTS
SECTION 293 SMALL PROPRIETARY COMPANY - SHAREHOLDER DIRECTION
SECTION 294 SMALL PROPRIETARY COMPANY - ASIC DIRECTION
SECTION 294A SMALL COMPANY LIMITED BY GUARANTEE - MEMBER DIRECTION
SECTION 294B SMALL COMPANY LIMITED BY GUARANTEE - ASIC DIRECTION
SECTION 295 CONTENTS OF ANNUAL FINANCIAL REPORT
SECTION 295A DECLARATION IN RELATION TO LISTED ENTITY ' S FINANCIAL STATEMENTS BY CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER
SECTION 296 COMPLIANCE WITH ACCOUNTING STANDARDS AND REGULATIONS
SECTION 296A CONTENTS OF ANNUAL SUSTAINABILITY REPORT
SECTION 296B CONTENTS OF CLIMATE STATEMENTS - STATEMENT ABOUT THERE BEING NO FINANCIAL RISKS OR OPPORTUNITIES RELATING TO CLIMATE
SECTION 296C COMPLIANCE WITH SUSTAINABILITY STANDARDS ETC.
SECTION 296D CLIMATE STATEMENT DISCLOSURES
SECTION 296E ASIC DIRECTIONS
SECTION 297 TRUE AND FAIR VIEW
SECTION 298 ANNUAL DIRECTORS ' REPORT
SECTION 299 ANNUAL DIRECTORS ' REPORT - GENERAL INFORMATION
SECTION 299A ANNUAL DIRECTORS ' REPORT - ADDITIONAL GENERAL REQUIREMENTS FOR LISTED ENTITIES
SECTION 300 ANNUAL DIRECTORS ' REPORT - SPECIFIC INFORMATION
SECTION 300A ANNUAL DIRECTORS ' REPORT - SPECIFIC INFORMATION TO BE PROVIDED BY LISTED COMPANIES
SECTION 300B ANNUAL DIRECTORS ' REPORT - COMPANIES LIMITED BY GUARANTEE
SECTION 300C ANNUAL DIRECTORS ' REPORT - REGISTRABLE SUPERANNUATION ENTITIES
SECTION 301 AUDIT OF ANNUAL FINANCIAL REPORT
SECTION 301A AUDIT OF ANNUAL SUSTAINABILITY REPORT
Division 2 - Half-year financial report and directors ' report
SECTION 302 DISCLOSING ENTITY MUST PREPARE HALF-YEAR FINANCIAL REPORT AND DIRECTORS ' REPORT
SECTION 303 CONTENTS OF HALF-YEAR FINANCIAL REPORT
SECTION 304 COMPLIANCE WITH ACCOUNTING STANDARDS AND REGULATIONS
SECTION 305 TRUE AND FAIR VIEW
SECTION 306 HALF-YEAR DIRECTORS ' REPORT
Division 3 - Audits and auditor ' s reports
SECTION 307 AUDIT OF FINANCIAL REPORT
SECTION 307A AUDIT OF FINANCIAL REPORT TO BE CONDUCTED IN ACCORDANCE WITH AUDITING STANDARDS
SECTION 307AA AUDIT OF SUSTAINABILITY REPORT
SECTION 307AB AUDIT OF SUSTAINABILITY REPORT TO BE CONDUCTED IN ACCORDANCE WITH AUDITING STANDARDS
SECTION 307B WORKING PAPERS FOR AUDIT OF FINANCIAL OR SUSTAINABILITY REPORT TO BE RETAINED FOR 7 YEARS
SECTION 307C AUDITOR ' S INDEPENDENCE DECLARATION
SECTION 308 AUDITOR ' S REPORT ON ANNUAL FINANCIAL REPORT
SECTION 309 AUDITOR ' S REPORT ON HALF-YEAR FINANCIAL REPORT
SECTION 309A AUDITOR ' S REPORT ON SUSTAINABILITY REPORT
SECTION 310 AUDITOR ' S POWER TO OBTAIN INFORMATION
SECTION 311 REPORTING TO ASIC
SECTION 312 ASSISTING AUDITOR
SECTION 313 SPECIAL PROVISIONS ON AUDIT OF DEBENTURE ISSUERS AND GUARANTORS
Division 4 - Annual financial and sustainability reporting to members
SECTION 314 ANNUAL FINANCIAL AND SUSTAINABILITY REPORTING BY COMPANIES, REGISTERED SCHEMES AND DISCLOSING ENTITIES TO MEMBERS
SECTION 314AA ANNUAL FINANCIAL REPORTING BY REGISTRABLE SUPERANNUATION ENTITIES TO MEMBERS
SECTION 314A ANNUAL FINANCIAL REPORTING BY NOTIFIED FOREIGN PASSPORT FUNDS TO AUSTRALIAN MEMBERS
SECTION 315 DEADLINE FOR REPORTING TO MEMBERS
SECTION 316 CHOICES FOR MEMBERS OF COMPANIES, REGISTERED SCHEMES OR DISCLOSING ENTITIES
SECTION 316AA CHOICES FOR AUSTRALIAN MEMBERS OF NOTIFIED FOREIGN PASSPORT FUNDS
SECTION 316A ANNUAL FINANCIAL AND SUSTAINABILITY REPORTING TO MEMBERS OF COMPANIES LIMITED BY GUARANTEE
SECTION 316B ANNUAL SUSTAINABILITY REPORTING TO THE PUBLIC BY OTHER ENTITIES
SECTION 317 CONSIDERATION OF REPORTS AT AGM
SECTION 318 ADDITIONAL REPORTING BY DEBENTURE ISSUERS
Division 5 - Lodging reports with ASIC
SECTION 319 LODGMENT OF ANNUAL REPORTS WITH ASIC
SECTION 320 LODGMENT OF HALF-YEAR REPORTS WITH ASIC
SECTION 321 ASIC POWER TO REQUIRE LODGMENT
SECTION 322 RELODGMENT IF FINANCIAL REPORTS, SUSTAINABILITY REPORTS OR DIRECTORS ' REPORTS AMENDED AFTER LODGMENT
Division 6 - Special provisions about consolidated financial and climate statements
SECTION 323 DIRECTORS AND OFFICERS OF CONTROLLED ENTITY TO GIVE INFORMATION
SECTION 323A AUDITOR ' S POWER TO OBTAIN INFORMATION FROM CONTROLLED ENTITY
SECTION 323B CONTROLLED ENTITY TO ASSIST AUDITOR
SECTION 323C APPLICATION OF DIVISION TO ENTITY THAT HAS CEASED TO BE CONTROLLED
Division 7 - Financial years and half-years
SECTION 323D MEANING OF FINANCIAL YEAR AND HALF-YEAR - COMPANY, REGISTERED SCHEME AND DISCLOSING ENTITY
SECTION 323DAAA FINANCIAL YEARS FOR REGISTRABLE SUPERANNUATION ENTITIES
SECTION 323DAA MEANING OF FINANCIAL YEAR - NOTIFIED FOREIGN PASSPORT FUND
Division 8 - Disclosure by listed companies of information filed overseas
SECTION 323DA LISTED COMPANIES TO DISCLOSE INFORMATION FILED OVERSEAS
Division 9 - Disclosure by listed entities of information about jobkeeper payments
SECTION 323DB REQUIREMENT TO NOTIFY MARKET OPERATOR ABOUT JOBKEEPER PAYMENTS
SECTION 323DC ASIC MUST PUBLISH REPORT
PART 2M.4 - APPOINTMENT AND REMOVAL OF AUDITORS
Division 1 - Entities that may be appointed as an auditor for a company, registered scheme or registrable superannuation entity
SECTION 324 QUALIFICATIONS OF AUDITORS
SECTION 324AA INDIVIDUAL AUDITORS, AUDIT FIRMS AND AUTHORISED AUDIT COMPANIES
SECTION 324AB EFFECT OF APPOINTING FIRM AS AUDITOR - GENERAL
SECTION 324AC EFFECT OF APPOINTING FIRM AS AUDITOR - RECONSTITUTION OF FIRM
SECTION 324AD EFFECT OF APPOINTING COMPANY AS AUDITOR
SECTION 324AE MEANING OF PROFESSIONAL MEMBER - AUDIT TEAM
SECTION 324AF MEANING OF LEAD AUDITOR AND REVIEW AUDITOR
Division 2 - Registration requirements
SECTION 324BA REGISTRATION REQUIREMENTS FOR APPOINTMENT OF INDIVIDUAL AS AUDITOR
SECTION 324BB REGISTRATION REQUIREMENTS FOR APPOINTMENT OF FIRM AS AUDITOR
SECTION 324BC REGISTRATION REQUIREMENTS FOR APPOINTMENT OF COMPANY AS AUDITOR
SECTION 324BD EXCEPTION FROM REGISTRATION REQUIREMENT FOR PROPRIETARY COMPANY
SECTION 324BE EXCEPTION FROM REGISTRATION REQUIREMENT - REVIEWING FINANCIAL REPORTS OF COMPANIES LIMITED BY GUARANTEE
Division 2A - Eligibility requirements for auditors of registrable superannuation entities
SECTION 324BF ELIGIBILITY REQUIREMENTS FOR AUDITORS OF REGISTRABLE SUPERANNUATION ENTITIES
Division 3 - Auditor independence
Subdivision A - General requirement
SECTION 324CA GENERAL REQUIREMENT FOR AUDITOR INDEPENDENCE - AUDITORS
SECTION 324CB GENERAL REQUIREMENT FOR AUDITOR INDEPENDENCE - MEMBER OF AUDIT FIRM
SECTION 324CC GENERAL REQUIREMENT FOR AUDITOR INDEPENDENCE - DIRECTOR OF AUDIT COMPANY
SECTION 324CD CONFLICT OF INTEREST SITUATION
Subdivision B - Specific requirements
SECTION 324CE AUDITOR INDEPENDENCE - SPECIFIC REQUIREMENTS FOR INDIVIDUAL AUDITOR
SECTION 324CF AUDITOR INDEPENDENCE - SPECIFIC REQUIREMENTS FOR AUDIT FIRM
SECTION 324CG AUDITOR INDEPENDENCE - SPECIFIC REQUIREMENTS FOR AUDIT COMPANY
SECTION 324CH RELEVANT RELATIONSHIPS
SECTION 324CI SPECIAL RULE FOR RETIRING PARTNERS OF AUDIT FIRMS AND RETIRING DIRECTORS OF AUTHORISED AUDIT COMPANIES
SECTION 324CJ SPECIAL RULE FOR RETIRING PROFESSIONAL MEMBER OF AUDIT COMPANY
SECTION 324CK MULTIPLE FORMER AUDIT FIRM PARTNERS OR AUDIT COMPANY DIRECTORS
Subdivision C - Common provisions
SECTION 324CL PEOPLE WHO ARE REGARDED AS OFFICERS OF A COMPANY FOR THE PURPOSES OF THIS DIVISION
SECTION 324CLA EXTENDED MEANING OF OFFICER OF A REGISTRABLE SUPERANNUATION ENTITY
Division 4 - Deliberately disqualifying auditor
SECTION 324CM DELIBERATELY DISQUALIFYING AUDITOR
Division 5 - Auditor rotation for listed companies, listed registered schemes and registrable superannuation entities
SECTION 324DA LIMITED TERM FOR ELIGIBILITY TO PLAY SIGNIFICANT ROLE IN AUDIT OF A LISTED COMPANY, LISTED REGISTERED SCHEME OR REGISTRABLE SUPERANNUATION ENTITY
SECTION 324DAA DIRECTORS MAY EXTEND ELIGIBILITY TERM
SECTION 324DAB REQUIREMENTS FOR DIRECTORS TO APPROVE EXTENSION OF ELIGIBILITY TERM
SECTION 324DAC NOTIFICATIONS ABOUT APPROVAL TO EXTEND ELIGIBILITY TERM
SECTION 324DAD APPROVAL INEFFECTIVE UNLESS IT COMPLIES WITH REQUIREMENTS
SECTION 324DB INDIVIDUAL ' S ROTATION OBLIGATION
SECTION 324DC AUDIT FIRM ' S ROTATION OBLIGATION
SECTION 324DD AUDIT COMPANY ' S ROTATION OBLIGATION
Division 6 - Appointment, removal and fees of auditors for companies
Subdivision A - Appointment of company auditors
SECTION 325 APPOINTMENT OF AUDITOR BY PROPRIETARY COMPANY
SECTION 327 APPOINTMENT OF AUDITORS
SECTION 327A PUBLIC COMPANY AUDITOR (INITIAL APPOINTMENT OF AUDITOR)
SECTION 327B PUBLIC COMPANY AUDITOR (ANNUAL APPOINTMENTS AT AGMs TO FILL VACANCIES)
SECTION 327C PUBLIC COMPANY AUDITOR (APPOINTMENT TO FILL CASUAL VACANCY)
SECTION 327D APPOINTMENT TO REPLACE AUDITOR REMOVED FROM OFFICE
SECTION 327E ASIC MAY APPOINT A COMPANY AUDITOR IF AUDITOR REMOVED BUT NOT REPLACED
SECTION 327F ASIC ' S GENERAL POWER TO APPOINT A COMPANY AUDITOR
SECTION 327G RESTRICTIONS ON ASIC ' S POWERS TO APPOINT A COMPANY AUDITOR
SECTION 327H EFFECT ON APPOINTMENT OF PUBLIC COMPANY AUDITOR OF COMPANY BEGINNING TO BE CONTROLLED BY A CORPORATION
SECTION 327I REMAINING AUDITORS MAY ACT DURING VACANCY
SECTION 328 NOMINATION OF AUDITORS
SECTION 328A AUDITOR ' S CONSENT TO APPOINTMENT
SECTION 328B NOMINATION OF AUDITOR
SECTION 328C PUBLIC COMPANY AUDITOR (APPOINTMENT OF AUDITOR WHEN CROWD-SOURCED FUNDING CONCESSION ENDS)
SECTION 328D PUBLIC COMPANY AUDITOR (APPOINTMENT OF AUDITOR WHEN $3 MILLION RAISED USING CROWD-SOURCED FUNDING)
SECTION 328E CROWD-SOURCED FUNDING - PERIOD OF OFFICE
Subdivision B - Removal and resignation of company auditors
SECTION 329 REMOVAL AND RESIGNATION OF AUDITORS
SECTION 330 EFFECT OF WINDING UP ON OFFICE OF AUDITOR
Subdivision C - Company auditors' fees and expenses
SECTION 331 FEES AND EXPENSES OF AUDITORS
Division 7 - Appointment, removal and fees of auditors for registered schemes
Subdivision A - Appointment of registered scheme auditors
SECTION 331AA QUALIFICATIONS OF AUDITORS
SECTION 331AB APPOINTMENT OF AUDITORS
SECTION 331AAA REGISTERED SCHEME AUDITOR (INITIAL APPOINTMENT OF AUDITOR)
SECTION 331AAB REGISTERED SCHEME AUDITOR (APPOINTMENT TO FILL VACANCY)
SECTION 331AAC ASIC'S POWER TO APPOINT REGISTERED SCHEME AUDITOR
SECTION 331AAD REMAINING AUDITORS MAY ACT DURING VACANCY
Subdivision B - Removal and resignation of registered scheme auditors
SECTION 331AC REMOVAL AND RESIGNATION OF AUDITORS
SECTION 331AD EFFECT OF WINDING UP ON OFFICE OF AUDITOR
Subdivision C - Fees and expenses of auditors
SECTION 331AE FEES AND EXPENSES OF AUDITORS
Division 8 - Appointment, removal and fees of auditors of registrable superannuation entities
Subdivision A - Appointment of registrable superannuation entity auditors
SECTION 331AF REGISTRABLE SUPERANNUATION ENTITY AUDITOR (INITIAL APPOINTMENT OF AUDITOR)
SECTION 331AG REGISTRABLE SUPERANNUATION ENTITY AUDITOR (APPOINTMENT TO FILL VACANCY)
SECTION 331AH REGISTRABLE SUPERANNUATION ENTITY AUDITOR (DURATION OF APPOINTMENT)
SECTION 331AJ ASIC ' S POWER TO APPOINT AUDITOR OF A REGISTRABLE SUPERANNUATION ENTITY
Subdivision B - Removal and resignation of registrable superannuation entity auditors
SECTION 331AK REMOVAL AND RESIGNATION OF AUDITORS
Subdivision C - Fees and expenses of auditors
SECTION 331AL FEES AND EXPENSES OF AUDITORS
PART 2M.4A - ANNUAL TRANSPARENCY REPORTS FOR AUDITORS
SECTION 332 MEANING OF TRANSPARENCY REPORTING AUDITOR AND TRANSPARENCY REPORTING YEAR
SECTION 332A TRANSPARENCY REPORTING AUDITORS MUST PUBLISH ANNUAL TRANSPARENCY REPORTS
SECTION 332B CONTENT OF ANNUAL TRANSPARENCY REPORT
SECTION 332C EXTENSION OF PERIOD FOR PUBLICATION OF ANNUAL TRANSPARENCY REPORT
SECTION 332D EXEMPTION ORDERS - APPLICATIONS BY TRANSPARENCY REPORTING AUDITORS
SECTION 332E EXEMPTION ORDERS - CLASS ORDERS FOR TRANSPARENCY REPORTING AUDITORS
SECTION 332F EXEMPTION ORDERS - CRITERIA FOR ORDERS
SECTION 332G OFFENCES BY MEMBERS OF AUDIT FIRM
PART 2M.5 - ACCOUNTING, SUSTAINABILITY AND AUDITING STANDARDS
SECTION 334 ACCOUNTING STANDARDS
SECTION 335 EQUITY ACCOUNTING
SECTION 336 AUDITING STANDARDS
SECTION 336A SUSTAINABILITY STANDARDS
SECTION 337 INTERPRETATION OF ACCOUNTING, AUDITING AND SUSTAINABILITY STANDARDS
SECTION 338 EVIDENCE OF TEXT OF ACCOUNTING, AUDITING OR SUSTAINABILITY STANDARD
SECTION 339 EVIDENCE OF TEXT OF ACCOUNTING STANDARD
PART 2M.6 - EXEMPTIONS AND MODIFICATIONS
SECTION 340 EXEMPTION ORDERS - COMPANIES, REGISTERED SCHEMES, REGISTRABLE SUPERANNUATION ENTITIES AND DISCLOSING ENTITIES
SECTION 340A EXEMPTION ORDERS - NOTIFIED FOREIGN PASSPORT FUNDS
SECTION 341 EXEMPTION ORDERS - CLASS ORDERS FOR COMPANIES, REGISTERED SCHEMES, REGISTRABLE SUPERANNUATION ENTITIES AND DISCLOSING ENTITIES
SECTION 341A EXEMPTION ORDERS - CLASS ORDERS FOR NOTIFIED FOREIGN PASSPORT FUNDS
SECTION 342 EXEMPTION ORDERS - CRITERIA FOR ORDERS FOR COMPANIES, REGISTERED SCHEMES, REGISTRABLE SUPERANNUATION ENTITIES, NOTIFIED FOREIGN PASSPORT FUNDS AND DISCLOSING ENTITIES
SECTION 342AA EXEMPTION ORDERS - NON-AUDITOR MEMBERS AND FORMER MEMBERS OF AUDIT FIRMS; FORMER EMPLOYEES OF AUDIT COMPANIES
SECTION 342AB EXEMPTION ORDERS - CLASS ORDERS FOR NON-AUDITOR MEMBERS ETC.
SECTION 342AC EXEMPTION ORDERS - CRITERIA FOR ORDERS FOR NON-AUDITOR MEMBERS ETC.
SECTION 342A ASIC ' S POWER TO MODIFY THE OPERATION OF SECTION 324DA
SECTION 342B AUDITOR TO NOTIFY COMPANY, REGISTERED SCHEME OR REGISTRABLE SUPERANNUATION ENTITY OF SECTION 342A DECLARATION
SECTION 343 MODIFICATION BY REGULATIONS
SECTION 343A MINISTER MAY APPLY THE CHAPTER TO NOTIFIED FOREIGN PASSPORT FUNDS
PART 2M.7 - SANCTIONS FOR CONTRAVENTIONS OF CHAPTER
SECTION 344 CONTRAVENTION OF PART 2M.2 OR 2M.3, OR OF CERTAIN PROVISIONS OF PART 2M.4
PART 2M.8 - ADDITIONAL PROVISIONS RELATING TO REGISTRABLE SUPERANNUATION ENTITIES
SECTION 345AAA OBLIGATIONS OF REGISTRABLE SUPERANNUATION ENTITIES
SECTION 345AAB NOTICES ETC. GIVEN TO RSE LICENSEES
SECTION 345AAC DIRECTORS OF REGISTRABLE SUPERANNUATION ENTITIES
SECTION 345AAD OFFICERS OF REGISTRABLE SUPERANNUATION ENTITIES
CHAPTER 2N - UPDATING ASIC INFORMATION ABOUT COMPANIES, REGISTERED SCHEMES AND NOTIFIED FOREIGN PASSPORT FUNDS
PART 2N.1 - REVIEW DATE
SECTION 345A MEANING OF REVIEW DATE
SECTION 345B COMPANY, RESPONSIBLE ENTITY OR OPERATOR MAY CHANGE REVIEW DATE
SECTION 345C WHEN CHOICE HAS EFFECT
PART 2N.2 - EXTRACT OF PARTICULARS
SECTION 346A ASIC MUST GIVE AN EXTRACT OF PARTICULARS EACH YEAR
SECTION 346B ASIC MAY ASK QUESTIONS
SECTION 346C REQUIREMENTS IN RELATION TO AN EXTRACT OF PARTICULARS
PART 2N.3 - SOLVENCY RESOLUTION
SECTION 347A DIRECTORS MUST PASS A SOLVENCY RESOLUTION AFTER EACH REVIEW DATE
SECTION 347B NOTICE TO ASIC
SECTION 347C PAYMENT OF REVIEW FEE IS TAKEN TO BE A REPRESENTATION BY THE DIRECTORS THAT THE COMPANY IS SOLVENT
PART 2N.4 - RETURN OF PARTICULARS
SECTION 348A ASIC MAY GIVE A RETURN OF PARTICULARS
SECTION 348B ASIC MAY ASK QUESTIONS
SECTION 348C ASIC MAY REQUIRE A SOLVENCY RESOLUTION AND STATEMENT
SECTION 348D GENERAL REQUIREMENTS IN RELATION TO A RETURN OF PARTICULARS
PART 2N.5 - NOTICE BY PROPRIETARY COMPANIES OF CHANGES TO ULTIMATE HOLDING COMPANY
SECTION 349A PROPRIETARY COMPANIES MUST NOTIFY ASIC OF CHANGES TO ULTIMATE HOLDING COMPANY
SECTION 349B ANOTHER COMPANY BECOMES AN ULTIMATE HOLDING COMPANY
SECTION 349C A COMPANY CEASES TO BE AN ULTIMATE HOLDING COMPANY
SECTION 349D ULTIMATE HOLDING COMPANY CHANGES ITS NAME
CHAPTER 2P - LODGMENTS WITH ASIC
SECTION 350 FORMS FOR DOCUMENTS TO BE LODGED WITH ASIC
SECTION 351 SIGNING DOCUMENTS LODGED WITH ASIC
SECTION 352 DOCUMENTS LODGED WITH ASIC ELECTRONICALLY
SECTION 353 ELECTRONIC LODGMENT OF CERTAIN DOCUMENTS
SECTION 354 TELEPHONE NOTICE OF CERTAIN CHANGES
CHAPTER 5 - EXTERNAL ADMINISTRATION
PART 5.1 - ARRANGEMENTS AND RECONSTRUCTIONS
SECTION 410 INTERPRETATION
SECTION 411 ADMINISTRATION OF COMPROMISES ETC.
SECTION 412 INFORMATION AS TO COMPROMISE WITH CREDITORS
SECTION 413 PROVISIONS FOR FACILITATING RECONSTRUCTION AND AMALGAMATION OF PART 5.1 BODIES
SECTION 414 ACQUISITION OF SHARES OF SHAREHOLDERS DISSENTING FROM SCHEME OR CONTRACT APPROVED BY MAJORITY
SECTION 415 NOTIFICATION OF APPOINTMENT OF SCHEME MANAGER AND POWER OF COURT TO REQUIRE REPORT
SECTION 415A OUTCOME OF VOTING AT CREDITORS ' MEETING DETERMINED BY RELATED ENTITY - COURT POWERS
SECTION 415B INTERIM ORDER ON APPLICATION UNDER SECTION 415A
SECTION 415C ORDER UNDER SECTION 415A DOES NOT AFFECT ACT ALREADY DONE PURSUANT TO RESOLUTION
SECTION 415D STAY ON ENFORCING RIGHTS MERELY BECAUSE OF A PROCEEDING UNDER THIS PART ETC.
SECTION 415E LIFTING THE STAY
SECTION 415F ORDER FOR RIGHTS TO BE ENFORCEABLE ONLY WITH LEAVE OF THE COURT
SECTION 415FA SELF-EXECUTING PROVISIONS
SECTION 415G WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS
PART 5.2 - RECEIVERS, AND OTHER CONTROLLERS, OF PROPERTY OF CORPORATIONS
SECTION 416 MEANING OF PROPERTY AND RECEIVER
SECTION 417 APPLICATION OF PART
SECTION 418 PERSONS NOT TO ACT AS RECEIVERS
SECTION 418A COURT MAY DECLARE WHETHER CONTROLLER IS VALIDLY ACTING
SECTION 419 LIABILITY OF CONTROLLER
SECTION 419A LIABILITY OF CONTROLLER UNDER PRE-EXISTING AGREEMENT ABOUT PROPERTY USED BY CORPORATION
SECTION 420 POWERS OF RECEIVER
SECTION 420A CONTROLLER'S DUTY OF CARE IN EXERCISING POWER OF SALE
SECTION 420B COURT MAY AUTHORISE MANAGING CONTROLLER TO DISPOSE OF PROPERTY DESPITE PRIOR SECURITY INTEREST
SECTION 420C RECEIVER'S POWER TO CARRY ON CORPORATION'S BUSINESS DURING WINDING UP
SECTION 421 MANAGING CONTROLLER'S DUTIES IN RELATION TO BANK ACCOUNTS AND FINANCIAL RECORDS
SECTION 421A MANAGING CONTROLLER TO REPORT WITHIN 2 MONTHS ABOUT CORPORATION'S AFFAIRS
SECTION 422 REPORTS BY RECEIVER OR MANAGING CONTROLLER
SECTION 422A ANNUAL RETURN BY CONTROLLER
SECTION 422B END OF CONTROL RETURN
SECTION 422C TRANSFER OF BOOKS TO NEW CONTROLLER
SECTION 422D TRANSFER OF BOOKS TO ASIC ETC.
SECTION 423 SUPERVISION OF CONTROLLER
SECTION 424 CONTROLLER MAY APPLY TO COURT
SECTION 425 COURT ' S POWER TO FIX RECEIVER ' S REMUNERATION
SECTION 426 CONTROLLER HAS QUALIFIED PRIVILEGE IN CERTAIN CASES
SECTION 427 NOTIFICATION OF MATTERS RELATING TO CONTROLLER
SECTION 428 STATEMENT THAT RECEIVER APPOINTED OR OTHER CONTROLLER ACTING
SECTION 429 REPORTING OFFICERS TO REPORT TO CONTROLLER ABOUT CORPORATION ' S AFFAIRS
SECTION 429A SPECIAL RULES FOR SCHEME PROPERTY
SECTION 430 CONTROLLER MAY REQUIRE REPORTS
SECTION 431 CONTROLLER MAY INSPECT BOOKS
SECTION 432 AUDITING RETURNS BY CONTROLLERS
SECTION 433 PROPERTY SUBJECT TO CIRCULATING SECURITY INTEREST - PAYMENT OF CERTAIN DEBTS TO HAVE PRIORITY
SECTION 434 ENFORCING CONTROLLER ' S DUTY TO MAKE RETURNS
SECTION 434A COURT MAY REMOVE CONTROLLER FOR MISCONDUCT
SECTION 434B COURT MAY REMOVE REDUNDANT CONTROLLER
SECTION 434C EFFECT OF SECTIONS 434A AND 434B
SECTION 434D APPOINTMENT OF 2 OR MORE RECEIVERS OF PROPERTY OF A CORPORATION
SECTION 434E APPOINTMENT OF 2 OR MORE RECEIVERS AND MANAGERS OF PROPERTY OF A CORPORATION
SECTION 434F APPOINTMENT OF 2 OR MORE CONTROLLERS OF PROPERTY OF A CORPORATION
SECTION 434G APPOINTMENT OF 2 OR MORE MANAGING CONTROLLERS OF PROPERTY OF A CORPORATION
SECTION 434H REGULATIONS MAY PROVIDE FOR REPORTING TO ASIC
SECTION 434J STAY ON ENFORCING RIGHTS MERELY BECAUSE OF THE APPOINTMENT OF A MANAGING CONTROLLER OF A CORPORATION ' S PROPERTY ETC.
SECTION 434K LIFTING THE STAY
SECTION 434L ORDER FOR RIGHTS TO BE ENFORCEABLE ONLY WITH LEAVE OF THE COURT
SECTION 434LA SELF-EXECUTING PROVISIONS
SECTION 434M WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS
PART 5.3A - ADMINISTRATION OF A COMPANY ' S AFFAIRS WITH A VIEW TO EXECUTING A DEED OF COMPANY ARRANGEMENT
Division 1 - Preliminary
SECTION 435A OBJECT OF PART
SECTION 435B MEANING OF PROPERTY AND RECEIVER
SECTION 435C WHEN ADMINISTRATION BEGINS AND ENDS
Division 2 - Appointment of administrator and first meeting of creditors
SECTION 436A COMPANY MAY APPOINT ADMINISTRATOR IF BOARD THINKS IT IS OR WILL BECOME INSOLVENT
SECTION 436B LIQUIDATOR MAY APPOINT ADMINISTRATOR
SECTION 436C SECURED PARTY MAY APPOINT ADMINISTRATOR
SECTION 436D COMPANY ALREADY UNDER ADMINISTRATION
SECTION 436DA DECLARATIONS BY ADMINISTRATOR - INDEMNITIES AND RELEVANT RELATIONSHIPS
SECTION 436E PURPOSE AND TIMING OF FIRST MEETING OF CREDITORS
SECTION 436F FUNCTIONS OF COMMITTEE OF CREDITORS
SECTION 436G MEMBERSHIP OF COMMITTEE
Division 3 - Administrator assumes control of company's affairs
SECTION 437A ROLE OF ADMINISTRATOR
SECTION 437B ADMINISTRATOR ACTS AS COMPANY'S AGENT
SECTION 437C POWERS OF OTHER OFFICERS SUSPENDED
SECTION 437D ONLY ADMINISTRATOR CAN DEAL WITH COMPANY'S PROPERTY
SECTION 437E ORDER FOR COMPENSATION WHERE OFFICER INVOLVED IN VOID TRANSACTION
SECTION 437F EFFECT OF ADMINISTRATION ON COMPANY'S MEMBERS
Division 4 - Administrator investigates company's affairs
SECTION 438A ADMINISTRATOR TO INVESTIGATE AFFAIRS AND CONSIDER POSSIBLE COURSES OF ACTION
SECTION 438B DIRECTORS TO HELP ADMINISTRATOR
SECTION 438C ADMINISTRATOR'S RIGHTS TO COMPANY'S BOOKS
SECTION 438D REPORTS BY ADMINISTRATOR
SECTION 438E ADMINISTRATOR ' S ACCOUNTS
Division 5 - Meeting of creditors decides company's future
SECTION 439A ADMINISTRATOR TO CONVENE MEETING AND INFORM CREDITORS
SECTION 439B CONDUCT OF MEETING
SECTION 439C WHAT CREDITORS MAY DECIDE
Division 6 - Protection of company's property during administration
SECTION 440A WINDING UP COMPANY
SECTION 440B RESTRICTIONS ON EXERCISE OF THIRD PARTY PROPERTY RIGHTS
SECTION 440BA LIENS AND PLEDGES
SECTION 440BB DISTRESS FOR RENT MUST NOT BE CARRIED OUT
SECTION 440C OWNER OR LESSOR CANNOT RECOVER PROPERTY USED BY COMPANY
SECTION 440D STAY OF PROCEEDINGS
SECTION 440E ADMINISTRATOR NOT LIABLE IN DAMAGES FOR REFUSING CONSENT
SECTION 440F SUSPENSION OF ENFORCEMENT PROCESS
SECTION 440G DUTIES OF COURT OFFICER IN RELATION TO PROPERTY OF COMPANY
SECTION 440H LIS PENDENS TAKEN TO EXIST
SECTION 440J ADMINISTRATION NOT TO TRIGGER LIABILITY OF DIRECTOR OR RELATIVE UNDER GUARANTEE OF COMPANY'S LIABILITY
SECTION 440JA PROPERTY SUBJECT TO A BANKER ' S LIEN - EXEMPTION FROM THIS DIVISION
Division 7 - Rights of secured party, owner or lessor
Subdivision A - General
SECTION 441 APPLICATION OF DIVISION
Subdivision B - Property subject to security interests
SECTION 441AA APPLICATION OF SUBDIVISION - PPSA SECURITY INTERESTS
SECTION 441A SECURED PARTY ACTS BEFORE OR DURING DECISION PERIOD
SECTION 441B WHERE ENFORCEMENT OF SECURITY INTEREST BEGINS BEFORE ADMINISTRATION
SECTION 441C SECURITY INTEREST IN PERISHABLE PROPERTY
SECTION 441D COURT MAY LIMIT POWERS OF SECURED PARTY ETC. IN RELATION TO SECURED PROPERTY
SECTION 441E GIVING A NOTICE UNDER A SECURITY AGREEMENT ETC.
SECTION 441EA SALE OF PROPERTY SUBJECT TO A POSSESSORY SECURITY INTEREST
Subdivision C - Property not subject to security interests
SECTION 441EB SCOPE OF SUBDIVISION
SECTION 441F WHERE RECOVERY OF PROPERTY BEGINS BEFORE ADMINISTRATION
SECTION 441G RECOVERING PERISHABLE PROPERTY
SECTION 441H COURT MAY LIMIT POWERS OF RECEIVER ETC. IN RELATION TO PROPERTY USED BY COMPANY
SECTION 441J GIVING A NOTICE UNDER AN AGREEMENT ABOUT PROPERTY
SECTION 441JA SALE OF PROPERTY SUBJECT TO A LIEN OR PLEDGE
SECTION 441K EFFECT OF DIVISION
Division 8 - Powers of administrator
SECTION 442A ADDITIONAL POWERS OF ADMINISTRATOR
SECTION 442B DEALING WITH PROPERTY SUBJECT TO CIRCULATING SECURITY INTERESTS
SECTION 442C WHEN ADMINISTRATOR MAY DISPOSE OF ENCUMBERED PROPERTY
SECTION 442CA PROPERTY SUBJECT TO A POSSESSORY SECURITY INTEREST - INSPECTION OR EXAMINATION BY POTENTIAL PURCHASERS ETC.
SECTION 442CB PROPERTY SUBJECT TO A SECURITY INTEREST OR TO A RETENTION OF TITLE CLAUSE - ADMINISTRATOR ' S DUTY OF CARE IN EXERCISING POWER OF SALE
SECTION 442CC PROCEEDS OF SALE OF PROPERTY
SECTION 442D ADMINISTRATOR ' S POWERS SUBJECT TO POWERS OF SECURED PARTY, RECEIVER OR CONTROLLER
SECTION 442E ADMINISTRATOR HAS QUALIFIED PRIVILEGE
SECTION 442F PROTECTION OF PERSONS DEALING WITH ADMINISTRATOR
Division 9 - Administrator's liability and indemnity for debts of administration
Subdivision A - Liability
SECTION 443A GENERAL DEBTS
SECTION 443B PAYMENTS FOR PROPERTY USED OR OCCUPIED BY, OR IN THE POSSESSION OF, THE COMPANY
SECTION 443BA CERTAIN TAXATION LIABILITIES
SECTION 443C ADMINISTRATOR NOT OTHERWISE LIABLE FOR COMPANY'S DEBTS
Subdivision B - Indemnity
SECTION 443D RIGHT OF INDEMNITY
SECTION 443E RIGHT OF INDEMNITY HAS PRIORITY OVER OTHER DEBTS
SECTION 443F LIEN TO SECURE INDEMNITY
Division 10 - Execution and effect of deed of company arrangement
SECTION 444A EFFECT OF CREDITORS' RESOLUTION
SECTION 444B EXECUTION OF DEED
SECTION 444C CREDITOR ETC. NOT TO ACT INCONSISTENTLY WITH DEED BEFORE ITS EXECUTION
SECTION 444D EFFECT OF DEED ON CREDITORS
SECTION 444DA GIVING PRIORITY TO ELIGIBLE EMPLOYEE CREDITORS
SECTION 444DB SUPERANNUATION CONTRIBUTION DEBTS NOT ADMISSIBLE TO PROOF
SECTION 444E PROTECTION OF COMPANY ' S PROPERTY FROM PERSONS BOUND BY DEED
SECTION 444F COURT MAY LIMIT RIGHTS OF SECURED CREDITOR OR OWNER OR LESSOR
SECTION 444G EFFECT OF DEED ON COMPANY, OFFICERS AND MEMBERS
SECTION 444GA TRANSFER OF SHARES
SECTION 444H EXTENT OF RELEASE OF COMPANY'S DEBTS
SECTION 444J GUARANTEES AND INDEMNITIES
Division 11 - Variation, termination and avoidance of deed
SECTION 445A VARIATION OF DEED BY CREDITORS
SECTION 445B COURT MAY CANCEL VARIATION
SECTION 445C WHEN DEED TERMINATES
SECTION 445CA WHEN CREDITORS MAY TERMINATE DEED
SECTION 445D WHEN COURT MAY TERMINATE DEED
SECTION 445E CREDITORS MAY TERMINATE DEED AND RESOLVE THAT COMPANY BE WOUND UP
SECTION 445F MEETING OF CREDITORS TO CONSIDER PROPOSED VARIATION OR TERMINATION OF DEED
SECTION 445FA NOTICE OF TERMINATION OF DEED
SECTION 445G WHEN COURT MAY VOID OR VALIDATE DEED
SECTION 445H EFFECT OF TERMINATION OR AVOIDANCE
Division 11AA - Notification of contravention of deed
SECTION 445HA NOTIFICATION OF CONTRAVENTION OF DEED OF COMPANY ARRANGEMENT
Division 11A - Deed administrator ' s accounts [ CCH Note: Regulation 10.25.02(3)(g) (which was effective 1 March 2017) provides that the amendments made by No 11 of 2016, s 3, Sch 2[124] apply in relation to external administrations on and after 1 September 2017.] [ CCH Note : The next section is s 446A.]
Division 12 - Transition to creditors ' voluntary winding up
SECTION 446A ADMINISTRATOR BECOMES LIQUIDATOR IN CERTAIN CASES
SECTION 446AA ADMINISTRATOR BECOMES LIQUIDATOR - ADDITIONAL CASES
SECTION 446B REGULATIONS MAY PROVIDE FOR TRANSITION IN OTHER CASES
SECTION 446C LIQUIDATOR MAY REQUIRE SUBMISSION OF A REPORT ABOUT THE COMPANY ' S AFFAIRS
Division 13 - Powers of Court
SECTION 447A GENERAL POWER TO MAKE ORDERS
SECTION 447B ORDERS TO PROTECT CREDITORS DURING ADMINISTRATION
SECTION 447C COURT MAY DECLARE WHETHER ADMINISTRATOR VALIDLY APPOINTED
SECTION 447D ADMINISTRATOR MAY SEEK DIRECTIONS
SECTION 447E SUPERVISION OF ADMINISTRATOR OF COMPANY OR DEED
SECTION 447F EFFECT OF DIVISION
Division 14 - Qualifications of administrators
SECTION 448A APPOINTEE MUST CONSENT
SECTION 448B ADMINISTRATOR MUST BE REGISTERED LIQUIDATOR
SECTION 448C DISQUALIFICATION OF PERSON CONNECTED WITH COMPANY
SECTION 448D DISQUALIFICATION OF INSOLVENT UNDER ADMINISTRATION
Division 15 - Removal and replacement of administrator
SECTION 449A APPOINTMENT OF ADMINISTRATOR CANNOT BE REVOKED
SECTION 449B COURT MAY REMOVE ADMINISTRATOR
SECTION 449C VACANCY IN OFFICE OF ADMINISTRATOR OF COMPANY
SECTION 449CA DECLARATIONS BY ADMINISTRATOR - INDEMNITIES AND RELEVANT RELATIONSHIPS
SECTION 449D VACANCY IN OFFICE OF ADMINISTRATOR OF DEED OF COMPANY ARRANGEMENT
SECTION 449E REMUNERATION OF ADMINISTRATOR
Division 16 - Notices about steps taken under Part
SECTION 450A APPOINTMENT OF ADMINISTRATOR
SECTION 450B EXECUTION OF DEED OF COMPANY ARRANGEMENT
SECTION 450C FAILURE TO EXECUTE DEED OF COMPANY ARRANGEMENT
SECTION 450D TERMINATION OF DEED OF COMPANY ARRANGEMENT
SECTION 450E NOTICE IN PUBLIC DOCUMENTS ETC. OF COMPANY
SECTION 450F EFFECT OF CONTRAVENTION OF THIS DIVISION
Division 17 - Miscellaneous
SECTION 451A APPOINTMENT OF 2 OR MORE ADMINISTRATORS OF COMPANY
SECTION 451B APPOINTMENT OF 2 OR MORE ADMINISTRATORS OF DEED OF COMPANY ARRANGEMENT
SECTION 451C EFFECT OF THINGS DONE DURING ADMINISTRATION OF COMPANY
SECTION 451D TIME FOR DOING ACT DOES NOT RUN WHILE ACT PREVENTED BY THIS PART
SECTION 451E STAY ON ENFORCING RIGHTS MERELY BECAUSE THE COMPANY IS UNDER ADMINISTRATION ETC.
SECTION 451F LIFTING THE STAY
SECTION 451G ORDER FOR RIGHTS TO BE ENFORCEABLE ONLY WITH LEAVE OF THE COURT
SECTION 451GA SELF-EXECUTING PROVISIONS
SECTION 451H WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS
PART 5.3B - RESTRUCTURING OF A COMPANY
Division 1 - Preliminary
SECTION 452A OBJECT OF THIS PART
SECTION 452B MEANING OF PROPERTY
Division 2 - Restructuring
Subdivision A - When restructuring begins and ends
SECTION 453A MEANING OF RESTRUCTURING
Subdivision B - Appointment of restructuring practitioner
SECTION 453B APPOINTING A RESTRUCTURING PRACTITIONER
SECTION 453C ELIGIBILITY CRITERIA FOR RESTRUCTURING
SECTION 453D DECLARATION BY RESTRUCTURING PRACTITIONER - RELEVANT RELATIONSHIPS
Subdivision C - Role of the restructuring practitioner during restructuring
SECTION 453E FUNCTIONS, DUTIES AND POWERS OF THE RESTRUCTURING PRACTITIONER
SECTION 453F DIRECTORS TO HELP RESTRUCTURING PRACTITIONER
SECTION 453G RESTRUCTURING PRACTITIONER ' S RIGHT TO INSPECT BOOKS HELD BY OTHER PERSONS
SECTION 453H RESTRUCTURING PRACTITIONER ACTS AS COMPANY ' S AGENT
SECTION 453J RESTRUCTURING PRACTITIONER MAY TERMINATE RESTRUCTURING
Subdivision D - Conduct of company during restructuring
SECTION 453K CONTROL OF COMPANY UNDER RESTRUCTURING
SECTION 453L CONDUCTING THE BUSINESS OF THE COMPANY DURING RESTRUCTURING
SECTION 453M ORDER FOR COMPENSATION WHERE DIRECTOR INVOLVED IN VOID TRANSACTION
SECTION 453N EFFECT OF THINGS DONE DURING RESTRUCTURING OF COMPANY
SECTION 453P EFFECT OF RESTRUCTURING ON COMPANY ' S MEMBERS
Subdivision E - Effect on company etc. during restructuring
SECTION 453Q WINDING UP COMPANY
SECTION 453R RESTRICTIONS ON EXERCISE OF THIRD PARTY PROPERTY RIGHTS
SECTION 453S STAY OF PROCEEDINGS
SECTION 453T SUSPENSION OF ENFORCEMENT PROCESS
SECTION 453U DUTIES OF COURT OFFICER IN RELATION TO PROPERTY OF COMPANY
SECTION 453V LIS PENDENS TAKEN TO EXIST
SECTION 453W RESTRUCTURING NOT TO TRIGGER LIABILITY OF DIRECTOR OR RELATIVE UNDER GUARANTEE OF COMPANY ' S LIABILITY
SECTION 453X PROPERTY SUBJECT TO A BANKER ' S LIEN - EXEMPTION FROM THIS SUBDIVISION
Subdivision F - Rights of secured party, owner or lessor during restructuring
SECTION 454A APPLICATION OF SUBDIVISION
SECTION 454B APPLICATION OF SECTIONS 454C TO 454H - PPSA SECURITY INTERESTS
SECTION 454C SECURED PARTY ACTS BEFORE OR DURING DECISION PERIOD
SECTION 454D WHERE ENFORCEMENT OF SECURITY INTEREST BEGINS BEFORE RESTRUCTURING
SECTION 454E SECURITY INTEREST IN PERISHABLE PROPERTY
SECTION 454F COURT MAY LIMIT POWERS OF SECURED PARTY ETC. IN RELATION TO SECURED PROPERTY
SECTION 454G GIVING A NOTICE UNDER A SECURITY AGREEMENT ETC.
SECTION 454H SALE OF PROPERTY SUBJECT TO A POSSESSORY SECURITY INTEREST
SECTION 454J SCOPE OF SECTIONS 454K TO 454M
SECTION 454K WHERE RECOVERY OF PROPERTY BEGINS BEFORE RESTRUCTURING
SECTION 454L RECOVERING PERISHABLE PROPERTY
SECTION 454M COURT MAY LIMIT POWERS OF RECEIVER ETC. IN RELATION TO PROPERTY USED BY COMPANY
Subdivision G - Enforcement rights triggered by restructuring
SECTION 454N STAY ON ENFORCING RIGHTS MERELY BECAUSE THE COMPANY IS UNDER RESTRUCTURING ETC.
SECTION 454P LIFTING THE STAY ON ENFORCING RIGHTS
SECTION 454Q ORDER FOR RIGHTS TO BE ENFORCEABLE ONLY WITH LEAVE OF THE COURT
SECTION 454R SELF-EXECUTING PROVISIONS
SECTION 454S WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS
Division 3 - Restructuring plan
SECTION 455A PROPOSING A RESTRUCTURING PLAN
SECTION 455B RESTRUCTURING PLAN
Division 4 - The restructuring practitioner
Subdivision A - Qualifications of restructuring practitioners
SECTION 456A APPOINTEE MUST CONSENT
SECTION 456B RESTRUCTURING PRACTITIONER MUST BE REGISTERED LIQUIDATOR
SECTION 456C DISQUALIFICATION OF PERSON CONNECTED WITH COMPANY
Subdivision B - Removal and replacement of restructuring practitioner
SECTION 456D APPOINTMENT OF RESTRUCTURING PRACTITIONER CANNOT BE REVOKED
SECTION 456E VACANCY IN OFFICE OF RESTRUCTURING PRACTITIONER FOR COMPANY
SECTION 456F DECLARATIONS BY REPLACEMENT RESTRUCTURING PRACTITIONER - RELEVANT RELATIONSHIPS
Subdivision C - Rights, obligations and liabilities in relation to the restructuring practitioner
SECTION 456G RIGHTS, OBLIGATIONS AND LIABILITIES OF A COMPANY AND ITS OFFICERS IN RELATION TO THE RESTRUCTURING PRACTITIONER
SECTION 456H NO LIABILITY FOR CONSENT ETC.
SECTION 456J RIGHT OF INDEMNITY
SECTION 456K RIGHT OF INDEMNITY HAS PRIORITY OVER OTHER DEBTS
SECTION 456L LIEN TO SECURE INDEMNITY
SECTION 456LA RESTRUCTURING PRACTITIONER HAS QUALIFIED PRIVILEGE
SECTION 456LB PROTECTION OF PERSONS DEALING WITH RESTRUCTURING PRACTITIONER
Subdivision D - Appointment of 2 or more restructuring practitioners
SECTION 456M APPOINTMENT OF 2 OR MORE RESTRUCTURING PRACTITIONERS OF COMPANY
SECTION 456N APPOINTMENT OF 2 OR MORE RESTRUCTURING PRACTITIONERS OF RESTRUCTURING PLAN
Division 5 - Information, reports, documents etc.
SECTION 457A REGULATIONS MAY DEAL WITH INFORMATION ETC.
SECTION 457B NOTICE IN PUBLIC DOCUMENTS OF COMPANY
SECTION 457C EFFECT OF CONTRAVENTION OF THIS DIVISION
Division 6 - Powers of Court
SECTION 458A GENERAL POWER TO MAKE ORDERS
SECTION 458B OTHER POWERS OF THE COURT
Division 7 - Other matters
SECTION 458C TIME FOR DOING ACT DOES NOT RUN WHILE ACT PREVENTED BY THIS PART
SECTION 458D MEANING OF RESTRUCTURING RELIEF PERIOD
SECTION 458E MEANING OF ELIGIBLE FOR TEMPORARY RESTRUCTURING RELIEF
SECTION 458F DIRECTORS DECLARE COMPANY NOT ELIGIBLE FOR TEMPORARY RESTRUCTURING RELIEF
SECTION 458G COURT ORDER THAT COMPANY NOT ELIGIBLE FOR TEMPORARY RESTRUCTURING RELIEF
SECTION 458H OBLIGATION ON REGISTERED LIQUIDATOR TO REPORT
PART 5.4 - WINDING UP IN INSOLVENCY
Division 1 - When company to be wound up in insolvency
SECTION 459A ORDER THAT INSOLVENT COMPANY BE WOUND UP IN INSOLVENCY
SECTION 459B ORDER MADE ON APPLICATION UNDER SECTION 234, 462 OR 464
SECTION 459C PRESUMPTIONS TO BE MADE IN CERTAIN PROCEEDINGS
SECTION 459D CONTINGENT OR PROSPECTIVE LIABILITY RELEVANT TO WHETHER COMPANY SOLVENT
Division 2 - Statutory demand
SECTION 459E CREDITOR MAY SERVE STATUTORY DEMAND ON COMPANY
SECTION 459F WHEN COMPANY TAKEN TO FAIL TO COMPLY WITH STATUTORY DEMAND
Division 3 - Application to set aside statutory demand
SECTION 459G COMPANY MAY APPLY
SECTION 459H DETERMINATION OF APPLICATION WHERE THERE IS A DISPUTE OR OFFSETTING CLAIM
SECTION 459J SETTING ASIDE DEMAND ON OTHER GROUNDS
SECTION 459K EFFECT OF ORDER SETTING ASIDE DEMAND
SECTION 459L DISMISSAL OF APPLICATION
SECTION 459M ORDER SUBJECT TO CONDITIONS
SECTION 459N COSTS WHERE COMPANY SUCCESSFUL
Division 4 - Application for order to wind up company in insolvency
SECTION 459P WHO MAY APPLY FOR ORDER UNDER SECTION 459A
SECTION 459Q APPLICATION RELYING ON FAILURE TO COMPLY WITH STATUTORY DEMAND
SECTION 459R PERIOD WITHIN WHICH APPLICATION MUST BE DETERMINED
SECTION 459S COMPANY MAY NOT OPPOSE APPLICATION ON CERTAIN GROUNDS
SECTION 459T APPLICATION TO WIND UP JOINT DEBTORS IN INSOLVENCY
PART 5.4A - WINDING UP BY THE COURT ON OTHER GROUNDS
SECTION 461 GENERAL GROUNDS ON WHICH COMPANY MAY BE WOUND UP BY COURT
SECTION 462 STANDING TO APPLY FOR WINDING UP
SECTION 464 APPLICATION FOR WINDING UP IN CONNECTION WITH INVESTIGATION UNDER ASIC ACT
PART 5.4B - WINDING UP IN INSOLVENCY OR BY THE COURT
Division 1AA - Preliminary
SECTION 465 MEANING OF PROPERTY
Division 1 - General
SECTION 465A NOTICE OF APPLICATION
SECTION 465B SUBSTITUTION OF APPLICANTS
SECTION 465C APPLICANT TO BE GIVEN NOTICE OF GROUNDS FOR OPPOSING APPLICATION
SECTION 466 PAYMENT OF PRELIMINARY COSTS ETC.
SECTION 467 COURT ' S POWERS ON HEARING APPLICATION
SECTION 467A EFFECT OF DEFECT OR IRREGULARITY ON APPLICATION UNDER PART 5.4 OR 5.4A
SECTION 467B COURT MAY ORDER WINDING UP OF COMPANY THAT IS BEING WOUND UP VOLUNTARILY
SECTION 468 AVOIDANCE OF DISPOSITIONS OF PROPERTY, ATTACHMENTS ETC.
SECTION 468A EFFECT OF WINDING UP ON COMPANY ' S MEMBERS
SECTION 469 APPLICATION TO BE LIS PENDENS
SECTION 470 CERTAIN NOTICES TO BE LODGED
Division 1A - Effect of winding up order
SECTION 471 EFFECT ON CREDITORS AND CONTRIBUTORIES
SECTION 471A POWERS OF OTHER OFFICERS SUSPENDED DURING WINDING UP
SECTION 471B STAY OF PROCEEDINGS AND SUSPENSION OF ENFORCEMENT PROCESS
SECTION 471C SECURED CREDITOR ' S RIGHTS NOT AFFECTED
Division 2 - Court-appointed liquidators
SECTION 472 COURT TO APPOINT REGISTERED LIQUIDATOR
SECTION 473 RESIGNATION OF LIQUIDATORS
SECTION 473A VACANCIES IN OFFICE OF COURT-APPOINTED LIQUIDATOR
SECTION 474 CUSTODY AND VESTING OF COMPANY ' S PROPERTY
SECTION 475 REPORT AS TO COMPANY'S AFFAIRS TO BE SUBMITTED TO LIQUIDATOR
SECTION 476 PRELIMINARY REPORT BY LIQUIDATOR
SECTION 477 POWERS OF LIQUIDATOR
SECTION 478 APPLICATION OF PROPERTY; LIST OF CONTRIBUTORIES
SECTION 479 EXERCISE AND CONTROL OF LIQUIDATOR ' S POWERS
SECTION 480 RELEASE OF LIQUIDATOR AND DEREGISTRATION OF COMPANY
SECTION 481 ORDERS FOR RELEASE OR DEREGISTRATION
Division 3 - General powers of Court
Subdivision A - General powers
SECTION 482 POWER TO STAY OR TERMINATE WINDING UP
SECTION 483 DELIVERY OF PROPERTY TO LIQUIDATOR
SECTION 484 APPOINTMENT OF SPECIAL MANAGER
SECTION 485 CLAIMS OF CREDITORS AND DISTRIBUTION OF PROPERTY
SECTION 486 INSPECTION OF BOOKS BY CREDITORS AND CONTRIBUTORIES
SECTION 486A COURT MAY MAKE ORDER TO PREVENT OFFICER OR RELATED ENTITY FROM AVOIDING LIABILITY TO COMPANY
SECTION 486B WARRANT TO ARREST PERSON WHO IS ABSCONDING, OR WHO HAS DEALT WITH PROPERTY OR BOOKS, IN ORDER TO AVOID OBLIGATIONS IN CONNECTION WITH WINDING UP
SECTION 487 POWER TO ARREST ABSCONDING CONTRIBUTORY
SECTION 488 DELEGATION TO LIQUIDATOR OF CERTAIN POWERS OF COURT
SECTION 489 POWERS OF COURT CUMULATIVE
Subdivision B - Procedures relating to section 486B warrants
SECTION 489A ARREST OF PERSON SUBJECT TO WARRANT
SECTION 489B PROCEDURE AFTER ARREST
SECTION 489C PROCEDURE ON REMAND ON BAIL
SECTION 489D COURT ' S POWER TO MAKE ORDERS UNDER OTHER PROVISIONS
SECTION 489E JURISDICTION UNDER THIS SUBDIVISION
PART 5.4C - WINDING UP BY ASIC
SECTION 489EA ASIC MAY ORDER THE WINDING UP OF A COMPANY
SECTION 489EB DEEMED RESOLUTION THAT COMPANY BE WOUND UP VOLUNTARILY
SECTION 489EC APPOINTMENT OF LIQUIDATOR
PART 5.5 - VOLUNTARY WINDING UP
Division 1A - Preliminary
SECTION 489F MEANING OF PROPERTY
Division 1 - Resolution for winding up
SECTION 490 WHEN COMPANY CANNOT WIND UP VOLUNTARILY
SECTION 491 CIRCUMSTANCES IN WHICH COMPANY MAY BE WOUND UP VOLUNTARILY
SECTION 493 EFFECT OF VOLUNTARY WINDING UP
SECTION 493A EFFECT OF VOLUNTARY WINDING UP ON COMPANY ' S MEMBERS
SECTION 494 DECLARATION OF SOLVENCY
Division 2 - Members' voluntary winding up
SECTION 495 APPOINTMENT OF LIQUIDATOR ETC.
SECTION 496 DUTY OF LIQUIDATOR WHERE COMPANY TURNS OUT TO BE INSOLVENT
Division 3 - Creditors ' voluntary winding up
Subdivision A - Liquidation process
SECTION 497 INFORMATION ABOUT THE COMPANY ' S AFFAIRS
SECTION 498 DECLARATION THAT COMPANY ELIGIBLE FOR THE SIMPLIFIED LIQUIDATION PROCESS
SECTION 499 LIQUIDATORS
SECTION 500 EXECUTION AND CIVIL PROCEEDINGS
Subdivision B - Simplified liquidation process for creditors ' voluntary winding up of an insolvent company
SECTION 500A LIQUIDATOR MAY ADOPT THE SIMPLIFIED LIQUIDATION PROCESS
SECTION 500AAA MEANING OF TRIGGERING EVENT
SECTION 500AA ELIGIBILITY CRITERIA FOR THE SIMPLIFIED LIQUIDATION PROCESS
SECTION 500AB CREDITORS MAY REQUEST LIQUIDATOR NOT TO FOLLOW THE SIMPLIFIED LIQUIDATION PROCESS
SECTION 500AC LIQUIDATOR MUST CEASE TO FOLLOW THE SIMPLIFIED LIQUIDATION PROCESS
SECTION 500AD WORKING OUT WHETHER THE 25% IN VALUE OF CREDITORS TEST MET
SECTION 500AE SIMPLIFIED LIQUIDATION PROCESS
Division 4 - Voluntary winding up generally
SECTION 501 DISTRIBUTION OF PROPERTY OF COMPANY
SECTION 502 APPOINTMENT OF LIQUIDATOR
SECTION 503 REMOVAL OF LIQUIDATOR
SECTION 504 REVIEW OF LIQUIDATOR ' S REMUNERATION
SECTION 505 ACTS OF LIQUIDATOR VALID ETC.
SECTION 506 POWERS AND DUTIES OF LIQUIDATOR
SECTION 506A DECLARATIONS BY LIQUIDATOR - RELEVANT RELATIONSHIPS AND INDEMNITIES
SECTION 507 POWER OF LIQUIDATOR TO ACCEPT SHARES ETC. AS CONSIDERATION FOR SALE OF PROPERTY OF COMPANY
SECTION 508 ANNUAL OBLIGATIONS OF LIQUIDATOR - MEETING OR REPORT
SECTION 509 DEREGISTRATION
SECTION 510 ARRANGEMENT: WHEN BINDING ON CREDITORS
SECTION 511 APPLICATION TO COURT TO HAVE QUESTIONS DETERMINED OR POWERS EXERCISED
SECTION 512 COSTS
PART 5.6 - WINDING UP GENERALLY
Division 1 - Preliminary
SECTION 513 APPLICATION OF PART
SECTION 513AA MEANING OF PROPERTY
Division 1A - When winding up taken to begin
SECTION 513A WINDING UP ORDERED BY THE COURT
SECTION 513B VOLUNTARY WINDING UP
SECTION 513C SECTION 513C DAY IN RELATION TO AN ADMINISTRATION UNDER PART 5.3A
SECTION 513CA MEANING OF SECTION 513CA DAY
SECTION 513D VALIDITY OF PROCEEDINGS IN EARLIER WINDING UP
Division 2 - Contributories
SECTION 514 WHERE DIVISION APPLIES
SECTION 515 GENERAL LIABILITY OF CONTRIBUTORY
SECTION 516 COMPANY LIMITED BY SHARES
SECTION 517 COMPANY LIMITED BY GUARANTEE
SECTION 518 COMPANY LIMITED BOTH BY SHARES AND BY GUARANTEE
SECTION 519 EXCEPTIONS FOR FORMER UNLIMITED COMPANY
SECTION 520 PAST MEMBER: LATER DEBTS
SECTION 521 PERSON CEASING TO BE A MEMBER A YEAR OR MORE BEFORE WINDING UP
SECTION 522 PRESENT MEMBERS TO CONTRIBUTE FIRST
SECTION 523 PAST MEMBER OF FORMER UNLIMITED COMPANY
SECTION 524 PAST MEMBER OF FORMER LIMITED COMPANY
SECTION 526 LIABILITY ON CERTAIN CONTRACTS
SECTION 527 NATURE OF CONTRIBUTORY ' S LIABILITY
SECTION 528 DEATH OF CONTRIBUTORY
SECTION 529 BANKRUPTCY OF CONTRIBUTORY
Division 3 - Liquidators
SECTION 530 APPOINTMENT OF 2 OR MORE LIQUIDATORS OF A COMPANY
SECTION 530AA APPOINTMENT OF 2 OR MORE PROVISIONAL LIQUIDATORS OF A COMPANY
SECTION 530A OFFICERS TO HELP LIQUIDATOR
SECTION 530B LIQUIDATOR'S RIGHTS TO COMPANY'S BOOKS
SECTION 530C WARRANT TO SEARCH FOR, AND SEIZE, COMPANY ' S PROPERTY OR BOOKS
SECTION 531 BOOKS TO BE KEPT BY LIQUIDATOR
SECTION 532 DISQUALIFICATION OF LIQUIDATOR
SECTION 533 REPORTS BY LIQUIDATOR
SECTION 534 PROSECUTION BY LIQUIDATOR OF DELINQUENT OFFICERS AND MEMBERS
SECTION 535 WHEN LIQUIDATOR HAS QUALIFIED PRIVILEGE
SECTION 536 SUPERVISION OF LIQUIDATORS
SECTION 537 NOTICE OF APPOINTMENT AND ADDRESS OF LIQUIDATOR
SECTION 538 REGULATIONS RELATING TO MONEY ETC. RECEIVED BY LIQUIDATOR
SECTION 539 LIQUIDATOR ' S ACCOUNTS
SECTION 540 LIQUIDATOR TO REMEDY DEFAULTS
Division 4 - General
SECTION 541 NOTIFICATION THAT COMPANY IS IN LIQUIDATION
SECTION 542 BOOKS OF COMPANY
SECTION 543 INVESTMENT OF SURPLUS FUNDS ON GENERAL ACCOUNT
SECTION 544 UNCLAIMED MONEY TO BE PAID TO ASIC
SECTION 545 EXPENSES OF WINDING UP WHERE PROPERTY INSUFFICIENT
SECTION 546 RESOLUTIONS PASSED AT ADJOURNED MEETINGS OF CREDITORS AND CONTRIBUTORIES
SECTION 547 MEETINGS TO ASCERTAIN WISHES OF CREDITORS OR CONTRIBUTORIES
Division 5 - Committees of inspection [ CCH Note: Regulation 10.25.02(3)(i) (which was effective 1 March 2017) provides that the amendments made by No 11 of 2016, s 3, Sch 2[178] apply in relation to external administrations on and after 1 September 2017.] [ CCH Note : The next section is s 553.]
Division 6 - Proof and ranking of claims
Subdivision A - Admission to proof of debts and claims
SECTION 553 DEBTS OR CLAIMS THAT ARE PROVABLE IN WINDING UP
SECTION 553A MEMBER CANNOT PROVE DEBT UNLESS CONTRIBUTIONS PAID
SECTION 553AA SELLING SHAREHOLDER CANNOT PROVE DEBT UNLESS DOCUMENTS GIVEN
SECTION 553AB SUPERANNUATION CONTRIBUTION DEBTS NOT ADMISSIBLE TO PROOF
SECTION 553B INSOLVENT COMPANIES - PENALTIES AND FINES NOT GENERALLY PROVABLE
SECTION 553C INSOLVENT COMPANIES - MUTUAL CREDIT AND SET-OFF
SECTION 553D DEBTS OR CLAIMS MAY BE PROVED FORMALLY OR INFORMALLY
SECTION 553E APPLICATION OF BANKRUPTCY ACT TO WINDING UP OF INSOLVENT COMPANY
Subdivision B - Computation of debts and claims
SECTION 554 GENERAL RULE - COMPUTE AMOUNT AS AT RELEVANT DATE
SECTION 554A DETERMINATION OF VALUE OF DEBTS AND CLAIMS OF UNCERTAIN VALUE
SECTION 554B DISCOUNTING OF DEBTS PAYABLE AFTER RELEVANT DATE
SECTION 554C CONVERSION INTO AUSTRALIAN CURRENCY OF FOREIGN CURRENCY DEBTS OR CLAIMS
Subdivision C - Special provisions relating to secured creditors of insolvent companies
SECTION 554D APPLICATION OF SUBDIVISION
SECTION 554E PROOF OF DEBT BY SECURED CREDITOR
SECTION 554F REDEMPTION OF SECURITY INTEREST BY LIQUIDATOR
SECTION 554G AMENDMENT OF VALUATION
SECTION 554H REPAYMENT OF EXCESS
SECTION 554J SUBSEQUENT REALISATION OF SECURITY INTEREST
Subdivision D - Priorities
SECTION 555 DEBTS AND CLAIMS PROVED TO RANK EQUALLY EXCEPT AS OTHERWISE PROVIDED
SECTION 556 PRIORITY PAYMENTS
SECTION 558 DEBTS DUE TO EMPLOYEES
SECTION 559 DEBTS OF A CLASS TO RANK EQUALLY
SECTION 560 ADVANCES FOR COMPANY TO MAKE PRIORITY PAYMENTS IN RELATION TO EMPLOYEES
SECTION 561 PRIORITY OF EMPLOYEES ' CLAIMS OVER CIRCULATING SECURITY INTERESTS
SECTION 562 APPLICATION OF PROCEEDS OF CONTRACTS OF INSURANCE
SECTION 562A APPLICATION OF PROCEEDS OF CONTRACTS OF REINSURANCE
SECTION 563 PROVISIONS RELATING TO INJURY COMPENSATION
SECTION 563AA SELLER UNDER A BUY-BACK AGREEMENT
SECTION 563A POSTPONING SUBORDINATE CLAIMS
SECTION 563AAA REDEMPTION OF DEBENTURES
Subdivision E - Miscellaneous
SECTION 563B INTEREST ON DEBTS AND CLAIMS FROM RELEVANT DATE TO DATE OF PAYMENT
SECTION 563C DEBT SUBORDINATION
SECTION 564 POWER OF COURT TO MAKE ORDERS IN FAVOUR OF CERTAIN CREDITORS
Division 7 - Effect on certain transactions
SECTION 565 UNDUE PREFERENCE
SECTION 566 EFFECT OF FLOATING CHARGE
SECTION 567 LIQUIDATOR'S RIGHT TO RECOVER IN RESPECT OF CERTAIN TRANSACTIONS
Division 7A - Disclaimer of onerous property
SECTION 568 DISCLAIMER BY LIQUIDATOR; APPLICATION TO COURT BY PARTY TO CONTRACT
SECTION 568A LIQUIDATOR MUST GIVE NOTICE OF DISCLAIMER
SECTION 568B APPLICATION TO SET ASIDE DISCLAIMER BEFORE IT TAKES EFFECT
SECTION 568C WHEN DISCLAIMER TAKES EFFECT
SECTION 568D EFFECT OF DISCLAIMER
SECTION 568E APPLICATION TO SET ASIDE DISCLAIMER AFTER IT HAS TAKEN EFFECT
SECTION 568F COURT MAY DISPOSE OF DISCLAIMED PROPERTY
Division 7B - Effect on enforcement process against company's property
SECTION 569 EXECUTIONS, ATTACHMENTS ETC. BEFORE WINDING UP
SECTION 570 DUTIES OF SHERIFF AFTER RECEIVING NOTICE OF APPLICATION
Division 8 - Pooling
Subdivision A - Pooling determinations
SECTION 571 POOLING DETERMINATION
SECTION 572 VARIATION OF POOLING DETERMINATION
SECTION 573 LODGMENT OF COPY OF POOLING DETERMINATION ETC.
SECTION 574 ELIGIBLE UNSECURED CREDITORS MUST APPROVE THE MAKING OR VARIATION OF A POOLING DETERMINATION
SECTION 575 MEMBERS ' VOLUNTARY WINDING UP - COPY OF NOTICE ETC. TO BE GIVEN TO EACH MEMBER OF THE COMPANY
SECTION 576 CONDUCT OF MEETING
SECTION 577 ELIGIBLE UNSECURED CREDITORS MAY DECIDE TO APPROVE THE DETERMINATION OR VARIATION
SECTION 578 WHEN POOLING DETERMINATION COMES INTO FORCE ETC.
SECTION 579 DUTIES OF LIQUIDATOR
SECTION 579A COURT MAY VARY OR TERMINATE POOLING DETERMINATION
SECTION 579B COURT MAY CANCEL OR CONFIRM VARIATION
SECTION 579C WHEN COURT MAY VOID OR VALIDATE POOLING DETERMINATION
SECTION 579D EFFECT OF TERMINATION OR AVOIDANCE
Subdivision B - Pooling orders
SECTION 579E POOLING ORDERS
SECTION 579F VARIATION OF POOLING ORDERS
SECTION 579G COURT MAY MAKE ANCILLARY ORDERS ETC.
SECTION 579H VARIATION OF ANCILLARY ORDERS ETC.
SECTION 579J NOTICE OF APPLICATION FOR POOLING ORDER ETC.
SECTION 579K NOTICE OF POOLING ORDER ETC.
SECTION 579L CONSOLIDATED MEETINGS OF CREDITORS
Subdivision C - Other provisions
SECTION 579M WHEN DEBTS OR CLAIMS ARE PROVABLE IN WINDING UP
SECTION 579N GROUP OF COMPANIES
SECTION 579P SECURED DEBT MAY BECOME UNSECURED
SECTION 579Q ELIGIBLE UNSECURED CREDITOR
Division 9 - Co-operation between Australian and foreign courts in external administration matters
SECTION 580 DEFINITIONS
SECTION 581 COURTS TO ACT IN AID OF EACH OTHER
PART 5.7 - WINDING UP BODIES OTHER THAN COMPANIES
SECTION 582 APPLICATION OF PART
SECTION 583 WINDING UP PART 5.7 BODIES
SECTION 585 INSOLVENCY OF PART 5.7 BODY
SECTION 586 CONTRIBUTORIES IN WINDING UP OF PART 5.7 BODY
SECTION 587 POWER OF COURT TO STAY OR RESTRAIN PROCEEDINGS
SECTION 588 OUTSTANDING PROPERTY OF DEFUNCT REGISTRABLE BODY
PART 5.7B - RECOVERING PROPERTY OR COMPENSATION FOR THE BENEFIT OF CREDITORS OF INSOLVENT COMPANY
Division 1 - Preliminary
SECTION 588C MEANING OF PROPERTY
SECTION 588D SECURED DEBT MAY BECOME UNSECURED
SECTION 588E PRESUMPTIONS TO BE MADE IN RECOVERY PROCEEDINGS
SECTION 588F CERTAIN TAXATION LIABILITIES TAKEN TO BE DEBTS
Division 2 - Voidable transactions
Subdivision A - Kinds of transactions that may be voidable
SECTION 588FA MEANING OF UNFAIR PREFERENCE
SECTION 588FB MEANING OF UNCOMMERCIAL TRANSACTION
SECTION 588FC MEANING OF INSOLVENT TRANSACTION
SECTION 588FD MEANING OF UNFAIR LOAN
SECTION 588FDA MEANING OF UNREASONABLE DIRECTOR-RELATED TRANSACTION
SECTION 588FDB MEANING OF CREDITOR-DEFEATING DISPOSITION
Subdivision B - Voidable transactions
SECTION 588FE VOIDABLE TRANSACTIONS
Subdivision C - Court orders about voidable transactions
SECTION 588FF COURTS MAY MAKE ORDERS ABOUT VOIDABLE TRANSACTIONS
SECTION 588FG TRANSACTION NOT VOIDABLE AS AGAINST CERTAIN PERSONS
Subdivision D - ASIC orders about certain voidable transactions
SECTION 588FGAA ASIC MAY ORDER UNDOING OF EFFECT OF CREDITOR-DEFEATING DISPOSITIONS BY COMPANY BEING WOUND UP
SECTION 588FGAB CONTENT AND COPIES OF ORDERS
SECTION 588FGAC COMPLIANCE WITH ORDERS GENERALLY
SECTION 588FGAD COMPLIANCE WITH ORDERS FOR PAYMENT
SECTION 588FGAE COURT MAY SET ASIDE ORDER BY ASIC
Subdivision E - Various rules about voidable transactions
SECTION 588FGA DIRECTORS TO INDEMNIFY COMMISSIONER OF TAXATION IF CERTAIN PAYMENTS SET ASIDE
SECTION 588FGB DEFENCES IN PROCEEDINGS UNDER SECTION 588FGA
SECTION 588FH LIQUIDATOR MAY RECOVER FROM RELATED ENTITY BENEFIT RESULTING FROM INSOLVENT TRANSACTION
SECTION 588FI CREDITOR WHO GIVES UP BENEFIT OF UNFAIR PREFERENCE MAY PROVE FOR PREFERRED DEBT
SECTION 588FJ CIRCULATING SECURITY INTEREST CREATED WITHIN 6 MONTHS BEFORE RELATION-BACK DAY
Division 2A - Vesting of PPSA security interests if not continuously perfected
SECTION 588FK INTERPRETATION AND APPLICATION
SECTION 588FL VESTING OF PPSA SECURITY INTERESTS IF COLLATERAL NOT REGISTERED WITHIN TIME
SECTION 588FM EXTENSION OF TIME FOR REGISTRATION
SECTION 588FN PPSA SECURITY INTERESTS UNAFFECTED BY SECTION 588FL
SECTION 588FO CERTAIN LESSORS, BAILORS AND CONSIGNORS ENTITLED TO DAMAGES
Division 2B - Security interests in favour of company officers etc.
SECTION 588FP SECURITY INTERESTS IN FAVOUR OF AN OFFICER OF A COMPANY ETC. VOID
Division 3 - Duties to prevent insolvent trading and creditor-defeating dispositions
Subdivision A - Director ' s duty to prevent insolvent trading
SECTION 588G DIRECTOR ' S DUTY TO PREVENT INSOLVENT TRADING BY COMPANY
Subdivision B - Duties to prevent creditor-defeating dispositions
SECTION 588GAA OBJECT OF THIS SUBDIVISION
SECTION 588GAB OFFICER ' S DUTY TO PREVENT CREDITOR-DEFEATING DISPOSITION
SECTION 588GAC PROCURING CREDITOR-DEFEATING DISPOSITION
Subdivision C - Safe harbour from breach of duties
SECTION 588GA SAFE HARBOUR - TAKING COURSE OF ACTION REASONABLY LIKELY TO LEAD TO A BETTER OUTCOME FOR THE COMPANY
SECTION 588GAAA SAFE HARBOUR - TEMPORARY RELIEF IN RESPONSE TO THE CORONAVIRUS
SECTION 588GAAB SAFE HARBOUR - COMPANIES UNDER RESTRUCTURING
SECTION 588GAAC SAFE HARBOUR - TEMPORARY RELIEF FOR COMPANIES LOOKING FOR A RESTRUCTURING PRACTITIONER
SECTION 588GB INFORMATION OR BOOKS NOT ADMISSIBLE TO SUPPORT THE SAFE HARBOUR IF FAILURE TO PERMIT INSPECTION ETC.
SECTION 588H DEFENCES ABOUT REASONABLE GROUNDS, ILLNESS OR REASONABLE STEPS
SECTION 588HA REVIEW RELATING TO SAFE HARBOUR
Division 4 - Director liable to compensate company
Subdivision A - Proceedings against director
SECTION 588J ON APPLICATION FOR CIVIL PENALTY ORDER, COURT MAY ORDER COMPENSATION
SECTION 588K CRIMINAL COURT MAY ORDER COMPENSATION
SECTION 588L ENFORCEMENT OF ORDER UNDER SECTION 588J OR 588K
SECTION 588M RECOVERY OF COMPENSATION FOR LOSS RESULTING FROM INSOLVENT TRADING
SECTION 588N AVOIDING DOUBLE RECOVERY
SECTION 588P EFFECT OF SECTIONS 588J, 588K AND 588M
SECTION 588Q CERTIFICATES EVIDENCING CONTRAVENTION
Subdivision B - Proceedings by creditor
SECTION 588R CREDITOR MAY SUE FOR COMPENSATION WITH LIQUIDATOR'S CONSENT
SECTION 588S CREDITOR MAY GIVE LIQUIDATOR NOTICE OF INTENTION TO SUE FOR COMPENSATION
SECTION 588T WHEN CREDITOR MAY SUE FOR COMPENSATION WITHOUT LIQUIDATOR'S CONSENT
SECTION 588U EVENTS PREVENTING CREDITOR FROM SUING
Division 5 - Liability of holding company for insolvent trading by subsidiary
SECTION 588V WHEN HOLDING COMPANY LIABLE
SECTION 588W RECOVERY OF COMPENSATION FOR LOSS RESULTING FROM INSOLVENT TRADING
SECTION 588WA SAFE HARBOUR - TAKING REASONABLE STEPS TO ENSURE COMPANY ' S DIRECTORS HAVE THE BENEFIT OF THE DIRECTORS ' SAFE HARBOUR
SECTION 588X DEFENCES ABOUT REASONABLE GROUNDS, ILLNESS OR REASONABLE STEPS
Division 6 - Application of compensation under Division 4 or 5
SECTION 588Y APPLICATION OF AMOUNT PAID AS COMPENSATION
Division 7 - Person managing a corporation while disqualified may become liable for corporation's debts
SECTION 588Z COURT MAY MAKE ORDER IMPOSING LIABILITY
Division 8 - Employee entitlements contribution orders
SECTION 588ZA EMPLOYEE ENTITLEMENTS CONTRIBUTION ORDERS
SECTION 588ZB WHO MAY APPLY FOR AN EMPLOYEE ENTITLEMENTS CONTRIBUTION ORDER
PART 5.8 - OFFENCES
SECTION 589 INTERPRETATION AND APPLICATION
SECTION 590 OFFENCES BY OFFICERS OF CERTAIN COMPANIES
SECTION 592 INCURRING OF CERTAIN DEBTS; FRAUDULENT CONDUCT
SECTION 593 POWERS OF COURT
SECTION 594 CERTAIN RIGHTS NOT AFFECTED
SECTION 595 INDUCEMENT TO BE APPOINTED LIQUIDATOR ETC. OF COMPANY
SECTION 596 FRAUDS BY OFFICERS
PART 5.8A - EMPLOYEE ENTITLEMENTS
SECTION 596AA OBJECTS AND COVERAGE OF THIS PART
SECTION 596AB RELEVANT AGREEMENTS OR TRANSACTIONS THAT AVOID EMPLOYEE ENTITLEMENTS - OFFENCES
SECTION 596AC RELEVANT AGREEMENTS OR TRANSACTIONS THAT AVOID EMPLOYEE ENTITLEMENTS - CIVIL CONTRAVENTIONS
SECTION 596ACA PERSON WHO CONTRAVENES SECTION 596AC LIABLE TO COMPENSATE FOR LOSS
SECTION 596AD AVOIDING DOUBLE RECOVERY
SECTION 596AE EFFECT OF SECTION 596ACA
SECTION 596AF PROCEEDINGS FOR COMPENSATION
SECTION 596AG EVENTS PREVENTING PROCEEDINGS
SECTION 596AH JOINING PARTIES TO PROCEEDINGS
SECTION 596AI EVENTS PREVENTING EMPLOYEE FROM SUING
PART 5.9 - MISCELLANEOUS
Division 1 - Examining a person about a corporation
SECTION 596A MANDATORY EXAMINATION
SECTION 596B DISCRETIONARY EXAMINATION
SECTION 596C AFFIDAVIT IN SUPPORT OF APPLICATION UNDER SECTION 596B
SECTION 596D CONTENT OF SUMMONS
SECTION 596E NOTICE OF EXAMINATION
SECTION 596F COURT MAY GIVE DIRECTIONS ABOUT EXAMINATION
SECTION 597 CONDUCT OF EXAMINATION
SECTION 597A WHEN COURT IS TO REQUIRE AFFIDAVIT ABOUT CORPORATION ' S EXAMINABLE AFFAIRS
SECTION 597B COSTS OF UNNECESSARY EXAMINATION OR AFFIDAVIT
Division 2 - Orders against a person in relation to a corporation
SECTION 598 ORDER AGAINST PERSON CONCERNED WITH CORPORATION
Division 3 - Provisions applying to various kinds of external administration
SECTION 599 APPEALS FROM DECISIONS OF RECEIVERS ETC.
SECTION 600AA DUTY OF RECEIVER, ADMINISTRATOR OR LIQUIDATOR - PARENTAL LEAVE PAY
SECTION 600A POWERS OF COURT WHERE OUTCOME OF VOTING AT CREDITORS ' MEETING DETERMINED BY RELATED ENTITY
SECTION 600B REVIEW BY COURT OF RESOLUTION OF CREDITORS PASSED ON CASTING VOTE OF PERSON PRESIDING AT MEETING
SECTION 600C COURT ' S POWERS WHERE PROPOSED RESOLUTION OF CREDITORS LOST AS CASTING VOTE OF PERSON PRESIDING AT MEETING
SECTION 600D INTERIM ORDER ON APPLICATION UNDER SECTION 600A, 600B OR 600C
SECTION 600E ORDER UNDER SECTION 600A OR 600B DOES NOT AFFECT ACT ALREADY DONE PURSUANT TO RESOLUTION
SECTION 600F LIMITATION ON RIGHT OF SUPPLIERS OF ESSENTIAL SERVICES TO INSIST ON PAYMENT AS CONDITION OF SUPPLY
SECTION 600G ELECTRONIC COMMUNICATION OF DOCUMENTS
SECTION 600H RIGHTS IF CLAIM AGAINST THE COMPANY POSTPONED
SECTION 600J ACTS OF EXTERNAL ADMINISTRATOR VALID ETC.
Division 4 - Insolvency Practice Schedule (Corporations)
SECTION 600K INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)
CHAPTER 5A - DEREGISTRATION, AND TRANSFER OF REGISTRATION, OF COMPANIES
PART 5A.1 - DEREGISTRATION
SECTION 601 MEANING OF PROPERTY
SECTION 601AA DEREGISTRATION - VOLUNTARY
SECTION 601AB DEREGISTRATION - ASIC INITIATED
SECTION 601AC DEREGISTRATION - FOLLOWING AMALGAMATION OR WINDING UP
SECTION 601AD EFFECT OF DEREGISTRATION
SECTION 601AE WHAT THE COMMONWEALTH OR ASIC DOES WITH THE PROPERTY
SECTION 601AF THE COMMONWEALTH ' S AND ASIC ' S POWER TO FULFIL OUTSTANDING OBLIGATIONS OF DEREGISTERED COMPANY
SECTION 601AG CLAIMS AGAINST INSURERS OF DEREGISTERED COMPANY
SECTION 601AH REINSTATEMENT
PART 5A.2 - TRANSFER OF REGISTRATION
SECTION 601AI TRANSFERRING REGISTRATION
SECTION 601AJ APPLYING TO TRANSFER REGISTRATION
SECTION 601AK ASIC MAKES TRANSFER OF REGISTRATION DECLARATION
SECTION 601AL ASIC TO DEREGISTER COMPANY
CHAPTER 5B - BODIES CORPORATE REGISTERED AS COMPANIES, AND REGISTRABLE BODIES
PART 5B.1 - REGISTERING A BODY CORPORATE AS A COMPANY
Division 1 - Registration
SECTION 601BA BODIES CORPORATE MAY BE REGISTERED AS CERTAIN TYPES OF COMPANIES
SECTION 601BB BODIES REGISTERED AS PROPRIETARY COMPANIES
SECTION 601BC APPLYING FOR REGISTRATION UNDER THIS PART
SECTION 601BD ASIC GIVES BODY ACN, REGISTERS AS COMPANY AND ISSUES CERTIFICATE
SECTION 601BE REGISTERED OFFICE
SECTION 601BF NAME
SECTION 601BG CONSTITUTION
SECTION 601BH MODIFICATIONS OF CONSTITUTION
SECTION 601BJ ASIC MAY DIRECT COMPANY TO APPLY FOR COURT APPROVAL FOR MODIFICATIONS OF CONSTITUTION
SECTION 601BK ESTABLISHING REGISTERS AND MINUTE BOOKS
SECTION 601BL REGISTRATION OF REGISTERED BODIES
Division 2 - Operation of this Act
SECTION 601BM EFFECT OF REGISTRATION UNDER THIS PART
SECTION 601BN LIABILITY OF MEMBERS ON WINDING UP
SECTION 601BP BEARER SHARES
SECTION 601BQ REFERENCES IN PRE-REGISTRATION CONTRACTS AND OTHER DOCUMENTS TO PAR VALUE IN EXISTING CONTRACTS AND DOCUMENTS
SECTION 601BR FIRST AGM
SECTION 601BS MODIFICATION BY REGULATIONS
PART 5B.2 - REGISTRABLE BODIES
Division 1A - Preliminary
SECTION 601C MEANING OF PROPERTY
Division 1 - Registrable Australian bodies
SECTION 601CA WHEN A REGISTRABLE AUSTRALIAN BODY MAY CARRY ON BUSINESS IN THIS JURISDICTION AND OUTSIDE ITS PLACE OF ORIGIN
SECTION 601CB APPLICATION FOR REGISTRATION
SECTION 601CC CESSATION OF BUSINESS ETC.
SECTION 601CCA PUBLISHING NOTICES RELATING TO CESSATION OF BUSINESS ETC.
Division 2 - Foreign companies
SECTION 601CD WHEN A FOREIGN COMPANY MAY CARRY ON BUSINESS IN THIS JURISDICTION
SECTION 601CDA LIMITED DISCLOSURE IF PLACE OF ORIGIN IS A PRESCRIBED COUNTRY
SECTION 601CE APPLICATION FOR REGISTRATION
SECTION 601CF APPOINTMENT OF LOCAL AGENT
SECTION 601CG LOCAL AGENT: HOW APPOINTED
SECTION 601CH LOCAL AGENT: HOW REMOVED
SECTION 601CJ LIABILITY OF LOCAL AGENT
SECTION 601CK BALANCE-SHEETS AND OTHER DOCUMENTS
SECTION 601CL CESSATION OF BUSINESS ETC.
SECTION 601CLA PUBLISHING NOTICES RELATING TO CESSATION OF BUSINESS ETC.
SECTION 601CM REGISTER OF MEMBERS OF FOREIGN COMPANY
SECTION 601CN REGISTER KEPT UNDER SECTION 601CM
SECTION 601CP NOTIFYING ASIC ABOUT REGISTER KEPT UNDER SECTION 601CM
SECTION 601CQ EFFECT OF RIGHT TO ACQUIRE SHARES COMPULSORILY
SECTION 601CR INDEX OF MEMBERS AND INSPECTION OF REGISTERS
SECTION 601CS CERTIFICATE AS TO SHAREHOLDING
Division 3 - Bodies registered under this Part
SECTION 601CTA LIMITED DISCLOSURE IF PLACE OF ORIGIN IS A PRESCRIBED COUNTRY
SECTION 601CT REGISTERED OFFICE
SECTION 601CU CERTIFICATE OF REGISTRATION
SECTION 601CV NOTICE OF CERTAIN CHANGES
SECTION 601CW BODY'S NAME ETC. MUST BE DISPLAYED AT OFFICE AND PLACE OF BUSINESS
SECTION 601CX SERVICE OF DOCUMENTS ON REGISTERED BODY
SECTION 601CY POWER TO HOLD LAND
Division 4 - Register of debenture holders for non-companies
SECTION 601CZA CERTAIN DOCUMENTS ARE DEBENTURES
SECTION 601CZB REGISTER OF DEBENTURE HOLDERS TO BE MAINTAINED BY NON-COMPANIES
SECTION 601CZC LOCATION OF REGISTER
SECTION 601CZD APPLICATION OF SECTIONS 173 TO 177
PART 5B.3 - NAMES OF REGISTRABLE AUSTRALIAN BODIES AND FOREIGN COMPANIES
SECTION 601DA RESERVING A NAME
SECTION 601DB ACCEPTABLE ABBREVIATIONS
SECTION 601DC WHEN A NAME IS AVAILABLE
SECTION 601DD REGISTERED AUSTRALIAN BODIES AND REGISTERED FOREIGN COMPANIES CAN CARRY ON BUSINESS WITH SOME NAMES ONLY
SECTION 601DE USING A NAME AND ARBN
SECTION 601DF EXCEPTION TO REQUIREMENT TO HAVE ARBN ON RECEIPTS
SECTION 601DG REGULATIONS MAY EXEMPT FROM REQUIREMENT TO SET OUT INFORMATION ON DOCUMENTS
SECTION 601DH NOTICE OF NAME CHANGE MUST BE GIVEN TO ASIC
SECTION 601DJ ASIC ' s POWER TO DIRECT A REGISTERED NAME BE CHANGED
CHAPTER 5C - MANAGED INVESTMENT SCHEMES
PART 5C.1 - REGISTRATION OF MANAGED INVESTMENT SCHEMES
SECTION 601EA APPLYING FOR REGISTRATION
SECTION 601EB REGISTRATION OF MANAGED INVESTMENT SCHEME
SECTION 601EC ALL DOCUMENTS ETC. LODGED WITH ASIC ASIC TO BEAR ARSN OR ABN
SECTION 601ED WHEN A MANAGED INVESTMENT SCHEME MUST BE REGISTERED
SECTION 601EE UNREGISTERED SCHEMES MAY BE WOUND UP
PART 5C.2 - THE RESPONSIBLE ENTITY
Division 1 - Responsibilities and powers
SECTION 601FA RESPONSIBLE ENTITY TO BE PUBLIC COMPANY AND HOLD AUSTRALIAN FINANCIAL SERVICES LICENCE
SECTION 601FB RESPONSIBLE ENTITY TO OPERATE SCHEME
SECTION 601FC DUTIES OF RESPONSIBLE ENTITY
SECTION 601FD DUTIES OF OFFICERS OF RESPONSIBLE ENTITY
SECTION 601FE DUTIES OF EMPLOYEES OF RESPONSIBLE ENTITY
SECTION 601FF SURVEILLANCE CHECKS BY ASIC
SECTION 601FG ACQUISITION OF INTEREST IN SCHEME BY RESPONSIBLE ENTITY
SECTION 601FH LIQUIDATOR ETC. OF RESPONSIBLE ENTITY ENTITLED TO EXERCISE INDEMNITY RIGHTS
Division 2 - Changing the responsible entity
SECTION 601FJ CHANGES ONLY TAKE EFFECT WHEN ASIC ALTERS RECORD OF REGISTRATION
SECTION 601FK REQUIREMENTS OF SECTION 601FA MUST BE MET
SECTION 601FL RETIREMENT OF RESPONSIBLE ENTITY
SECTION 601FM REMOVAL OF RESPONSIBLE ENTITY BY MEMBERS
SECTION 601FN ASIC OR SCHEME MEMBER MAY APPLY TO COURT FOR APPOINTMENT OF TEMPORARY RESPONSIBLE ENTITY
SECTION 601FP APPOINTMENT OF TEMPORARY RESPONSIBLE ENTITY BY COURT
SECTION 601FQ TEMPORARY RESPONSIBLE ENTITY TO TAKE STEPS FOR APPOINTMENT OF NEW RESPONSIBLE ENTITY
Division 3 - Consequences of change of responsible entity
SECTION 601FR FORMER RESPONSIBLE ENTITY TO HAND OVER BOOKS AND PROVIDE REASONABLE ASSISTANCE
SECTION 601FS RIGHTS, OBLIGATIONS AND LIABILITIES OF FORMER RESPONSIBLE ENTITY
SECTION 601FT EFFECT OF CHANGE OF RESPONSIBLE ENTITY ON DOCUMENTS ETC. TO WHICH FORMER RESPONSIBLE ENTITY IS PARTY
PART 5C.3 - THE CONSTITUTION
SECTION 601GA CONTENTS OF THE CONSTITUTION
SECTION 601GB CONSTITUTION MUST BE LEGALLY ENFORCEABLE
SECTION 601GC CHANGING THE CONSTITUTION
PART 5C.4 - THE COMPLIANCE PLAN
SECTION 601HA CONTENTS OF THE COMPLIANCE PLAN
SECTION 601HB COMPLIANCE PLAN MAY INCORPORATE PROVISIONS FROM ANOTHER SCHEME ' S PLAN
SECTION 601HC DIRECTORS MUST SIGN LODGED COPY OF COMPLIANCE PLAN
SECTION 601HD ASIC MAY REQUIRE FURTHER INFORMATION ABOUT COMPLIANCE PLAN
SECTION 601HE CHANGING THE COMPLIANCE PLAN
SECTION 601HF ASIC MAY REQUIRE CONSOLIDATION OF COMPLIANCE PLAN TO BE LODGED
SECTION 601HG AUDIT OF COMPLIANCE PLAN
SECTION 601HH REMOVAL AND RESIGNATION OF AUDITORS
SECTION 601HI ACTION ON CHANGE OF AUDITOR OF COMPLIANCE PLAN
PART 5C.5 - THE COMPLIANCE COMMITTEE
SECTION 601JA WHEN IS A COMPLIANCE COMMITTEE REQUIRED?
SECTION 601JB MEMBERSHIP OF COMPLIANCE COMMITTEE
SECTION 601JC FUNCTIONS OF COMPLIANCE COMMITTEE
SECTION 601JD DUTIES OF MEMBERS
SECTION 601JE COMPLIANCE COMMITTEE MEMBERS HAVE QUALIFIED PRIVILEGE IN CERTAIN CASES
SECTION 601JF WHEN CAN RESPONSIBLE ENTITY INDEMNIFY COMPLIANCE COMMITTEE MEMBERS?
SECTION 601JG WHEN CAN RESPONSIBLE ENTITY PAY INSURANCE PREMIUMS FOR COMPLIANCE COMMITTEE MEMBERS?
SECTION 601JH PROCEEDINGS OF COMPLIANCE COMMITTEE
SECTION 601JJ DISCLOSURE OF INTERESTS
PART 5C.6 - MEMBERS' RIGHTS TO WITHDRAW FROM A SCHEME
SECTION 601KA MEMBERS ' RIGHTS TO WITHDRAW
SECTION 601KB NON-LIQUID SCHEMES - OFFERS
SECTION 601KC NON-LIQUID SCHEMES - ONLY ONE WITHDRAWAL OFFER TO BE OPEN AT ANY TIME
SECTION 601KD NON-LIQUID SCHEMES - HOW PAYMENTS ARE TO BE MADE
SECTION 601KE NON-LIQUID SCHEMES - RESPONSIBLE ENTITY MAY CANCEL WITHDRAWAL OFFER
PART 5C.7 - RELATED PARTY TRANSACTIONS
SECTION 601LA CHAPTER 2E APPLIES WITH MODIFICATIONS
SECTION 601LB REPLACEMENT SECTION 207
SECTION 601LC REPLACEMENT SECTION 208
SECTION 601LD OMISSION OF SECTIONS 213, 214 AND 224
SECTION 601LE MODIFICATION OF SECTION 225
PART 5C.8 - EFFECT OF CONTRAVENTIONS (CIVIL LIABILITY AND VOIDABLE CONTRACTS)
SECTION 601MA CIVIL LIABILITY OF RESPONSIBLE ENTITY TO MEMBERS
SECTION 601MB VOIDABLE CONTRACTS WHERE SUBSCRIPTION OFFERS AND INVITATIONS CONTRAVENE THIS ACT
PART 5C.9 - WINDING UP
SECTION 601NA WINDING UP REQUIRED BY SCHEME ' S CONSTITUTION
SECTION 601NB WINDING UP AT DIRECTION OF MEMBERS
SECTION 601NC WINDING UP IF SCHEME ' S PURPOSE ACCOMPLISHED OR CANNOT BE ACCOMPLISHED
SECTION 601ND WINDING UP ORDERED BY COURT
SECTION 601NE THE WINDING UP OF THE SCHEME
SECTION 601NF OTHER ORDERS ABOUT WINDING UP
SECTION 601NG UNCLAIMED MONEY TO BE PAID TO ASIC
PART 5C.10 - DEREGISTRATION
Division 1 - Registered schemes that are not Australian passport funds
SECTION 601PAA APPLICATION OF THIS DIVISION
SECTION 601PA DEREGISTRATION - VOLUNTARY
SECTION 601PB DEREGISTRATION BY ASIC
Division 2 - Registered schemes that are Australian passport funds
SECTION 601PBA APPLICATION OF THIS DIVISION
SECTION 601PBB DEREGISTRATION - VOLUNTARY
SECTION 601PBC DEREGISTRATION - INITIATED BY ASIC
SECTION 601PBD NOTICES RELATING TO DEREGISTRATION PROCESS
SECTION 601PBE CONSEQUENCES OF DEREGISTRATION ON STATUS AS AN AUSTRALIAN PASSPORT FUND
SECTION 601PC REINSTATEMENT
PART 5C.11 - EXEMPTIONS AND MODIFICATIONS
SECTION 601QA ASIC ' S POWER TO MAKE EXEMPTION AND MODIFICATION ORDERS
SECTION 601QB MODIFICATION BY REGULATIONS
CHAPTER 5D - LICENSED TRUSTEE COMPANIES
PART 5D.1 - PRELIMINARY
SECTION 601RAA MEANING OF FEES AND LAW - CHAPTER 5D
SECTION 601RAB MEANING OF TRUSTEE COMPANY AND CLIENT
SECTION 601RAC MEANING OF TRADITIONAL TRUSTEE COMPANY SERVICES AND ESTATE MANAGEMENT FUNCTIONS
SECTION 601RAD MEANING OF PERSON WITH A PROPER INTEREST
SECTION 601RAE INTERACTION BETWEEN TRUSTEE COMPANY PROVISIONS AND STATE AND TERRITORY LAWS
PART 5D.2 - POWERS ETC. OF LICENSED TRUSTEE COMPANIES
Division 1 - General provisions
SECTION 601SAA JURISDICTION OF COURTS NOT AFFECTED ETC.
SECTION 601SAB REGULATIONS MAY PRESCRIBE OTHER POWERS ETC.
SECTION 601SAC POWERS ETC. CONFERRED BY OR UNDER THIS CHAPTER ARE IN ADDITION TO OTHER POWERS ETC.
Division 2 - Accounts
SECTION 601SBA LICENSED TRUSTEE COMPANY NOT REQUIRED TO FILE ACCOUNTS
SECTION 601SBB LICENSED TRUSTEE COMPANY MAY BE REQUIRED TO PROVIDE ACCOUNT IN RELATION TO ESTATE
SECTION 601SBC COURT MAY ORDER AUDIT
Division 3 - Common funds
SECTION 601SCA COMMON FUNDS OF LICENSED TRUSTEE COMPANIES
SECTION 601SCAA COMMON FUNDS THAT ARE ALSO REGISTERED SCHEMES
SECTION 601SCB OBLIGATIONS RELATING TO COMMON FUNDS
SECTION 601SCC REGULATIONS RELATING TO ESTABLISHMENT OR OPERATION OF COMMON FUNDS
SECTION 601SCD ARM ' S LENGTH TRANSACTIONS
PART 5D.3 - REGULATION OF FEES CHARGED BY LICENSED TRUSTEE COMPANIES
Division 1 - Disclosure of fees
SECTION 601TAA SCHEDULE OF FEES TO BE PUBLISHED AND AVAILABLE
SECTION 601TAB DISCLOSURE TO CLIENTS OF CHANGED FEES
Division 2 - General provisions about charging fees
SECTION 601TBA CHARGING OF FEES FOR THE PROVISION OF TRADITIONAL TRUSTEE COMPANY SERVICES
SECTION 601TBB PART DOES NOT PREVENT CHARGING OF FEES AS AGREED ETC.
SECTION 601TBC PART DOES NOT PREVENT CHARGING FEE FOR PROVISION OF ACCOUNT
SECTION 601TBD PART DOES NOT PREVENT REIMBURSEMENT
SECTION 601TBE ESTATE MANAGEMENT FUNCTIONS: PAYMENT OF FEES OUT OF ESTATE
Division 3 - Fees otherwise than for being trustee or manager of a charitable trust
SECTION 601TCA FEES OTHERWISE THAN FOR BEING THE TRUSTEE OR MANAGER OF A CHARITABLE TRUST
SECTION 601TCB ADDITIONAL AMOUNT FOR PREPARATION OF RETURNS ETC.
Division 4 - Fees for being trustee or manager of a charitable trust
Subdivision A - New client charitable trusts
SECTION 601TDA SUBDIVISION APPLIES TO NEW CLIENT CHARITABLE TRUSTS
SECTION 601TDB WHAT THE TRUSTEE COMPANY MAY CHARGE
SECTION 601TDC OPTION 1: CAPITAL COMMISSION AND INCOME COMMISSION
SECTION 601TDD OPTION 2: ANNUAL MANAGEMENT FEE
SECTION 601TDE ADDITIONAL AMOUNT IF TRUST MONEY IS IN A COMMON FUND
SECTION 601TDF ADDITIONAL AMOUNT FOR PREPARATION OF RETURNS ETC.
Subdivision B - Existing client charitable trusts
SECTION 601TDG SUBDIVISION APPLIES TO EXISTING CLIENT CHARITABLE TRUSTS
SECTION 601TDH TRUSTEE COMPANY NOT TO CHARGE MORE THAN WAS BEING CHARGED BEFORE SECTION COMMENCED
SECTION 601TDI ADDITIONAL AMOUNT IF TRUST MONEY IS IN A COMMON FUND
SECTION 601TDJ ADDITIONAL AMOUNT FOR PREPARATION OF RETURNS ETC.
Division 5 - Miscellaneous
SECTION 601TEA POWER OF THE COURT WITH RESPECT TO EXCESSIVE FEES
SECTION 601TEB DIRECTORS ' FEES
PART 5D.4 - DUTIES OF OFFICERS AND EMPLOYEES OF LICENSED TRUSTEE COMPANIES
SECTION 601UAA DUTIES OF OFFICERS OF LICENSED TRUSTEE COMPANY
SECTION 601UAB DUTIES OF EMPLOYEES OF LICENSED TRUSTEE COMPANY
PART 5D.5 - LIMIT ON CONTROL OF LICENSED TRUSTEE COMPANIES AND PROPOSED LICENSED TRUSTEE COMPANIES
Division 1 - 15 % voting power limit
SECTION 601VAA MEANING OF UNACCEPTABLE CONTROL SITUATION - LICENSED TRUSTEE COMPANY OR A PROPOSED LICENSED TRUSTEE COMPANY
SECTION 601VAB ACQUISITIONS OF SHARES
SECTION 601VAC ORDERS TO REMEDY UNACCEPTABLE CONTROL SITUATION
SECTION 601VAD INJUNCTIONS
Division 2 - Approval to exceed 15 % voting power limit
SECTION 601VBA APPLICATION FOR APPROVAL TO EXCEED 15 % VOTING POWER LIMIT
SECTION 601VBB APPROVAL OF APPLICATION
SECTION 601VBC DURATION OF APPROVAL
SECTION 601VBD CONDITIONS OF APPROVAL
SECTION 601VBE VARYING PERCENTAGE APPROVED
SECTION 601VBF REVOKING AN APPROVAL
SECTION 601VBG MINISTER MAY REQUIRE FURTHER INFORMATION FROM APPLICANTS
SECTION 601VBH MINISTER MAY SEEK VIEWS OF THE COMPANY CONCERNED AND ITS CLIENTS
SECTION 601VBI TIME LIMIT FOR MINISTER ' S DECISION
Division 3 - Other matters
SECTION 601VCA ACQUISITION OF PROPERTY
SECTION 601VCB INTERESTS OF CLIENTS TO BE VIEWED AS A GROUP
SECTION 601VCC ANTI-AVOIDANCE
PART 5D.6 - ASIC-APPROVED TRANSFERS OF ESTATE ASSETS AND LIABILITIES
Division 1 - Preliminary
SECTION 601WAA MEANING OF ESTATE ASSETS AND LIABILITIES
Division 2 - Transfer of estate assets and liabilities
SECTION 601WBA TRANSFER DETERMINATIONS
SECTION 601WBB WHEN CONSENT OF RECEIVING COMPANY IS IN FORCE
SECTION 601WBC COMPLEMENTARY STATE OR TERRITORY LEGISLATION
SECTION 601WBD MINISTER'S POWER TO DECIDE THAT HIS OR HER CONSENT IS NOT REQUIRED
SECTION 601WBE DETERMINATIONS MAY IMPOSE CONDITIONS
SECTION 601WBF NOTICE OF DETERMINATION
SECTION 601WBG CERTIFICATE OF TRANSFER
SECTION 601WBH NOTICE OF CERTIFICATE
SECTION 601WBI TIME AND EFFECT OF TRANSFER
SECTION 601WBJ SUBSTITUTION OF TRUSTEE COMPANY
SECTION 601WBK LIABILITIES FOR BREACH OF TRUST AND OTHER MATTERS NOT AFFECTED BY THIS PART
Division 3 - Other matters related to the transfer of estate assets and liabilities
SECTION 601WCA CERTIFICATES EVIDENCING OPERATION OF ACT ETC.
SECTION 601WCB CERTIFICATES IN RELATION TO LAND AND INTERESTS IN LAND
SECTION 601WCC CERTIFICATES IN RELATION TO OTHER ASSETS
SECTION 601WCD DOCUMENTS PURPORTING TO BE CERTIFICATES
SECTION 601WCE CONSTRUCTION OF REFERENCES TO TRANSFERRING COMPANY
SECTION 601WCF INCOME OR OTHER DISTRIBUTION RECEIVED BY TRANSFERRING COMPANY
SECTION 601WCG ACCESS TO BOOKS
SECTION 601WCH MINISTER OR ASIC MAY SEEK VIEWS OF TRUSTEE COMPANY AND ITS CLIENTS
SECTION 601WCI AUTHORISATION TO PERFORM FUNCTIONS OR EXERCISE POWERS IN THIS PART
Division 4 - Miscellaneous
SECTION 601WDA TRANSFERRING COMPANY REQUIRED TO CONTACT CERTAIN PERSONS
PART 5D.7 - CONTRAVENTIONS AND HOLDING OUT
SECTION 601XAA CIVIL LIABILITY OF LICENSED TRUSTEE COMPANIES
SECTION 601XAB PROHIBITION ON HOLDING OUT
PART 5D.8 - EXEMPTIONS AND MODIFICATIONS
SECTION 601YAA EXEMPTIONS AND MODIFICATIONS BY ASIC
SECTION 601YAB EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
CHAPTER 6 - TAKEOVERS
SECTION 602 PURPOSES OF CHAPTER
SECTION 602A MEANING OF SUBSTANTIAL INTEREST
SECTION 603 CHAPTER EXTENDS TO SOME LISTED BODIES THAT ARE NOT COMPANIES
SECTION 604 CHAPTER EXTENDS TO LISTED REGISTERED SCHEMES
SECTION 605 CLASSES OF SECURITIES
SECTION 605A CHAPTER DOES NOT APPLY TO MCIs
PART 6.1 - PROHIBITED ACQUISITIONS OF RELEVANT INTERESTS IN VOTING SHARES
SECTION 606 PROHIBITION ON CERTAIN ACQUISITIONS OF RELEVANT INTERESTS IN VOTING SHARES
SECTION 607 EFFECT ON TRANSACTIONS
SECTION 608 RELEVANT INTERESTS IN SECURITIES
SECTION 609 SITUATIONS NOT GIVING RISE TO RELEVANT INTERESTS
SECTION 609A ANOTHER SITUATION NOT GIVING RISE TO RELEVANT INTERESTS - ACCEPTANCE FACILITY
SECTION 609B ANOTHER SITUATION NOT GIVING RISE TO RELEVANT INTERESTS - SECURITIES SUBJECT TO ESCROW AGREEMENT IN CONNECTION WITH INITIAL PUBLIC OFFER ETC.
SECTION 610 VOTING POWER IN A BODY OR MANAGED INVESTMENT SCHEME
PART 6.2 - EXCEPTIONS TO THE PROHIBITION
SECTION 611 EXCEPTIONS TO THE PROHIBITION
SECTION 612 EFFECT OF NON-COMPLIANCE WITH TAKEOVER RULES FOR EXCEPTIONS 1 TO 4
SECTION 613 BIDDER NOT TO EXERCISE VOTING RIGHTS IF FAILURE TO SEND BIDS FOR OFF-MARKET ACQUISITION - EXCEPTION 2 OR 3
SECTION 615 TREATMENT OF FOREIGN HOLDERS UNDER EQUAL ACCESS ISSUE - EXCEPTION 10
PART 6.3 - THE DIFFERENT TYPES OF TAKEOVER BID
SECTION 616 OFF-MARKET BIDS AND MARKET BIDS
PART 6.4 - FORMULATING THE TAKEOVER OFFER
Division 1 - General
SECTION 617 SECURITIES COVERED BY THE BID
SECTION 618 OFFERS MUST BE FOR ALL OR A PROPORTION OF SECURITIES IN THE BID CLASS
SECTION 619 GENERAL TERMS OF THE OFFER
SECTION 620 OFF-MARKET BID (OFFER FORMALITIES)
Division 2 - Consideration for the offer
SECTION 621 CONSIDERATION OFFERED
SECTION 622 ESCALATION AGREEMENTS
SECTION 623 COLLATERAL BENEFITS NOT ALLOWED
Division 3 - The offer period
SECTION 624 OFFER PERIOD
Division 4 - Conditional offers
SECTION 625 CONDITIONAL OFFERS - GENERAL
SECTION 626 MAXIMUM ACCEPTANCE CONDITIONS IN OFF-MARKET BIDS
SECTION 627 DISCRIMINATORY CONDITIONS NOT ALLOWED FOR OFF-MARKET BIDS
SECTION 628 CONDITIONS REQUIRING PAYMENTS TO OFFICERS OF TARGET NOT ALLOWED IN OFF-MARKET BIDS
SECTION 629 CONDITIONS TURNING ON BIDDER ' S OR ASSOCIATE ' S OPINION NOT ALLOWED IN OFF-MARKET BIDS
SECTION 630 DEFEATING CONDITIONS
PART 6.5 - THE TAKEOVER PROCEDURE
Division 1 - The overall procedure
SECTION 631 PROPOSING OR ANNOUNCING A BID
SECTION 632 OVERVIEW OF STEPS IN AN OFF-MARKET BID
SECTION 633 DETAILED STEPS IN AN OFF-MARKET BID
SECTION 634 OVERVIEW OF STEPS IN A MARKET BID
SECTION 635 DETAILED STEPS IN A MARKET BID
Division 2 - The bidder ' s statement
SECTION 636 BIDDER ' S STATEMENT CONTENT
SECTION 637 BIDDER ' S STATEMENT FORMALITIES
Division 3 - The target ' s response
SECTION 638 TARGET ' S STATEMENT CONTENT
SECTION 639 TARGET ' S STATEMENT FORMALITIES
SECTION 640 EXPERT ' S REPORT TO ACCOMPANY TARGET ' S STATEMENT IF BIDDER CONNECTED WITH TARGET
SECTION 641 TARGET MUST INFORM BIDDER ABOUT SECURITIES HOLDINGS
SECTION 641A USE OR DISCLOSURE OF INFORMATION OBTAINED FROM TARGET
SECTION 642 EXPENSES OF DIRECTORS OF TARGET COMPANIES
Division 4 - Updating and correcting the bidder ' s statement and target ' s statement
SECTION 643 SUPPLEMENTARY BIDDER ' S STATEMENT
SECTION 644 SUPPLEMENTARY TARGET ' S STATEMENT
SECTION 645 FORM OF SUPPLEMENTARY STATEMENT
SECTION 646 CONSEQUENCES OF LODGING A SUPPLEMENTARY STATEMENT
SECTION 647 TO WHOM SUPPLEMENTARY STATEMENT MUST BE SENT
Division 5 - General rules on takeover procedure
Subdivision A - Experts ' reports
SECTION 648A EXPERTS ' REPORTS
Subdivision B - Sending documents to holders of securities
SECTION 648B ADDRESS AT WHICH BIDDER MAY SEND DOCUMENTS TO HOLDERS OF SECURITIES
SECTION 648C SENDING DOCUMENTS TO HOLDERS OF SECURITIES - GENERAL
SECTION 648CB SENDING DOCUMENTS TO HOLDERS OF SECURITIES - EFFECT OF ELECTION BY HOLDER TO BE SENT DOCUMENTS BY TARGET IN PARTICULAR FORM
Subdivision C - Effect of proportional takeover approval provisions
SECTION 648D CONSTITUTION MAY CONTAIN PROPORTIONAL TAKEOVER APPROVAL PROVISIONS
SECTION 648E RESOLUTION TO BE PUT IF PROPORTIONAL BID MADE
SECTION 648F EFFECT OF REJECTION OF APPROVAL RESOLUTION
SECTION 648G INCLUDING PROPORTIONAL TAKEOVER PROVISIONS IN CONSTITUTION
SECTION 648H EFFECT OF SUBDIVISION
Subdivision D - Telephone monitoring
PART 6.6 - VARIATION OF OFFERS
Division 1 - Market bids
SECTION 649A GENERAL
SECTION 649B MARKET BIDS - RAISING BID PRICE
SECTION 649C MARKET BIDS - EXTENDING THE OFFER PERIOD
Division 2 - Off-market bids (express variation by bidder)
SECTION 650A GENERAL
SECTION 650B OFF-MARKET BIDS - CONSIDERATION OFFERED
SECTION 650C OFF-MARKET BIDS - EXTENSION OF OFFER PERIOD
SECTION 650D OFF-MARKET BIDS - METHOD OF MAKING VARIATION
SECTION 650E RIGHT TO WITHDRAW ACCEPTANCE
SECTION 650F FREEING OFF-MARKET BIDS FROM DEFEATING CONDITIONS
SECTION 650G CONTRACTS AND ACCEPTANCES VOID IF DEFEATING CONDITION NOT FULFILLED
Division 3 - Off-market bids (automatic variations)
SECTION 651A OFF-MARKET BID - EFFECT ON BID CONSIDERATION OF PURCHASES MADE OUTSIDE BID
SECTION 651B HOW TO MAKE AN ELECTION FOR NEW FORMS OF CONSIDERATION
SECTION 651C RETURNING SECURITIES AS PART OF ELECTION
PART 6.7 - WITHDRAWAL AND SUSPENSION OF OFFERS
SECTION 652A WITHDRAWAL OF UNACCEPTED OFFERS UNDER TAKEOVER BID
SECTION 652B WITHDRAWAL OF TAKEOVER OFFERS WITH ASIC CONSENT
SECTION 652C WITHDRAWAL OF MARKET BIDS
PART 6.8 - ACCEPTANCES
SECTION 653A ACCEPTANCE OF OFFERS MADE UNDER OFF-MARKET BID
SECTION 653B ACCEPTANCES BY TRANSFEREES AND NOMINEES OF OFFERS MADE UNDER OFF-MARKET BID
PART 6.9 - OTHER ACTIVITIES DURING THE BID PERIOD
SECTION 654A BIDDER NOT TO DISPOSE OF SECURITIES DURING THE BID PERIOD
SECTION 654B DISCLOSURES ABOUT SUBSTANTIAL SHAREHOLDINGS IN LISTED COMPANIES
SECTION 654C DISCLOSURES ABOUT SUBSTANTIAL SHAREHOLDINGS IN UNLISTED COMPANIES
PART 6.10 - REVIEW AND INTERVENTION
Division 1 - ASIC ' s power to exempt and modify
SECTION 655A ASIC ' S POWER TO EXEMPT AND MODIFY
SECTION 655B NOTICE OF DECISION AND REVIEW RIGHTS
Division 2 - The Takeovers Panel
Subdivision A - Review of ASIC ' s exercise of its exemption or modification powers
SECTION 656A REVIEW OF EXERCISE OF EXEMPTION OR MODIFICATION POWERS
SECTION 656B OPERATION AND IMPLEMENTATION OF A DECISION THAT IS SUBJECT TO REVIEW
Subdivision B - Unacceptable circumstances
SECTION 657A DECLARATION OF UNACCEPTABLE CIRCUMSTANCES
SECTION 657B WHEN TAKEOVERS PANEL MAY MAKE DECLARATION
SECTION 657C APPLYING FOR DECLARATIONS AND ORDERS
SECTION 657D ORDERS THAT TAKEOVERS PANEL MAY MAKE FOLLOWING DECLARATION
SECTION 657E INTERIM ORDERS
SECTION 657EA INTERNAL TAKEOVERS PANEL REVIEWS
SECTION 657EB REFERENCES BY COURTS
SECTION 657F OFFENCE TO CONTRAVENE TAKEOVERS PANEL ORDER
SECTION 657G ORDERS BY THE COURT WHERE CONTRAVENTION OR PROPOSED CONTRAVENTION OF TAKEOVERS PANEL ORDER
SECTION 657H ASIC MAY PUBLISH REPORT ABOUT APPLICATION TO TAKEOVERS PANEL OR COURT
Subdivision C - General provisions
SECTION 658A POWER OF TAKEOVERS PANEL WHERE A PROCEEDING IS FRIVOLOUS OR VEXATIOUS
SECTION 658B EVIDENTIARY VALUE OF FINDINGS OF FACT BY TAKEOVERS PANEL
SECTION 658C TAKEOVERS PANEL ' S POWER TO MAKE RULES
SECTION 658D INCONSISTENCY BETWEEN TAKEOVERS PANEL RULES AND ASIC EXEMPTION OR DECLARATION
Division 3 - Court powers
SECTION 659A TAKEOVERS PANEL MAY REFER QUESTIONS OF LAW TO THE COURT
SECTION 659AA OBJECT OF SECTIONS 659B AND 659C
SECTION 659B COURT PROCEEDINGS BEFORE END OF BID PERIOD
SECTION 659C COURT PROCEEDINGS AFTER END OF BID PERIOD
CHAPTER 6A - COMPULSORY ACQUISITIONS AND BUY-OUTS
SECTION 660A CHAPTER EXTENDS TO SOME LISTED BODIES THAT ARE NOT COMPANIES
SECTION 660B CHAPTER EXTENDS TO LISTED REGISTERED SCHEMES
SECTION 660C CHAPTER DOES NOT APPLY TO MCIs
PART 6A.1 - COMPULSORY ACQUISITIONS AND BUY-OUTS FOLLOWING TAKEOVER BID
Division 1 - Compulsory acquisition of bid class securities
SECTION 661A COMPULSORY ACQUISITION POWER FOLLOWING TAKEOVER BID
SECTION 661B COMPULSORY ACQUISITION NOTICE
SECTION 661C TERMS ON WHICH SECURITIES TO BE ACQUIRED
SECTION 661D HOLDER MAY OBTAIN NAMES AND ADDRESSES OF OTHER HOLDERS
SECTION 661E HOLDER MAY APPLY TO COURT TO STOP ACQUISITION
SECTION 661F SIGNPOST - COMPLETING THE ACQUISITION OF THE SECURITIES
Division 2 - Compulsory buy-out of bid class securities
SECTION 662A BIDDER MUST OFFER TO BUY OUT REMAINING HOLDERS OF BID CLASS SECURITIES
SECTION 662B BIDDER TO TELL REMAINING HOLDERS OF THEIR RIGHT TO BE BOUGHT OUT
SECTION 662C RIGHT OF REMAINING HOLDER OF SECURITIES IN THE BID CLASS TO BE BOUGHT OUT
Division 3 - Compulsory buy-out of convertible securities
SECTION 663A BIDDER MUST OFFER TO BUY OUT HOLDERS OF CONVERTIBLE SECURITIES
SECTION 663B BIDDER TO TELL HOLDERS OF CONVERTIBLE SECURITIES OF THEIR RIGHT TO BE BOUGHT OUT
SECTION 663C RIGHT OF HOLDERS OF CONVERTIBLE SECURITIES TO BE BOUGHT OUT
PART 6A.2 - GENERAL COMPULSORY ACQUISITIONS AND BUY-OUTS
Division 1 - Compulsory acquisition of securities by 90% holder
SECTION 664A THRESHOLD FOR GENERAL COMPULSORY ACQUISITION POWER
SECTION 664AA TIME LIMIT ON EXERCISING COMPULSORY ACQUISITION POWER
SECTION 664B THE TERMS FOR COMPULSORY ACQUISITION
SECTION 664C COMPULSORY ACQUISITION NOTICE
SECTION 664D BENEFITS OUTSIDE COMPULSORY ACQUISITION PROCEDURE
SECTION 664E HOLDER ' S RIGHT TO OBJECT TO THE ACQUISITION
SECTION 664F THE COURT ' S POWER TO APPROVE ACQUISITION
SECTION 664G SIGNPOST - COMPLETING THE ACQUISITION OF THE SECURITIES
Division 2 - Compulsory buy-out of convertible securities by 100% holder
SECTION 665A 100% HOLDER MUST OFFER TO BUY OUT HOLDERS OF CONVERTIBLE SECURITIES
SECTION 665B 100% HOLDER TO TELL HOLDERS OF CONVERTIBLE SECURITIES OF THEIR RIGHT TO BE BOUGHT OUT
SECTION 665C RIGHT OF HOLDERS OF CONVERTIBLE SECURITIES TO BE BOUGHT OUT
Division 3 - Notice that person has become 85% holder of a class of securities
PART 6A.3 - COMPLETION OF COMPULSORY ACQUISITION OF SECURITIES
SECTION 666A COMPLETING THE ACQUISITION OF SECURITIES
SECTION 666B STATUTORY PROCEDURE FOR COMPLETION
PART 6A.4 - EXPERTS ' REPORTS AND VALUATIONS
SECTION 667A EXPERT ' S REPORT
SECTION 667AA EXPERT TO BE NOMINATED
SECTION 667B EXPERT MUST NOT BE AN ASSOCIATE AND MUST DISCLOSE PRIOR DEALINGS AND RELATIONSHIPS
SECTION 667C VALUATION OF SECURITIES
PART 6A.5 - RECORDS OF UNCLAIMED CONSIDERATION
SECTION 668A COMPANY ' S POWER TO DEAL WITH UNCLAIMED CONSIDERATION FOR COMPULSORY ACQUISITION
SECTION 668B UNCLAIMED CONSIDERATION TO BE TRANSFERRED TO ASIC
PART 6A.6 - ASIC POWERS
SECTION 669 ASIC ' S POWER TO EXEMPT AND MODIFY
PART 6A.7 - MISCELLANEOUS
SECTION 669A SENDING DOCUMENTS
CHAPTER 6B - RIGHTS AND LIABILITIES IN RELATION TO CHAPTER 6 AND 6A MATTERS
SECTION 670A MISSTATEMENTS IN, OR OMISSIONS FROM, TAKEOVER AND COMPULSORY ACQUISITION AND BUY-OUT DOCUMENTS
SECTION 670B RIGHT TO RECOVER FOR LOSS OR DAMAGE RESULTING FROM CONTRAVENTION
SECTION 670C PEOPLE LIABLE ON TAKEOVER OR COMPULSORY ACQUISITION STATEMENT TO INFORM MAKER ABOUT DEFICIENCIES IN THE STATEMENT
SECTION 670D DEFENCES AGAINST PROSECUTIONS UNDER SUBSECTION 670A(3) AND ACTIONS UNDER SECTION 670B
SECTION 670E LIABILITY FOR PROPOSING A BID OR NOT CARRYING THROUGH WITH BID
SECTION 670F DEFENCES
CHAPTER 6C - INFORMATION ABOUT OWNERSHIP OF LISTED COMPANIES, LISTED REGISTERED SCHEMES AND LISTED NOTIFIED FOREIGN PASSPORT FUNDS
SECTION 671A CHAPTER EXTENDS TO SOME LISTED BODIES THAT ARE NOT COMPANIES
PART 6C.1 - SUBSTANTIAL HOLDING INFORMATION
SECTION 671B INFORMATION ABOUT SUBSTANTIAL HOLDINGS MUST BE GIVEN TO COMPANY, RESPONSIBLE ENTITY, FUND OPERATOR AND RELEVANT MARKET OPERATOR
SECTION 671C CIVIL LIABILITY
PART 6C.2 - TRACING BENEFICIAL OWNERSHIP OF SHARES
SECTION 672A DISCLOSURE NOTICES
SECTION 672B DISCLOSURE BY MEMBER OF RELEVANT INTERESTS AND INSTRUCTIONS
SECTION 672C ASIC MAY PASS INFORMATION ON TO PERSON WHO MADE REQUEST
SECTION 672D FEE FOR COMPLYING WITH A DIRECTION GIVEN BY A COMPANY, SCHEME OR FUND UNDER THIS PART
SECTION 672DA REGISTER OF INFORMATION ABOUT RELEVANT INTERESTS IN LISTED COMPANY, LISTED REGISTERED SCHEME OR LISTED NOTIFIED FOREIGN PASSPORT FUND
SECTION 672E NO NOTICE OF RIGHTS
SECTION 672F CIVIL LIABILITY
PART 6C.3 - ASIC POWERS
SECTION 673 ASIC ' S POWER TO EXEMPT AND MODIFY
CHAPTER 6CA - CONTINUOUS DISCLOSURE
SECTION 674 CONTINUOUS DISCLOSURE - LISTED DISCLOSING ENTITY BOUND BY A DISCLOSURE REQUIREMENT IN MARKET LISTING RULES - REASONABLE PERSON ' S EXPECTATIONS
SECTION 674A CONTINUOUS DISCLOSURE - LISTED DISCLOSING ENTITY BOUND BY A DISCLOSURE REQUIREMENT IN MARKET LISTING RULES - KNOWLEDGE, RECKLESSNESS OR NEGLIGENCE
SECTION 675 CONTINUOUS DISCLOSURE - OTHER DISCLOSING ENTITIES - REASONABLE PERSON ' S EXPECTATIONS
SECTION 675A CONTINUOUS DISCLOSURE - OTHER DISCLOSING ENTITIES - KNOWLEDGE, RECKLESSNESS OR NEGLIGENCE
SECTION 676 MEANING OF GENERALLY AVAILABLE
SECTION 677 MATERIAL EFFECT ON PRICE OR VALUE
SECTION 678 APPLICATION OF CRIMINAL CODE TO OFFENCES BASED ON SUBSECTION 674(2), 674(5) OR 675(2)
CHAPTER 6D - FUNDRAISING
PART 6D.1 - APPLICATION OF THE FUNDRAISING PROVISIONS
SECTION 700 COVERAGE OF THE FUNDRAISING RULES
SECTION 701 TREATMENT OF OFFERS OF INTERESTS IN MANAGED INVESTMENT SCHEME
SECTION 702 TREATMENT OF OFFERS OF OPTIONS OVER SECURITIES
SECTION 703 CHAPTER MAY NOT BE CONTRACTED OUT OF
SECTION 703A OPERATING A CLEARING AND SETTLEMENT FACILITY IS NOT OFFERING SECURITIES ETC.
PART 6D.2 - DISCLOSURE TO INVESTORS ABOUT SECURITIES (OTHER THAN FOR CSF OFFERS)
Division 1 - Overview
SECTION 703B PART GENERALLY DOES NOT APPLY IN RELATION TO CSF OFFERS
SECTION 704 WHEN DISCLOSURE TO INVESTORS IS NEEDED
SECTION 705 TYPES OF DISCLOSURE DOCUMENT
Division 2 - Offers that need disclosure to investors
SECTION 706 ISSUE OFFERS THAT NEED DISCLOSURE
SECTION 707 SALE OFFERS THAT NEED DISCLOSURE
SECTION 708 OFFERS THAT DO NOT NEED DISCLOSURE
SECTION 708AA RIGHTS ISSUES THAT DO NOT NEED DISCLOSURE
SECTION 708A SALE OFFERS THAT DO NOT NEED DISCLOSURE
Division 3 - Types of disclosure documents
SECTION 709 PROSPECTUSES, SHORT-FORM PROSPECTUSES, PROFILE STATEMENTS AND OFFER INFORMATION STATEMENTS
Division 4 - Disclosure requirements
SECTION 710 PROSPECTUS CONTENT - GENERAL DISCLOSURE TEST
SECTION 711 PROSPECTUS CONTENT - SPECIFIC DISCLOSURES
SECTION 712 PROSPECTUS CONTENT - SHORT FORM PROSPECTUSES
SECTION 713 SPECIAL PROSPECTUS CONTENT RULES FOR CONTINUOUSLY QUOTED SECURITIES
SECTION 713A OFFER OF SIMPLE CORPORATE BONDS
SECTION 713B SIMPLE CORPORATE BONDS - 2-PART SIMPLE CORPORATE BONDS PROSPECTUS
SECTION 713C SIMPLE CORPORATE BONDS - BASE PROSPECTUS
SECTION 713D SIMPLE CORPORATE BONDS - OFFER-SPECIFIC PROSPECTUS
SECTION 713E SIMPLE CORPORATE BONDS - PROSPECTUS MAY REFER TO OTHER MATERIAL LODGED WITH ASIC
SECTION 714 CONTENTS OF PROFILE STATEMENT
SECTION 715 CONTENTS OF OFFER INFORMATION STATEMENT
SECTION 715A PRESENTATION ETC. OF DISCLOSURE DOCUMENTS
SECTION 716 DISCLOSURE DOCUMENT DATE AND CONSENTS
Division 5 - Procedure for offering securities
SECTION 717 OVERVIEW OF PROCEDURE FOR OFFERING SECURITIES
SECTION 718 LODGING OF DISCLOSURE DOCUMENT
SECTION 719 LODGING SUPPLEMENTARY OR REPLACEMENT DOCUMENT - GENERAL
SECTION 719A LODGING SUPPLEMENTARY OR REPLACEMENT DOCUMENT - 2-PART SIMPLE CORPORATE BONDS PROSPECTUS
SECTION 720 CONSENTS NEEDED FOR LODGMENT
SECTION 721 OFFER MUST BE MADE IN, OR ACCOMPANIED BY, THE DISCLOSURE DOCUMENT
SECTION 722 APPLICATION MONEY TO BE HELD ON TRUST
SECTION 723 ISSUING OR TRANSFERRING THE SECURITIES UNDER A DISCLOSURE DOCUMENT
SECTION 724 CHOICES OPEN TO PERSON MAKING THE OFFER IF DISCLOSURE DOCUMENT CONDITION NOT MET OR DISCLOSURE DOCUMENT DEFECTIVE
SECTION 725 EXPIRATION OF DISCLOSURE DOCUMENT
PART 6D.3 - PROHIBITIONS, LIABILITIES AND REMEDIES (OTHER THAN FOR CSF OFFERS)
Division 1A - Introduction
SECTION 725A PART GENERALLY DOES NOT APPLY IN RELATION TO CSF OFFERS
Division 1 - Prohibitions and liabilities
SECTION 726 OFFERING SECURITIES IN A BODY THAT DOES NOT EXIST
SECTION 727 OFFERING SECURITIES WITHOUT A CURRENT DISCLOSURE DOCUMENT
SECTION 728 MISSTATEMENT IN, OR OMISSION FROM, DISCLOSURE DOCUMENT
SECTION 729 RIGHT TO RECOVER FOR LOSS OR DAMAGE RESULTING FROM CONTRAVENTION
SECTION 730 PEOPLE LIABLE ON DISCLOSURE DOCUMENT TO INFORM PERSON MAKING THE OFFER ABOUT DEFICIENCIES IN THE DISCLOSURE DOCUMENT
SECTION 731 DUE DILIGENCE DEFENCE FOR PROSPECTUSES
SECTION 732 LACK OF KNOWLEDGE DEFENCE FOR OFFER INFORMATION STATEMENTS AND PROFILE STATEMENTS
SECTION 733 GENERAL DEFENCES FOR ALL DISCLOSURE DOCUMENTS
SECTION 734 RESTRICTIONS ON ADVERTISING AND PUBLICITY
SECTION 735 OBLIGATION TO KEEP CONSENTS AND OTHER DOCUMENTS
SECTION 736 SECURITIES HAWKING PROHIBITED
Division 2 - Remedies
SECTION 737 REMEDIES FOR INVESTORS
SECTION 738 SECURITIES MAY BE RETURNED AND REFUND OBTAINED
PART 6D.3A - CROWD-SOURCED FUNDING
Division 1 - Introduction
SECTION 738A OBJECT
SECTION 738B MEANING OF CSF OFFER
SECTION 738C MEANING OF CSF INTERMEDIARY
SECTION 738D MEANING OF RETAIL CLIENT IN RELATION TO A CSF OFFER
SECTION 738E OFFER OF THE SECURITIES MAY ALSO BE MADE IN RELIANCE ON SECTION 708
SECTION 738F APPLICATION OF PROVISIONS OF CHAPTER 7 RELATING TO HOW OBLIGATIONS ETC. APPLY TO DIFFERENT KINDS OF PERSONS
Division 2 - Offers that are eligible to be made under this Part
SECTION 738G OFFERS THAT ARE ELIGIBLE TO BE MADE UNDER THIS PART
SECTION 738H MEANING OF ELIGIBLE CSF COMPANY
Division 3 - Making offers under this Part
SECTION 738J CSF OFFER DOCUMENT TO BE PREPARED
SECTION 738K OTHER REQUIREMENTS FOR CSF OFFER DOCUMENT
SECTION 738L CSF OFFER DOCUMENT TO BE PUBLISHED ON PLATFORM OF A SINGLE CSF INTERMEDIARY
SECTION 738M CONSENTS NEEDED FOR PUBLICATION OF CSF OFFER DOCUMENT
SECTION 738N MEANING OF MADE, OPEN, CLOSED, SUSPENDED AND COMPLETE
SECTION 738P CSF OFFER DOCUMENT TO BE REMOVED FROM OFFER PLATFORM IF OFFER CLOSES IN CERTAIN CIRCUMSTANCES
SECTION 738Q GATEKEEPER OBLIGATIONS OF CSF INTERMEDIARIES
SECTION 738R COMPANY AND RELATED PARTIES NOT TO HAVE MORE THAN ONE CSF OFFER OPEN AT ANY ONE TIME
SECTION 738S COMPANY MAY NOTIFY RESPONSIBLE INTERMEDIARY THAT IT WANTS CSF OFFER WITHDRAWN
SECTION 738T WITHDRAWAL OF APPLICATIONS MADE PURSUANT TO CSF OFFER
Division 4 - Defective etc. CSF offer documents
SECTION 738U MEANING OF DEFECTIVE
SECTION 738V OBLIGATION TO NOTIFY COMPANY MAKING OFFER, AND RESPONSIBLE INTERMEDIARY, IF CSF OFFER DOCUMENT IS DEFECTIVE
SECTION 738W COMPANY MAY PROVIDE REPLACEMENT OR SUPPLEMENTARY CSF DOCUMENT IN CERTAIN CIRCUMSTANCES
SECTION 738X RESPONSIBLE INTERMEDIARY ' S OBLIGATIONS ON BECOMING AWARE THAT CSF OFFER DOCUMENT IS DEFECTIVE
SECTION 738Y OTHER LIABILITIES RELATING TO DEFECTIVE CSF OFFER DOCUMENTS
SECTION 738Z EXCEPTIONS TO LIABILITY UNDER SECTION 738Y
Division 5 - Other obligations of CSF intermediaries
SECTION 738ZA GENERAL OBLIGATIONS OF CSF INTERMEDIARIES RELATING TO THEIR PLATFORMS ETC.
SECTION 738ZB RESPONSIBLE INTERMEDIARY ' S OBLIGATIONS RELATING TO APPLICATION MONEY
Division 6 - Additional protections for retail clients
SECTION 738ZC CAPS ON INVESTMENT BY RETAIL CLIENTS PURSUANT TO CSF OFFERS
SECTION 738ZD COOLING-OFF RIGHTS FOR RETAIL CLIENTS
SECTION 738ZE COMPANY MAKING CSF OFFER OR CSF INTERMEDIARY ETC. MUST NOT FINANCIALLY ASSIST RETAIL CLIENT TO ACQUIRE SECURITIES
Division 7 - Other matters
SECTION 738ZF OFFERING SECURITIES OF A COMPANY THAT DOES NOT EXIST
SECTION 738ZG RESTRICTIONS ON ADVERTISING AND PUBLICITY
SECTION 738ZH LIABILITIES UNDER OTHER LAWS NOT AFFECTED
SECTION 738ZI COMPANIES ELIGIBLE FOR LIMITED GOVERNANCE REQUIREMENTS
SECTION 738ZJ REGULATIONS RELATING TO HOW CSF INTERMEDIARIES ARE TO DEAL WITH APPLICATIONS
SECTION 738ZK RELATED PARTY TRANSACTIONS - PROPRIETARY COMPANIES THAT HAVE ONE OR MORE CSF SHAREHOLDERS
PART 6D.4 - ASIC'S POWERS
SECTION 739 ASIC STOP ORDERS
SECTION 740 ANTI-AVOIDANCE DETERMINATIONS
SECTION 741 ASIC'S POWER TO EXEMPT AND MODIFY
PART 6D.5 - MISCELLANEOUS
SECTION 742 EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
CHAPTER 7 - FINANCIAL SERVICES AND MARKETS
PART 7.1 - PRELIMINARY
Division 1 - Object of Chapter and outline of Chapter
SECTION 760A OBJECT OF CHAPTER
SECTION 760B OUTLINE OF CHAPTER
Division 2 - Meaning of some terms relating to financial services and markets
SECTION 761A MEANING OF SOME TERMS RELATING TO FINANCIAL SERVICES AND MARKETS
SECTION 761B MEANING OF ARRANGEMENT
SECTION 761C MEANING OF CARRY ON A FINANCIAL SERVICES BUSINESS
SECTION 761CAA MEANING OF CLAIMANT INTERMEDIARY
SECTION 761CA MEANING OF CLASS AND KIND OF FINANCIAL PRODUCTS AND FINANCIAL SERVICES
SECTION 761D MEANING OF DERIVATIVE
SECTION 761DA MEANING OF INSURANCE CLAIMS MANAGER
SECTION 761E MEANING OF ACQUIRE, ISSUE AND PROVIDE
SECTION 761EA MEANING OF MARGIN LENDING FACILITY , MARGIN CALL AND ASSOCIATED EXPRESSIONS
SECTION 761F MEANING OF PERSON - GENERALLY INCLUDES A PARTNERSHIP
SECTION 761FA MEANING OF PERSON - GENERALLY INCLUDES MULTIPLE TRUSTEES
SECTION 761G MEANING OF RETAIL CLIENT AND WHOLESALE CLIENT
SECTION 761GA MEANING OF RETAIL CLIENT - SOPHISTICATED INVESTORS
SECTION 761H REFERENCES TO THIS CHAPTER INCLUDE REFERENCES TO REGULATIONS OR OTHER INSTRUMENTS MADE FOR THE PURPOSES OF THIS CHAPTER
Division 3 - Meaning of financial product and related terms
Subdivision A - Preliminary
SECTION 762A OVERVIEW OF APPROACH TO DEFINING WHAT A FINANCIAL PRODUCT IS
SECTION 762B WHAT IF A FINANCIAL PRODUCT IS PART OF A BROADER FACILITY?
SECTION 762C MEANING OF FACILITY
Subdivision B - The general definition
SECTION 763A MEANING OF FINANCIAL PRODUCT
SECTION 763B MEANING OF MAKES A FINANCIAL INVESTMENT
SECTION 763C MEANING OF MANAGES FINANCIAL RISK
SECTION 763D MEANING OF MAKES NON-CASH PAYMENTS
SECTION 763E WHAT IF A FINANCIAL PRODUCT IS ONLY INCIDENTAL?
Subdivision C - Specific inclusions
SECTION 764A SPECIFIC THINGS THAT ARE FINANCIAL PRODUCTS (SUBJECT TO SUBDIVISION D)
Subdivision D - Specific exclusions
SECTION 765A SPECIFIC THINGS THAT ARE NOT FINANCIAL PRODUCTS
SECTION 765B FUNERAL EXPENSES FACILITIES ARE NOT FUNERAL BENEFITS
Division 4 - Meaning of financial service and related terms
SECTION 766A MEANING OF FINANCIAL SERVICE
SECTION 766B MEANING OF FINANCIAL PRODUCT ADVICE, PERSONAL ADVICE AND GENERAL ADVICE
SECTION 766C MEANING OF DEALING
SECTION 766D MEANING OF MAKES A MARKET
SECTION 766E MEANING OF CUSTODIAL OR DEPOSITORY SERVICE
SECTION 766F MEANING OF CROWD-FUNDING SERVICE
SECTION 766G MEANING OF CLAIMS HANDLING AND SETTLING SERVICE
SECTION 766H MEANING OF SUPERANNUATION TRUSTEE SERVICE
Division 5 - Meaning of financial market
SECTION 767A MEANING OF FINANCIAL MARKET
Division 6 - Meaning of clearing and settlement facility
SECTION 768A MEANING OF CLEARING AND SETTLEMENT FACILITY
Division 7 - General provisions relating to civil and criminal liability
SECTION 769A PART 2.5 OF CRIMINAL CODE DOES NOT APPLY
SECTION 769B PEOPLE ARE GENERALLY RESPONSIBLE FOR THE CONDUCT OF THEIR AGENTS, EMPLOYEES ETC.
SECTION 769C REPRESENTATIONS ABOUT FUTURE MATTERS TAKEN TO BE MISLEADING IF MADE WITHOUT REASONABLE GROUNDS
PART 7.2 - LICENSING OF FINANCIAL MARKETS
Division 1 - Preliminary
SECTION 790A MEANING OF CLEARING AND SETTLEMENT ARRANGEMENTS
Division 2 - Requirement to be licensed
SECTION 791A NEED FOR A LICENCE
SECTION 791B OTHER PROHIBITIONS ON HOLDING OUT
SECTION 791C EXEMPTIONS BY ASIC
SECTION 791D WHEN A FINANCIAL MARKET IS OPERATED IN THIS JURISDICTION
SECTION 791E CRITERIA FOR DECLARATIONS THAT FINANCIAL MARKETS HAVE A MATERIAL CONNECTION WITH THIS JURISDICTION
SECTION 791F MINISTERIAL CONSENT TO ASIC DETERMINATION REQUIRED
SECTION 791G REVOKING DECLARATIONS THAT FINANCIAL MARKETS HAVE A MATERIAL CONNECTION WITH THIS JURISDICTION
Division 3 - Regulation of market licensees
Subdivision A - Licensee's obligations
SECTION 792A GENERAL OBLIGATIONS
SECTION 792B OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS
SECTION 792C GIVING ASIC INFORMATION ABOUT A LISTED DISCLOSING ENTITY
SECTION 792D OBLIGATION TO ASSIST ASIC
SECTION 792E OBLIGATION TO GIVE ASIC ACCESS TO MARKET FACILITIES
SECTION 792F ANNUAL REPORT
SECTION 792G OBLIGATIONS TO NOTIFY PEOPLE ABOUT CLEARING AND SETTLEMENT ARRANGEMENTS IN CERTAIN CIRCUMSTANCES
SECTION 792H CHANGE OF COUNTRY BY FOREIGN LICENSEE
SECTION 792I MAKING INFORMATION ABOUT COMPENSATION ARRANGEMENTS PUBLICLY AVAILABLE
Subdivision B - The market's operating rules and procedures
SECTION 793A CONTENT OF THE OPERATING RULES AND PROCEDURES
SECTION 793B LEGAL EFFECT OF OPERATING RULES
SECTION 793C ENFORCEMENT OF OPERATING RULES
SECTION 793D CHANGING THE OPERATING RULES
SECTION 793E DISALLOWANCE OF CHANGES TO OPERATING RULES
Subdivision C - Powers of ASIC
SECTION 794A ASIC ' S DIRECTIONS POWER - PROMOTING COMPLIANCE
SECTION 794AA ASIC ' S DIRECTIONS POWER - CRISIS RESOLUTION
SECTION 794AB MATTERS RELATING TO ASIC DIRECTIONS - CRISIS RESOLUTION
SECTION 794B ASIC ' S POWER TO REQUIRE SPECIAL REPORT
SECTION 794BA ASIC ' S POWER TO REQUIRE EXPERT REPORT
SECTION 794C ASIC ASSESSMENT OF LICENSEE ' S COMPLIANCE
SECTION 794D ASIC ' S DIRECTIONS POWER - PROTECTING DEALINGS IN FINANCIAL PRODUCTS
SECTION 794DA MATTERS RELATING TO ASIC DIRECTIONS - PROTECTING DEALINGS IN FINANCIAL PRODUCTS
SECTION 794E ADDITIONAL DIRECTIONS TO CLEARING AND SETTLEMENT FACILITIES
Division 4 - The Australian market licence
Subdivision A - How to get a licence
SECTION 795A HOW TO APPLY FOR A LICENCE
SECTION 795B WHEN A LICENCE MAY BE GRANTED
SECTION 795C PUBLICATION OF NOTICE OF LICENCE GRANT
SECTION 795D MORE THAN ONE LICENCE IN THE SAME DOCUMENT
SECTION 795E MORE THAN ONE MARKET COVERED BY THE SAME LICENCE
Subdivision B - The conditions on the licence
SECTION 796A THE CONDITIONS ON THE LICENCE
Subdivision C - When a licence can be varied, suspended or cancelled
SECTION 797A VARYING LICENCES
SECTION 797B IMMEDIATE SUSPENSION OR CANCELLATION
SECTION 797C SUSPENSION OR CANCELLATION FOLLOWING HEARING AND REPORT
SECTION 797D EFFECT OF SUSPENSION
SECTION 797E VARIATION OR REVOCATION OF SUSPENSION
SECTION 797F PUBLICATION OF NOTICE OF LICENCE SUSPENSION OR CANCELLATION
SECTION 797G SUSPENSION AND CANCELLATION ONLY IN ACCORDANCE WITH THIS SUBDIVISION
Division 5 - Other matters
SECTION 798A MATTERS TO BE TAKEN INTO ACCOUNT BY ASIC
SECTION 798B ASIC MAY GIVE ADVICE TO MINISTER
SECTION 798C MARKET LICENSEE OR RELATED BODY CORPORATE ETC. LISTING ON MARKET
SECTION 798D EXEMPTIONS AND MODIFICATIONS FOR SELF-LISTING LICENSEES OR RELATED BODIES CORPORATE ETC.
SECTION 798DA MARKET LICENSEE, RELATED BODY CORPORATE ETC. OR COMPETITOR PARTICIPATING IN MARKET
SECTION 798E OTHER POTENTIAL CONFLICT SITUATIONS
PART 7.2A - SUPERVISION OF FINANCIAL MARKETS
SECTION 798F ASIC TO SUPERVISE FINANCIAL MARKETS
SECTION 798G MARKET INTEGRITY RULES
SECTION 798H COMPLYING WITH MARKET INTEGRITY RULES
SECTION 798J ASIC ' S DIRECTIONS POWER - PROTECTING PEOPLE DEALING IN FINANCIAL PRODUCTS
SECTION 798JA MATTERS RELATING TO ASIC DIRECTIONS - PROTECTING PEOPLE DEALING IN FINANCIAL PRODUCTS
SECTION 798JB ASIC ' S DIRECTIONS POWER - CRISIS RESOLUTION
SECTION 798JC MATTERS RELATING TO ASIC DIRECTIONS - CRISIS RESOLUTION
SECTION 798K ALTERNATIVES TO CIVIL PROCEEDINGS
SECTION 798L EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
SECTION 798M EXEMPTIONS BY ASIC
PART 7.3 - LICENSING OF CLEARING AND SETTLEMENT FACILITIES
Division 1 - Requirement to be licensed
SECTION 820A NEED FOR A LICENCE
SECTION 820B OTHER PROHIBITIONS ON HOLDING OUT
SECTION 820C EXEMPTIONS BY ASIC
SECTION 820CA EXEMPTIONS BY RESERVE BANK
SECTION 820D WHEN A CLEARING AND SETTLEMENT FACILITY IS OPERATED IN THIS JURISDICTION
SECTION 820E CRITERIA FOR DECLARATIONS THAT CLEARING AND SETTLEMENT FACILITIES HAVE A MATERIAL CONNECTION WITH THIS JURISDICTION
SECTION 820F RELEVANT DETERMINATIONS
SECTION 820G MINISTERIAL CONSENT TO RESERVE BANK OR ASIC DETERMINATION REQUIRED
SECTION 820H REVOKING DECLARATIONS THAT CLEARING AND SETTLEMENT FACILITIES HAVE A MATERIAL CONNECTION WITH THIS JURISDICTION
Division 2 - Regulation of CS facility licensees
Subdivision A - Licensee ' s obligations
SECTION 821A GENERAL OBLIGATIONS
SECTION 821B OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS
SECTION 821BA OBLIGATION TO NOTIFY RESERVE BANK OF CERTAIN MATTERS
SECTION 821C OBLIGATION TO ASSIST
SECTION 821D OBLIGATION TO GIVE ACCESS TO THE FACILITY
SECTION 821E ANNUAL REPORT
SECTION 821F CHANGE OF COUNTRY BY FOREIGN LICENSEE
Subdivision AA - Obligations on licensees and certain related bodies and persons
SECTION 821H NOTIFICATION OF RECAPITALISATION OR RESTRUCTURING
SECTION 821J NOTICE OF ANY OTHER MATERIAL CHANGES IN CIRCUMSTANCES
SECTION 821K NOTIFICATION OF APPOINTMENT OF EXTERNAL ADMINISTRATOR
SECTION 821L NOTIFICATION FROM LIQUIDATOR AND REQUEST FOR INFORMATION ABOUT WINDING UP
Subdivision B - The facility ' s operating rules and procedures
SECTION 822A CONTENT OF THE OPERATING RULES AND PROCEDURES
SECTION 822B LEGAL EFFECT OF OPERATING RULES
SECTION 822C ENFORCEMENT OF OPERATING RULES
SECTION 822D CHANGING THE OPERATING RULES
SECTION 822E DISALLOWANCE OF CHANGES TO OPERATING RULES
Subdivision C - Powers of ASIC and the Reserve Bank in relation to licensees
SECTION 823A ASIC ' S POWER TO GIVE DIRECTIONS
SECTION 823B ASIC ' S POWER TO REQUIRE SPECIAL REPORT
SECTION 823BA RESERVE BANK ' S POWER TO REQUIRE SPECIAL REPORT
SECTION 823BB ASIC ' S POWER TO REQUIRE EXPERT REPORT
SECTION 823BC RESERVE BANK ' S POWER TO REQUIRE EXPERT REPORT
SECTION 823C ASIC ASSESSMENT OF LICENSEE ' S COMPLIANCE
SECTION 823CA RESERVE BANK ASSESSMENT OF COMPLIANCE
SECTION 823D ASIC ' S DIRECTIONS POWER - PROTECTING DEALINGS IN FINANCIAL PRODUCTS AND ENSURING FAIR AND EFFECTIVE PROVISION OF SERVICES BY CS FACILITIES
SECTION 823DA MATTERS RELATING TO ASIC DIRECTIONS - PROTECTING DEALINGS IN FINANCIAL PRODUCTS AND ENSURING FAIR AND EFFECTIVE PROVISION OF SERVICES BY CS FACILITIES
Subdivision D - Reserve Bank ' s directions powers
SECTION 823E RESERVE BANK ' S DIRECTIONS POWER - DIRECTIONS TO INCREASE COMPLIANCE OR REDUCE SYSTEMIC RISK
SECTION 823F RESERVE BANK ' S DIRECTIONS POWER - DIRECTIONS TO PRESERVE STABILITY IN THE AUSTRALIAN FINANCIAL SYSTEM
SECTION 823G RESERVE BANK ' S DIRECTIONS POWER - DIRECTIONS TO ENHANCE RESOLVABILITY
SECTION 823H RESERVE BANK ' S DIRECTIONS POWER - DIRECTIONS TO GIVE INFORMATION TO ASSIST THE RESERVE BANK PERFORM ITS FUNCTIONS
SECTION 823J MATTERS RELATING TO ALL RESERVE BANK DIRECTIONS - ORDER FOR BODY CORPORATE TO COMPLY WITH DIRECTION
SECTION 823K MATTERS RELATING TO ALL RESERVE BANK DIRECTIONS - VARIATION OR REVOCATION
Subdivision E - Matters relating to Reserve Bank recapitalisation directions
SECTION 823L RECAPITALISATION DIRECTIONS - MATTERS RELATING TO COMPLIANCE
SECTION 823M RECAPITALISATION DIRECTIONS - RESERVE BANK MUST OBTAIN EXPERT ' S REPORT ON THE FAIR VALUE OF SHARES ETC.
SECTION 823N RECAPITALISATION DIRECTIONS - DETERMINATION OF THE FAIR VALUE OF SHARES OR RIGHTS BY AN EXPERT
SECTION 823P RECAPITALISATION DIRECTIONS - WORKING OUT THE FAIR VALUE OF OTHER CAPITAL INSTRUMENTS
SECTION 823Q RECAPITALISATION DIRECTIONS - CONTRAVENING CERTAIN PROVISIONS DOES NOT AFFECT THE VALIDITY OF THE DIRECTION ETC.
SECTION 823R RECAPITALISATION DIRECTIONS - EXCEPTIONS TO PART IV OF THE COMPETITION AND CONSUMER ACT 2010
Subdivision F - Other matters relating to Reserve Bank directions
SECTION 823S DIRECTIONS TO PRESERVE STABILITY IN THE AUSTRALIAN FINANCIAL SYSTEM - RELATIONSHIP WITH OTHER PROVISIONS
SECTION 823T ALL RESERVE BANK DIRECTIONS - PUBLISHING DETAILS ABOUT DIRECTIONS
SECTION 823U ALL RESERVE BANK DIRECTIONS - INJUNCTIONS
Subdivision G - Other matters relating to ASIC or Reserve Bank powers
SECTION 823V EXERCISE OF RESERVE BANK POWERS TO GIVE DIRECTIONS UNDER SECTION 823F NOT GROUNDS FOR DENIAL OF OBLIGATIONS
SECTION 823W ALL ASIC AND RESERVE BANK DIRECTIONS ETC. UNDER THIS PART - FAILURE BY OFFICERS TO TAKE REASONABLE STEPS TO ENSURE COMPLIANCE
SECTION 823X ALL ASIC AND RESERVE BANK DIRECTIONS UNDER THIS PART - PROTECTION FROM LIABILITY FOR COMPLIANCE IN GOOD FAITH
Division 3 - The Australian CS facility licence
Subdivision A - How to get a licence
SECTION 824A HOW TO APPLY FOR A LICENCE
SECTION 824B WHEN A LICENCE MAY BE GRANTED
SECTION 824C PUBLICATION OF NOTICE OF LICENCE GRANT
SECTION 824D MORE THAN ONE LICENCE IN THE SAME DOCUMENT
SECTION 824E MORE THAN ONE CS FACILITY COVERED BY THE SAME LICENCE
Subdivision B - The conditions on the licence
SECTION 825A THE CONDITIONS ON THE LICENCE
Subdivision C - When a licence can be varied, suspended or cancelled
SECTION 826A VARYING LICENCES
SECTION 826B IMMEDIATE SUSPENSION OR CANCELLATION
SECTION 826C SUSPENSION OR CANCELLATION FOLLOWING HEARING AND REPORT
SECTION 826D EFFECT OF SUSPENSION
SECTION 826E VARIATION OR REVOCATION OF SUSPENSION
SECTION 826F PUBLICATION OF NOTICE OF LICENCE SUSPENSION OR CANCELLATION
SECTION 826G SUSPENSION AND CANCELLATION ONLY IN ACCORDANCE WITH THIS SUBDIVISION
Division 3A - CS facility rules
Subdivision A - Power to make CS facility rules
SECTION 826H CS FACILITY RULES
Subdivision B - Compliance with CS facility rules
SECTION 826J COMPLYING WITH CS FACILITY RULES
SECTION 826K INCONSISTENCY WITH OTHER INSTRUMENTS
SECTION 826L ALTERNATIVES TO CIVIL PROCEEDINGS
Subdivision C - The process of making CS facility rules
SECTION 826M ASIC TO CONSULT BEFORE MAKING RULES
SECTION 826N MINISTERIAL CONSENT TO RULES REQUIRED
SECTION 826P EMERGENCY RULES - CONSULTATION AND CONSENT NOT REQUIRED
SECTION 826Q CRISIS RESOLUTION - CONSULTATION AND CONSENT NOT REQUIRED
SECTION 826R VARIATION AND REVOCATION OF RULES
Subdivision D - Limitations
SECTION 826S REGULATIONS MAY LIMIT HOW RULES MAY DEAL WITH CERTAIN MATTERS
Subdivision E - Exemptions
SECTION 826T PROVISIONS COVERED BY THIS SUBDIVISION
SECTION 826U EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
Division 4 - Other matters
SECTION 827A MATTERS TO BE TAKEN INTO ACCOUNT BY ASIC
SECTION 827B ASIC MAY GIVE ADVICE TO MINISTER AND RESERVE BANK
SECTION 827C RESERVE BANK MAY GIVE ADVICE TO MINISTER AND ASIC
SECTION 827D RESERVE BANK MAY DETERMINE FINANCIAL STABILITY STANDARDS
SECTION 827DA RESERVE BANK MAY DETERMINE RESOLVABILITY STANDARDS FOR CS FACILITY LICENSEES AND CERTAIN RELATED BODIES CORPORATE
SECTION 827DB RESOLUTION PLANNING
SECTION 827E CERTAIN POWERS - CONSULTATION BETWEEN ASIC AND THE RESERVE BANK
PART 7.3A - CS SERVICES
Division 1 - Preliminary
SECTION 828 MEANING OF CS SERVICE
Division 2 - Regulation of CS services: CS services rules
Subdivision A - Power to make CS services rules
SECTION 828A CS SERVICES RULES
SECTION 828B CS SERVICES IN RELATION TO WHICH RULES MAY IMPOSE REQUIREMENTS
Subdivision B - Compliance with CS services rules
SECTION 828C OBLIGATION TO COMPLY WITH CS SERVICES RULES
SECTION 828D OBLIGATION TO NOTIFY ASIC IN RESPECT OF BREACH
SECTION 828E ALTERNATIVES TO CIVIL PROCEEDINGS
SECTION 828F FAILURE TO COMPLY WITH CS SERVICES RULES DOES NOT INVALIDATE TRANSACTION ETC.
Subdivision C - Power of ASIC to give directions etc.
SECTION 828G ASIC ' S POWER TO GIVE DIRECTIONS TO PERSON NOT COMPLYING WITH OBLIGATIONS
Subdivision D - The process of making CS services
SECTION 828H MATTERS TO WHICH ASIC MUST HAVE REGARD WHEN MAKING RULES
SECTION 828J ASIC TO CONSULT BEFORE MAKING RULES
SECTION 828K MINISTERIAL CONSENT TO RULES REQUIRED
SECTION 828L EMERGENCY RULES: CONSULTATION AND CONSENT NOT REQUIRED
SECTION 828M AMENDMENT AND REVOCATION OF CS SERVICES RULES
Division 3 - Other provisions
SECTION 828N ASIC MAY GIVE ADVICE TO MINISTER
SECTION 828P ACCC MAY GIVE ADVICE TO MINISTER
SECTION 828Q RESERVE BANK MAY GIVE ADVICE TO MINISTER
SECTION 828R EXEMPTIONS BY THE REGULATIONS OR BY ASIC
PART 7.3B - CRISIS RESOLUTION FOR CS FACILITY LICENSEES
DIVISION 1 - PRELIMINARY
SECTION 830A SIMPLIFIED OUTLINE OF THIS PART
SECTION 830B OBJECT OF THIS PART
DIVISION 2 - CRISIS RESOLUTION FOR CS FACILITY LICENSEES
SECTION 831A RESERVE BANK MAY EXERCISE CRISIS RESOLUTION POWERS IF CERTAIN CONDITIONS ARE SATISFIED
DIVISION 3 - STATUTORY MANAGEMENT
Subdivision A - Statutory management of body corporate in relation to CS facility licensee in crisis
SECTION 832A STATUTORY MANAGER TAKES CONTROL OF BODY CORPORATE
SECTION 832B TERMINATION OF APPOINTMENT OF STATUTORY MANAGER
SECTION 832C WHEN A STATUTORY MANAGER IS IN CONTROL
Subdivision B - Powers of statutory manager
SECTION 833A ROLE OF THE STATUTORY MANAGER
SECTION 833B POWERS TO REMOVE DIRECTOR ETC.
SECTION 833C POWER TO ALTER BODY CORPORATE ' S CONSTITUTION ETC.
SECTION 833D POWERS TO FACILITATE RECAPITALISATION
SECTION 833E STATUTORY MANAGER MAY REQUEST INFORMATION ETC. TO BE GIVEN
SECTION 833F STATUTORY MANAGER ACTS AS BODY CORPORATE ' S AGENT
Subdivision C - Effect of statutory manager assuming control
SECTION 834A EXERCISE OF DIRECTORS ' POWERS WHILE BODY CORPORATE UNDER STATUTORY MANAGEMENT
SECTION 834B EFFECT OF THINGS DONE DURING STATUTORY MANAGEMENT OF BODY CORPORATE
SECTION 834C EFFECT OF STATUTORY MANAGEMENT ON BODY CORPORATE ' S MEMBERS
Subdivision D - Additional duties of statutory manager
SECTION 835A REPORTING TO RESERVE BANK
SECTION 835B RESERVE BANK ' S DIRECTIONS POWER - DIRECTIONS TO STATUTORY MANAGER
SECTION 835C CONSENT TO TAKE ACTION THAT MAY AFFECT FINANCIAL SYSTEM STABILITY IN AUSTRALIA
Subdivision E - Other matters
SECTION 836A EFFECT ON EXTERNAL ADMINISTRATION
SECTION 836B APPOINTMENT OF 2 OR MORE STATUTORY MANAGERS OF BODY CORPORATE
SECTION 836C COSTS OF STATUTORY MANAGEMENT
SECTION 836D ANNUAL GENERAL MEETING NEED NOT BE HELD
SECTION 836E DEALING WITH PROPERTY SUBJECT TO CIRCULATING SECURITY INTERESTS
SECTION 836F WHEN STATUTORY MANAGER MAY DISPOSE OF ENCUMBERED PROPERTY
SECTION 836G PROCEEDS OF SALE OF PROPERTY
SECTION 836H SUPPLY OF ESSENTIAL SERVICES
SECTION 836J STATUTORY MANAGER HAS QUALIFIED PRIVILEGE
SECTION 836K PROTECTION OF PERSONS DEALING WITH STATUTORY MANAGER
Division 4 - Compulsory transfer of business or shares
Subdivision A - Compulsory transfer of business or shares of body corporate in relation to CS facility licensee in crisis
SECTION 837A COMPULSORY TRANSFER OF SHARES IN BODY CORPORATE
SECTION 837B COMPULSORY TRANSFER OF BUSINESS OF BODY CORPORATE
SECTION 837C WHEN CONSENT OF RECEIVING BODY IS IN FORCE
SECTION 837D AGREEMENT ABOUT HOW TRANSFER IS TO BE EFFECTED
SECTION 837E DETERMINATION MAY IMPOSE CONDITIONS
SECTION 837F DETERMINATION THAT TRANSFER IS NOT TO TAKE EFFECT
Subdivision B - Transfer process
SECTION 838A CERTIFICATE OF TRANSFER
SECTION 838B TIME AND EFFECT OF TRANSFER OF SHARES
SECTION 838C TIME AND EFFECT OF TRANSFER OF BUSINESS
Subdivision C - Other matters
SECTION 839A PARTIAL TRANSFER OF NETTING CONTRACTS VOID
SECTION 839B RESERVE BANK MAY PROVIDE INFORMATION TO RECEIVING BODY
SECTION 839C CERTIFICATES IN RELATION TO LAND AND INTERESTS IN LAND
SECTION 839D CERTIFICATES IN RELATION TO OTHER ASSETS
SECTION 839E DOCUMENTS PURPORTING TO BE CERTIFICATES
SECTION 839F CONSTRUCTION OF REFERENCES IN INSTRUMENTS TO TARGET BODY
SECTION 839G INCOME OR OTHER DISTRIBUTION RECEIVED BY TARGET BODY
SECTION 839H ACCESS TO BOOKS
SECTION 839J RELATIONSHIP OF DIVISION WITH OTHER LAWS ETC.
SECTION 839K RESERVE BANK ' S RULES MAY MAKE SPECIAL PROVISION IN RELATION TO COMPULSORY TRANSFER
Division 5 - Directions
Subdivision A - Directions to manage or respond to crisis
SECTION 840A RESERVE BANK ' S DIRECTIONS POWER - MANAGE OR RESPOND TO CRISIS
SECTION 840B MATTERS RELATING TO RESERVE BANK DIRECTIONS - MANAGE OR RESPOND TO CRISIS
SECTION 840C DIRECTIONS TO MANAGE OR RESPOND TO CRISIS - RELATIONSHIP WITH OTHER PROVISIONS
Subdivision B - Directions to give information to assist crisis management
SECTION 841A RESERVE BANK ' S DIRECTIONS POWER - INFORMATION TO ASSIST CRISIS MANAGEMENT
SECTION 841B MATTERS RELATING TO RESERVE BANK DIRECTIONS - INFORMATION TO ASSIST CRISIS MANAGEMENT
Division 6 - Moratorium on action during statutory management or compulsory transfer
Subdivision A - Circumstances to which moratorium is relevant
SECTION 842A CIRCUMSTANCES TO WHICH MORATORIUM IS RELEVANT
Subdivision B - Stay on enforcement rights triggered by statutory management or compulsory transfer
SECTION 843A STAY ON ENFORCING RIGHTS MERELY BECAUSE THE BODY CORPORATE IS UNDER STATUTORY MANAGEMENT OR SUBJECT TO A TRANSFER DETERMINATION
SECTION 843B EXCEPTIONS
SECTION 843C STAY ON BODY CORPORATE ' S RIGHT TO NEW ADVANCE OF MONEY OR CREDIT
SECTION 843D SELF-EXECUTING PROVISIONS
SECTION 843E WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS
SECTION 843F CIRCUMSTANCES WHERE A TRANSACTION BY STATUTORY MANAGER NOT VOIDABLE UNDER SECTION 588FE
Subdivision C - Protection of body corporate ' s property
SECTION 844A WINDING UP BODY CORPORATE
SECTION 844B RESTRICTIONS ON EXERCISE OF THIRD PARTY PROPERTY RIGHTS
SECTION 844C STAY OF PROCEEDINGS
SECTION 844D RESERVE BANK AND STATUTORY MANAGER NOT LIABLE IN DAMAGES FOR REFUSING CONSENT
SECTION 844E SUSPENSION OF ENFORCEMENT PROCESS
SECTION 844F DUTIES OF COURT OFFICER IN RELATION TO PROPERTY OF A BODY CORPORATE
Subdivision D - General power to make orders
SECTION 845A GENERAL POWER TO MAKE ORDERS
Division 7 - Funding for crisis resolution
SECTION 846A AUTHORISING ARRANGEMENTS FOR THE PURPOSES OF CRISIS RESOLUTION
SECTION 846B APPROPRIATION OF CONSOLIDATED REVENUE FUND
Division 8 - Cross-border crisis resolution
SECTION 847A RESERVE BANK MAY RECOGNISE CRISIS RESOLUTION OF FOREIGN OPERATOR OF A CLEARING AND SETTLEMENT FACILITY
Division 9 - Other matters
Subdivision A - Secrecy determinations
SECTION 848A DETERMINATIONS THAT INFORMATION IS COVERED BY SECRECY PROVISION
SECTION 848B VARIATION OR REVOCATION OF DETERMINATIONS
SECTION 848C PROHIBITION ON DISCLOSING INFORMATION COVERED BY SECRECY PROVISION
SECTION 848D DISCLOSURE OF PUBLICLY AVAILABLE INFORMATION
SECTION 848E DISCLOSURE ALLOWED BY THE RESERVE BANK
SECTION 848F DISCLOSURE FOR THE PURPOSE OF SEEKING REVIEW OR LEGAL ADVICE
SECTION 848G DISCLOSURE UNDER THE RESERVE BANK ACT
SECTION 848H DISCLOSURE UNDER THE ASIC ACT
SECTION 848J DISCLOSURE IN CIRCUMSTANCES DETERMINED BY THE MINISTER
SECTION 848K DISCLOSURE FOR SAME PURPOSE
SECTION 848L EXCEPTIONS OPERATE INDEPENDENTLY
Subdivision B - Other powers of Reserve Bank
SECTION 849AA RESERVE BANK MAY APPLY FOR BODY CORPORATE TO BE WOUND UP
SECTION 849AB RESERVE BANK MAY REQUEST ASIC TO MAKE RULES OR GIVE DIRECTIONS
Subdivision C - Temporary suspension of termination rights
SECTION 849BA APPLICATION OF THIS SUBDIVISION
SECTION 849BB STAY ON EXERCISING TERMINATION RIGHTS
SECTION 849BC SELF-EXECUTING PROVISIONS
SECTION 849BD WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS
SECTION 849BE CIRCUMSTANCES WHERE A TRANSACTION BY STATUTORY MANAGER NOT VOIDABLE UNDER SECTION 588FE
SECTION 849BF GENERAL POWER TO MAKE ORDERS
Subdivision D - Other matters
SECTION 849CA RESERVE BANK MAY OBJECT TO EXERCISE OF CERTAIN POWERS BY ASIC DURING CRISIS RESOLUTION
SECTION 849CB EXPERT REPORT FOR ACQUISITION OR DISPOSAL OF ASSETS
SECTION 849CC EXERCISE OF RESERVE BANK POWERS UNDER THIS PART NOT GROUNDS FOR DENIAL OF OBLIGATIONS
SECTION 849CD PROTECTION FROM LIABILITY FOR ACTS OR OMISSIONS IN GOOD FAITH
SECTION 849CE COMPENSATION FOR ACQUISITION OF PROPERTY
PART 7.4 - LIMITS ON INVOLVEMENT WITH LICENSEES
Division 1 - Limit on control of certain licensees
Subdivision A - 20% voting power limit
SECTION 850A SCOPE OF DIVISION
SECTION 850B MEANING OF UNACCEPTABLE CONTROL SITUATION
SECTION 850C ACQUISITIONS OF SHARES
SECTION 850D ORDERS TO REMEDY UNACCEPTABLE CONTROL SITUATION
SECTION 850E INJUNCTIONS
Subdivision B - Approval to exceed 20% voting power limit
SECTION 851A APPLICATION FOR APPROVAL TO EXCEED 20% VOTING POWER LIMIT
SECTION 851B APPROVAL OF APPLICATION
SECTION 851C DURATION OF APPROVAL
SECTION 851D CONDITIONS OF APPROVAL
SECTION 851E VARYING PERCENTAGE APPROVED
SECTION 851F REVOKING AN APPROVAL
SECTION 851G FURTHER INFORMATION ABOUT APPLICATIONS
SECTION 851H TIME LIMIT FOR MINISTER'S DECISION
SECTION 851I PRESERVATION OF VOTING POWER
Subdivision C - Other matters
SECTION 852A ACQUISITION OF PROPERTY
SECTION 852B ANTI-AVOIDANCE
Division 1A - Limit on control of certain Australian licensees that are not widely held market bodies
Subdivision A - Scope and interpretation
SECTION 852DA SCOPE OF DIVISION
SECTION 852DB MEANING OF UNACCEPTABLE CONTROL SITUATION
SECTION 852DC MEANING OF PASSES THE LEGITIMATE CONTROL TEST
Subdivision B - 20% voting power limit
SECTION 852DD ACQUISITION OF SHARES
SECTION 852DE REMEDIAL ORDERS
SECTION 852DF INJUNCTIONS
Subdivision C - Approvals to exceed 20% voting power limit
SECTION 852DG APPLICATION FOR APPROVAL TO EXCEED 20% VOTING POWER LIMIT
SECTION 852DH DECISION ON THE APPLICATION
SECTION 852DJ DURATION OF APPROVAL
SECTION 852DK EXTENSION OF APPROVAL
SECTION 852DL CONDITIONS OF APPROVAL
SECTION 852DM VARYING AN APPROVAL
SECTION 852DN REVOKING AN APPROVAL
SECTION 852DP FURTHER INFORMATION ABOUT APPLICATIONS
SECTION 852DQ APPLICANT MUST UPDATE ASIC WITH CORRECT INFORMATION
SECTION 852DR TIME LIMIT FOR ASIC ' S DECISION
Subdivision D - Other matters
SECTION 852DS ACQUISITION OF PROPERTY
SECTION 852DT ANTI-AVOIDANCE
Division 2 - Individuals who are not fit and proper are disqualified
SECTION 853A MEANING OF DISQUALIFIED INDIVIDUAL
SECTION 853B MEANING OF INVOLVED - IN SOME LICENSEES OR APPLICANTS FOR A LICENCE
SECTION 853C DECLARATION BY ASIC
SECTION 853D PROCEDURE FOR DECLARATION
SECTION 853E REVOKING A DECLARATION
SECTION 853F OBLIGATIONS ON DISQUALIFIED INDIVIDUALS
SECTION 853G NOTIFICATION BY ASIC
Division 3 - Miscellaneous
SECTION 854A RECORD-KEEPING AND GIVING OF INFORMATION
SECTION 854B EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
PART 7.5 - COMPENSATION REGIMES FOR FINANCIAL MARKETS
Division 1 - Preliminary
SECTION 880A PART DOES NOT APPLY TO MARKETS LICENSED UNDER SPECIAL PROVISIONS ABOUT OVERSEAS MARKETS
SECTION 880B MEANING OF SOME TERMS RELATING TO COMPENSATION REGIMES FOR FINANCIAL MARKETS
Division 2 - When there must be a compensation regime
SECTION 881A LICENSED MARKETS THROUGH WHICH PARTICIPANTS PROVIDE SERVICES FOR RETAIL CLIENTS MUST GENERALLY HAVE A COMPENSATION REGIME
SECTION 881B ADDITIONAL REQUIREMENTS FOR THE LICENCE APPLICATION
SECTION 881C WHAT HAPPENS IF AN APPLICATION CONTAINS INFORMATION IN ACCORDANCE WITH PARAGRAPH 881B(2)(c)
SECTION 881D WHAT HAPPENS IF AN APPLICATION CONTAINS A STATEMENT IN ACCORDANCE WITH PARAGRAPH 881B(2)(d)
Division 3 - Approved compensation arrangements
Subdivision A - Approval of compensation arrangements
SECTION 882A HOW TO GET COMPENSATION ARRANGEMENTS APPROVED WITH GRANT OF LICENCE
SECTION 882B HOW TO GET COMPENSATION ARRANGEMENTS APPROVED AFTER LICENCE IS GRANTED
SECTION 882C REVOCATION OF APPROVAL
SECTION 882D ASIC ' S POWER TO GIVE DIRECTIONS
Subdivision B - Effect of compensation rules forming part of Division 3 arrangements
SECTION 883A LEGAL EFFECT OF COMPENSATION RULES
SECTION 883B ENFORCEMENT OF COMPENSATION RULES
SECTION 883C OTHER SOURCES OF FUNDS FOR COMPENSATION
SECTION 883D PAYMENT OF LEVIES
Subdivision C - Changing Division 3 arrangements
SECTION 884A DIVISION 3 ARRANGEMENTS MUST GENERALLY ONLY BE CHANGED IN ACCORDANCE WITH THIS SUBDIVISION
SECTION 884B CHANGING DIVISION 3 ARRANGEMENTS - MATTERS REQUIRED TO BE DEALT WITH IN THE COMPENSATION RULES
SECTION 884C CHANGING DIVISION 3 ARRANGEMENTS - MATTERS NOT REQUIRED TO BE DEALT WITH IN THE COMPENSATION RULES
Subdivision D - Are compensation arrangements adequate?
SECTION 885A PURPOSE OF THIS SUBDIVISION
SECTION 885B REQUIREMENTS TO BE COMPLIED WITH FOR ARRANGEMENTS TO BE ADEQUATE
SECTION 885C THE LOSSES TO BE COVERED
SECTION 885D CERTAIN LOSSES THAT ARE NOT DIVISION 3 LOSSES
SECTION 885E THE AMOUNT OF COMPENSATION
SECTION 885F METHOD OF PAYMENT OF COMPENSATION
SECTION 885G MAKING AND DETERMINATION OF CLAIMS
SECTION 885H THE SOURCE OF FUNDS - GENERAL
SECTION 885I ADMINISTRATION AND MONITORING
SECTION 885J THE LOSSES TO BE COVERED - OTHER MATTERS TO BE TAKEN INTO ACCOUNT
Subdivision E - Other provisions about Division 3 arrangements
SECTION 886A ONLY ONE CLAIM IN RESPECT OF THE SAME LOSS
SECTION 886B REGULATIONS RELATING TO FIDELITY FUNDS
Division 4 - NGF Compensation regime
Subdivision A - Application of Division
SECTION 887A MARKETS TO WHICH THIS DIVISION APPLIES
Subdivision B - Claims for and payment of compensation
SECTION 888A THE SITUATIONS IN WHICH COMPENSATION MAY BE CLAIMED
SECTION 888B KINDS OF COMPENSATION AVAILABLE
SECTION 888C AMOUNT OF COMPENSATION PAYABLE
SECTION 888D PAYMENT OF COMPENSATION
SECTION 888E MAKING AND DETERMINATION OF CLAIMS
SECTION 888F THE SEGC HAS POWER TO DETERMINE CLAIMS
SECTION 888G ALLOWING A CLAIM DOES NOT CONSTITUTE AN ADMISSION OF ANY OTHER LIABILITY
SECTION 888H CLAIMANT MAY APPLY TO COURT IF CLAIM DISALLOWED
SECTION 888I NON-NGF PROPERTY OF THE SEGC NOT AVAILABLE TO MEET CLAIMS
SECTION 888J THE SEGC MAY ENTER INTO CONTRACTS OF INSURANCE OR INDEMNITY
SECTION 888K NGF MAY BE USED TO ACQUIRE FINANCIAL PRODUCTS TO BE TRANSFERRED AS COMPENSATION
Subdivision C - The NGF
SECTION 889A CONTINUATION OF THE NATIONAL GUARANTEE FUND
SECTION 889B COMPENSATION TO BE PROVIDED OUT OF THE NGF
SECTION 889C THE SEGC TO KEEP THE NGF
SECTION 889D WHAT THE NGF CONSISTS OF
SECTION 889E POWER TO BORROW ETC. FOR PURPOSES OF THE NGF
SECTION 889F MONEY BORROWED AND PAID TO THE SEGC
SECTION 889G MONEY BORROWED AND NOT PAID TO THE SEGC
SECTION 889H PAYMENTS OUT OF THE NGF
SECTION 889I MINIMUM AMOUNT OF THE NGF
SECTION 889J LEVY BY THE SEGC
SECTION 889K LEVY BY MARKET OPERATOR
Subdivision D - The SEGC
SECTION 890A MINISTER TO NOMINATE THE SEGC
SECTION 890B THE SEGC'S FUNCTIONS AND POWERS
SECTION 890C DELEGATION
SECTION 890D OPERATING RULES OF THE SEGC
SECTION 890E LEGAL EFFECT OF THE SEGC'S OPERATING RULES
SECTION 890F ENFORCEMENT OF THE SEGC'S OPERATING RULES
SECTION 890G CHANGING THE SEGC'S OPERATING RULES
SECTION 890H DISALLOWANCE OF CHANGES TO THE SEGC ' S OPERATING RULES
Subdivision E - Other provisions relating to compensation under this Division
SECTION 891A PAYMENT OUT OF THE NGF TO PRESCRIBED BODY WITH ARRANGEMENTS COVERING CLEARING AND SETTLEMENT FACILITY SUPPORT
SECTION 891B MARKETS OPERATED BY BODIES CORPORATE THAT BECOME MEMBERS OF THE SEGC - REGULATIONS MAY DEAL WITH TRANSITIONAL PROVISIONS AND OTHER MATTERS
SECTION 891C REGULATIONS MAY MAKE DIFFERENT PROVISION IN RESPECT OF DIFFERENT MARKETS ETC.
Division 5 - Provisions common to both kinds of compensation arrangements
SECTION 892A MEANING OF PART 7.5 AUTHORITY AND PART 7.5 REGULATED FUND
SECTION 892B HOW PART 7.5 REGULATED FUNDS ARE TO BE KEPT
SECTION 892C MONEY IN A PART 7.5 REGULATED FUND MAY BE INVESTED
SECTION 892D POWERS OF PART 7.5 AUTHORITY TO REQUIRE PRODUCTION OR DELIVERY OF DOCUMENTS OR STATEMENTS
SECTION 892E POWER TO REQUIRE ASSISTANCE FOR PURPOSE OF DEALING WITH A CLAIM
SECTION 892F PART 7.5 AUTHORITY ' S RIGHT OF SUBROGATION IF COMPENSATION IS PAID
SECTION 892G EXCESS MONEY IN PART 7.5 REGULATED FUNDS
SECTION 892H ACCOUNTING AND REPORTING
SECTION 892I DIVISION 3 ARRANGEMENTS - REPORTING IN SITUATIONS WHERE COMPENSATION DOES NOT COME OUT OF A PART 7.5 REGULATED FUND
SECTION 892J REGULATIONS MAY PROVIDE FOR QUALIFIED PRIVILEGE IN RESPECT OF CERTAIN MATTERS
SECTION 892K RISK ASSESSMENT REPORT
Division 6 - Miscellaneous
SECTION 893A EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
SECTION 893B EXEMPTIONS BY ASIC
PART 7.5A - REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES
Division 1 - Application of Part
SECTION 900A DERIVATIVES AND TRANSACTIONS ETC. TO WHICH THIS PART APPLIES
Division 2 - Regulation of derivative transactions: derivative transaction rules
Subdivision A - Power to make derivative transaction rules
SECTION 901A ASIC MAY MAKE DERIVATIVE TRANSACTION RULES
SECTION 901B DERIVATIVES IN RELATION TO WHICH RULES MAY IMPOSE REQUIREMENTS
SECTION 901C REGULATIONS MAY LIMIT THE TRANSACTIONS IN RELATION TO WHICH RULES MAY IMPOSE REQUIREMENTS
SECTION 901D REGULATIONS MAY LIMIT THE PERSONS ON WHOM REQUIREMENTS MAY BE IMPOSED
Subdivision B - Compliance with derivative transaction rules
SECTION 901E OBLIGATION TO COMPLY WITH DERIVATIVE TRANSACTION RULES
SECTION 901F ALTERNATIVES TO CIVIL PROCEEDINGS
SECTION 901G FAILURE TO COMPLY WITH DERIVATIVE TRANSACTION RULES DOES NOT INVALIDATE TRANSACTION ETC.
Subdivision C - The process of making derivative transaction rules
SECTION 901H MATTERS TO WHICH ASIC MUST HAVE REGARD WHEN MAKING RULES
SECTION 901J ASIC TO CONSULT BEFORE MAKING RULES
SECTION 901K MINISTERIAL CONSENT TO RULES REQUIRED
SECTION 901L EMERGENCY RULES: CONSULTATION AND CONSENT NOT REQUIRED
SECTION 901M AMENDMENT AND REVOCATION OF DERIVATIVE TRANSACTION RULES
Division 3 - Regulation of licensed derivative trade repositories: supervision by ASIC
SECTION 902A ASIC TO SUPERVISE LICENSED DERIVATIVE TRADE REPOSITORIES
Division 4 - Regulation of licensed derivative trade repositories: derivative trade repository rules
Subdivision A - Power to make derivative trade repository rules
SECTION 903A ASIC MAY MAKE DERIVATIVE TRADE REPOSITORY RULES
SECTION 903B RULES MAY ONLY IMPOSE REQUIREMENTS ON OPERATORS AND OFFICERS OF LICENSED DERIVATIVE TRADE REPOSITORIES
SECTION 903C REGULATIONS MAY LIMIT HOW RULES MAY DEAL WITH MATTERS RELATED TO DERIVATIVE TRADE DATA
Subdivision B - Compliance with derivative trade repository rules
SECTION 903D OBLIGATION TO COMPLY WITH DERIVATIVE TRADE REPOSITORY RULES
SECTION 903E ALTERNATIVES TO CIVIL PROCEEDINGS
Subdivision C - The process of making derivative trade repository rules
SECTION 903F MATTERS TO WHICH ASIC HAS REGARD WHEN MAKING RULES
SECTION 903G ASIC TO CONSULT BEFORE MAKING RULES
SECTION 903H MINISTERIAL CONSENT TO RULES REQUIRED
SECTION 903J EMERGENCY RULES: CONSULTATION AND CONSENT NOT REQUIRED
SECTION 903K AMENDMENT AND REVOCATION OF DERIVATIVE TRADE REPOSITORY RULES
Division 5 - Regulation of licensed derivative trade repositories: other obligations and powers
Subdivision A - Obligations
SECTION 904A GENERAL OBLIGATIONS
SECTION 904B OBLIGATIONS RELATING TO DERIVATIVE TRADE DATA
SECTION 904C OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS
SECTION 904D OBLIGATION TO ASSIST ASIC, APRA AND THE RESERVE BANK
SECTION 904E OBLIGATION TO GIVE ASIC ACCESS TO DERIVATIVE TRADE REPOSITORY FACILITIES
Subdivision B - Powers of Minister and ASIC to give directions etc.
SECTION 904F MINISTER ' S POWER TO GIVE DIRECTIONS TO LICENSEE NOT COMPLYING WITH OBLIGATIONS
SECTION 904G ASIC ' S DIRECTIONS POWER - LICENSEES NOT COMPLYING WITH THEIR OBLIGATIONS
SECTION 904GA MATTERS RELATING TO ASIC DIRECTIONS - LICENSEES NOT COMPLYING WITH THEIR OBLIGATIONS
SECTION 904H ASIC ' S POWER TO GIVE DIRECTIONS REQUIRING SPECIAL REPORTS
SECTION 904J ASIC MAY ASSESS LICENSEE ' S COMPLIANCE
SECTION 904K DIRECTIONS RELATING TO DERIVATIVE TRADE DATA IF REPOSITORY CEASES TO BE LICENSED
Subdivision C - Power of ASIC to require expert report
SECTION 904L ASIC ' S POWER TO REQUIRE EXPERT REPORT
Division 6 - Regulation of licensed derivative trade repositories: licensing
Subdivision A - Requirement for some trade repositories to be licensed
SECTION 905A REGULATIONS MAY IDENTIFY DERIVATIVE TRADE REPOSITORIES AS BEING REQUIRED TO BE LICENSED
Subdivision B - Granting of licences
SECTION 905B HOW TO APPLY FOR A LICENCE
SECTION 905C WHEN A LICENCE MAY BE GRANTED
SECTION 905D PUBLICATION OF NOTICE OF LICENCE GRANT
SECTION 905E MORE THAN ONE DERIVATIVE TRADE REPOSITORY COVERED BY THE SAME LICENCE
Subdivision C - The conditions on a licence
SECTION 905F THE CONDITIONS ON THE LICENCE
Subdivision D - When a licence can be varied, suspended or cancelled
SECTION 905G VARYING LICENCES
SECTION 905H IMMEDIATE SUSPENSION OR CANCELLATION
SECTION 905J SUSPENSION OR CANCELLATION FOLLOWING HEARING AND REPORT
SECTION 905K EFFECT OF SUSPENSION
SECTION 905L VARIATION OR REVOCATION OF SUSPENSION
SECTION 905M PUBLICATION OF NOTICE OF LICENCE SUSPENSION OR CANCELLATION
SECTION 905N SUSPENSION AND CANCELLATION ONLY IN ACCORDANCE WITH THIS SUBDIVISION
Subdivision E - Other matters
SECTION 905P MATTERS TO BE TAKEN INTO ACCOUNT BY ASIC
Division 7 - Regulation of prescribed derivative trade repositories
SECTION 906A REGULATIONS MAY IMPOSE OBLIGATIONS AND CONFER POWERS
Division 8 - Other matters
SECTION 907A OTHER PROHIBITIONS ON HOLDING OUT
SECTION 907B MAKING PROVISION BY REFERENCE TO INSTRUMENTS AS IN FORCE FROM TIME TO TIME
SECTION 907C COMPLIANCE WITH REQUIREMENTS TO PROVIDE DERIVATIVE TRADE DATA OR OTHER INFORMATION: PROTECTION FROM LIABILITY
SECTION 907D EXEMPTIONS BY ASIC
SECTION 907E EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
PART 7.5B - REGULATION OF FINANCIAL BENCHMARKS
Division 1 - Preliminary
SECTION 908AA SIMPLIFIED OUTLINE OF THIS PART
SECTION 908AB MEANING OF FINANCIAL BENCHMARK
SECTION 908AC MEANING OF SIGNIFICANT FINANCIAL BENCHMARK
SECTION 908AD EMERGENCY DECLARATIONS: CONSULTATION AND CONSENT NOT REQUIRED
SECTION 908AE NOTIFYING ADMINISTRATOR ABOUT DECLARATIONS
SECTION 908AF ASIC TO SUPERVISE FINANCIAL BENCHMARKS THAT ARE SPECIFIED IN BENCHMARK ADMINISTRATOR LICENCES
SECTION 908AG EXTRATERRITORIAL APPLICATION
Division 2 - Licensing of financial benchmarks
Subdivision A - Requirement to be licensed
SECTION 908BA ADMINISTRATORS OF SIGNIFICANT FINANCIAL BENCHMARKS MUST BE LICENSED
SECTION 908BB OTHER PROHIBITIONS ON HOLDING OUT
Subdivision B - Granting licences
SECTION 908BC WHEN A LICENCE MAY BE GRANTED
SECTION 908BD APPLYING FOR A LICENCE
SECTION 908BE MORE THAN ONE FINANCIAL BENCHMARK MAY BE SPECIFIED IN THE SAME LICENCE
SECTION 908BF PUBLISHING DETAILS OF LICENCES
Subdivision C - Conditions on licences
SECTION 908BG CONDITIONS, INCLUDING VARYING AND REVOKING CONDITIONS
Subdivision D - When a licence can be varied, suspended or cancelled
SECTION 908BH VARYING LICENCES
SECTION 908BI IMMEDIATE SUSPENSION OR CANCELLATION
SECTION 908BJ SUSPENSION OR CANCELLATION FOLLOWING HEARING AND REPORT
SECTION 908BK EFFECT OF SUSPENSION
SECTION 908BL VARYING OR REVOKING A SUSPENSION
SECTION 908BM PUBLISHING DETAILS OF SUSPENSIONS OR CANCELLATIONS OF LICENCES
SECTION 908BN VARIATIONS, SUSPENSIONS OR CANCELLATIONS ONLY IN ACCORDANCE WITH THIS SUBDIVISION
Subdivision E - Matters to which ASIC must have regard
SECTION 908BO MATTERS TO WHICH ASIC MUST HAVE REGARD
Subdivision F - Other obligations of licensees
SECTION 908BP GENERAL OBLIGATIONS
SECTION 908BQ OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS
SECTION 908BR OBLIGATION TO ASSIST ASIC, APRA AND THE RESERVE BANK
SECTION 908BS OBLIGATION TO GIVE ASIC ACCESS TO LICENSEE ' S FACILITIES
Subdivision G - Directions to licensees
SECTION 908BT ASIC ' S POWER TO GIVE DIRECTIONS TO LICENSEE NOT COMPLYING WITH OBLIGATIONS
SECTION 908BU MINISTER MAY DISALLOW ALL OR PART OF AN ASIC DIRECTION ETC.
SECTION 908BV ASIC ' S POWER TO GIVE DIRECTIONS REQUIRING REPORTS
Subdivision H - Other matters
SECTION 908BW ASIC MAY ASSESS LICENSEE ' S COMPLIANCE
SECTION 908BWA ASIC ' S POWER TO REQUIRE EXPERT REPORT
SECTION 908BX BASIS OF LICENCES
Division 3 - Financial benchmark rules and compelled financial benchmark rules
Subdivision A - Power to make financial benchmark rules
SECTION 908CA ASIC MAY MAKE FINANCIAL BENCHMARK RULES
SECTION 908CB MAIN PERMITTED MATTERS THAT MAY BE DEALT WITH IN THE RULES
SECTION 908CC OTHER PERMITTED MATTERS THAT MAY BE DEALT WITH IN THE RULES
Subdivision B - Power to make compelled financial benchmark rules
SECTION 908CD ASIC MAY MAKE COMPELLED FINANCIAL BENCHMARK RULES
SECTION 908CE PERMITTED POWERS AND MATTERS THAT MAY BE DEALT WITH IN THE RULES
Subdivision C - Compliance with each set of rules etc.
SECTION 908CF OBLIGATION TO COMPLY WITH EACH SET OF RULES
SECTION 908CG ALTERNATIVES TO CIVIL PROCEEDINGS
SECTION 908CH INFRINGEMENT NOTICES
SECTION 908CI ENFORCEABLE UNDERTAKINGS
SECTION 908CJ PROTECTION FROM LIABILITY FOR COMPLIANCE IN GOOD FAITH
Subdivision D - Matters relating to the making of each set of rules
SECTION 908CK MATTERS TO WHICH ASIC HAS REGARD WHEN MAKING RULES
SECTION 908CL ASIC TO CONSULT BEFORE MAKING RULES
SECTION 908CM MINISTERIAL CONSENT TO RULES REQUIRED
SECTION 908CN EMERGENCY RULES: CONSULTATION AND CONSENT NOT REQUIRED
SECTION 908CO REQUIREMENTS
SECTION 908CP REGULATIONS MAY LIMIT HOW RULES MAY DEAL WITH CERTAIN MATTERS
SECTION 908CQ VARYING OR REVOKING THE RULES
Division 4 - Offences and civil penalties relating to manipulation of financial benchmarks
SECTION 908DA MANIPULATION OF FINANCIAL BENCHMARKS
SECTION 908DB FALSE OR MISLEADING STATEMENTS OR INFORMATION THAT COULD AFFECT FINANCIAL BENCHMARKS
SECTION 908DC PENALTIES FOR OFFENCES AGAINST THIS DIVISION
SECTION 908DD GEOGRAPHICAL SCOPE OF OFFENCES AND CIVIL PENALTY PROVISIONS
Division 5 - Other provisions
SECTION 908EA MAKING PROVISION BY REFERRING TO INSTRUMENTS AS IN FORCE FROM TIME TO TIME
SECTION 908EB EXEMPTIONS BY THE REGULATIONS OR BY ASIC
PART 7.6 - LICENSING OF PROVIDERS OF FINANCIAL SERVICES
Division 1 - Preliminary
SECTION 910A MEANING OF SOME TERMS RELATING TO LICENSING OF PROVIDERS OF FINANCIAL SERVICES
SECTION 910B MEANING OF CONTROL
SECTION 910C MEANING OF LINKED TO A REFUSAL OR FAILURE TO GIVE EFFECT TO A DETERMINATION MADE BY AFCA
SECTION 910D INSURANCE FULFILMENT PROVIDERS TAKEN TO BE ACTING ON BEHALF OF FINANCIAL SERVICES LICENSEES
Division 2 - Requirement to be licensed or authorised
SECTION 911A NEED FOR AN AUSTRALIAN FINANCIAL SERVICES LICENCE
SECTION 911B PROVIDING FINANCIAL SERVICES ON BEHALF OF A PERSON WHO CARRIES ON A FINANCIAL SERVICES BUSINESS
SECTION 911C PROHIBITION ON HOLDING OUT
SECTION 911D WHEN A FINANCIAL SERVICES BUSINESS IS TAKEN TO BE CARRIED ON IN THIS JURISDICTION
Division 3 - Obligations of financial services licensees
Subdivision A - General obligations
SECTION 912A GENERAL OBLIGATIONS
SECTION 912B ARRANGEMENTS FOR COMPENSATION IF FINANCIAL SERVICES PROVIDED TO PERSONS AS RETAIL CLIENTS
Subdivision B - Providing information and assistance to ASIC
SECTION 912C DIRECTION TO PROVIDE A STATEMENT
SECTION 912CA REGULATIONS MAY REQUIRE INFORMATION TO BE PROVIDED
SECTION 912D MEANING OF REPORTABLE SITUATION
SECTION 912DAA OBLIGATION TO LODGE A REPORT - REPORTABLE SITUATIONS IN RELATION TO THE FINANCIAL SERVICES LICENSEE
SECTION 912DAB OBLIGATION TO LODGE A REPORT - REPORTABLE SITUATIONS IN RELATION TO OTHER FINANCIAL SERVICES LICENSEES
SECTION 912DAC OBLIGATION TO GIVE NOTICE - PARTICIPANTS IN LICENSED MARKET OR LICENSED CS FACILITY
SECTION 912DAD ASIC MUST PUBLISH DETAILS OF CERTAIN REPORTS
SECTION 912DA OBLIGATION TO NOTIFY ASIC OF CHANGE IN CONTROL
SECTION 912DB OBLIGATION TO NOTIFY ASIC IF LICENSEE DOES NOT PROVIDE FINANCIAL SERVICE
SECTION 912E SURVEILLANCE CHECKS BY ASIC
Subdivision C - Notifying and remediating clients affected by reportable situations
SECTION 912EA REPORTING TO CLIENTS AFFECTED BY A REPORTABLE SITUATION
SECTION 912EB OBLIGATION TO INVESTIGATE REPORTABLE SITUATIONS THAT MAY AFFECT CLIENTS
SECTION 912EC OBLIGATION TO KEEP RECORDS OF COMPLIANCE
Subdivision D - Miscellaneous
SECTION 912F OBLIGATION TO CITE LICENCE NUMBER IN DOCUMENTS
Division 4 - Australian financial services licences
Subdivision A - How to get a licence
SECTION 913A APPLYING FOR A LICENCE
SECTION 913B WHEN A LICENCE MAY BE GRANTED
SECTION 913BA FIT AND PROPER PERSON TEST
SECTION 913BB FIT AND PROPER PERSON TEST - MATTERS TO WHICH ASIC MUST HAVE REGARD
SECTION 913C LICENCE NUMBERS
Subdivision B - The conditions on the licence
SECTION 914A THE CONDITIONS ON THE LICENCE
SECTION 914B ASIC MAY REQUEST INFORMATION ETC. IN RELATION TO AN APPLICATION FOR CONDITIONS TO BE VARIED
Subdivision C - When a licence can be varied, suspended or cancelled
SECTION 915A VARYING LICENCES
SECTION 915B IMMEDIATE SUSPENSION OR CANCELLATION
SECTION 915C SUSPENSION OR CANCELLATION AFTER OFFERING A HEARING
SECTION 915D EFFECT OF SUSPENSION
SECTION 915E REVOCATION OF SUSPENSION
SECTION 915F DATE OF EFFECT AND PUBLICATION OF CANCELLATION OR SUSPENSION
SECTION 915G STATEMENT OF REASONS
SECTION 915H ASIC MAY ALLOW LICENCE TO CONTINUE IN EFFECT
SECTION 915I SPECIAL PROCEDURES FOR APRA-REGULATED BODIES
SECTION 915J VARIATION, SUSPENSION AND CANCELLATION ONLY UNDER THIS SUBDIVISION
Division 5 - Authorised representatives
SECTION 916A HOW REPRESENTATIVES ARE AUTHORISED
SECTION 916B SUB-AUTHORISATIONS
SECTION 916C AUTHORISED REPRESENTATIVE OF 2 OR MORE LICENSEES
SECTION 916D LICENSEES CANNOT AUTHORISE OTHER LICENSEES
SECTION 916E LICENSEES ACTING UNDER A BINDER
SECTION 916F OBLIGATION TO NOTIFY ASIC ETC. ABOUT AUTHORISED REPRESENTATIVES
SECTION 916G ASIC MAY GIVE LICENSEE INFORMATION ABOUT REPRESENTATIVES
Division 6 - Liability of financial services licensees for representatives
SECTION 917A APPLICATION OF DIVISION
SECTION 917B RESPONSIBILITY IF REPRESENTATIVE OF ONLY ONE LICENSEE
SECTION 917C REPRESENTATIVES OF MULTIPLE LICENSEES
SECTION 917D EXCEPTION IF LACK OF AUTHORITY IS DISCLOSED TO CLIENT
SECTION 917E RESPONSIBILITY EXTENDS TO LOSS OR DAMAGE SUFFERED BY CLIENT
SECTION 917F EFFECT OF DIVISION
Division 8 - Banning or disqualification of persons from providing financial services
Subdivision A - Banning orders
SECTION 920A ASIC ' S POWER TO MAKE A BANNING ORDER
SECTION 920B WHAT A BANNING ORDER PROHIBITS
SECTION 920C EFFECT OF BANNING ORDERS
SECTION 920D VARIATION OR CANCELLATION OF BANNING ORDERS
SECTION 920E DATE OF EFFECT AND PUBLICATION OF BANNING ORDER, VARIATION OR CANCELLATION
SECTION 920F STATEMENT OF REASONS
Subdivision B - Disqualification by the Court
SECTION 921A DISQUALIFICATION BY THE COURT
Division 8A - Professional standards for relevant providers etc.
Subdivision A - Education and training standards
SECTION 921B MEANING OF EDUCATION AND TRAINING STANDARDS
SECTION 921BA RELEVANT PROVIDERS TO MEET EDUCATION AND TRAINING STANDARDS
SECTION 921BB ADDITIONAL REQUIREMENTS FOR RELEVANT PROVIDERS WHO PROVIDE TAX (FINANCIAL) ADVICE SERVICES
SECTION 921BC EXEMPTIONS FOR CERTAIN RELEVANT PROVIDERS
Subdivision AA - Limitations on authorisation to provide personal advice
SECTION 921C LIMITATION ON AUTHORISATION TO PROVIDE PERSONAL ADVICE UNLESS CONDITIONS MET
SECTION 921D RELEVANT PROVIDERS TO MEET CONTINUING PROFESSIONAL DEVELOPMENT STANDARD
Subdivision B - Ethical standards
SECTION 921E CODE OF ETHICS
Subdivision C - Provisional relevant providers
SECTION 921F REQUIREMENTS RELATING TO PROVISIONAL RELEVANT PROVIDERS
Subdivision D - Other matters
SECTION 921G APPROVAL OF FOREIGN QUALIFICATIONS
SECTION 921GA APPROVAL OF DOMESTIC QUALIFICATIONS
SECTION 921H MODIFICATIONS OF PART IN RELATION TO CONTINUING PROFESSIONAL DEVELOPMENT
Division 8B - Action against relevant providers
Subdivision A - Action by Financial Services and Credit Panels
SECTION 921J WHEN A COMPLIANCE SCHEME COVERS A RELEVANT PROVIDER
SECTION 921K POWER OF FINANCIAL SERVICES AND CREDIT PANELS TO TAKE ACTION AGAINST RELEVANT PROVIDERS
SECTION 921L INSTRUMENTS THAT FINANCIAL SERVICES AND CREDIT PANELS MAY MAKE IN RELATION TO RELEVANT PROVIDERS
SECTION 921M COPY OF INSTRUMENT TO BE GIVEN TO AFFECTED PERSON ETC.
SECTION 921N VARIATION OR REVOCATION OF INSTRUMENTS MADE IN RELATION TO RELEVANT PROVIDERS
Subdivision B - Proposed action notices etc.
SECTION 921P PROPOSED ACTION NOTICE
SECTION 921Q RECOMMENDATIONS TO ASIC IN RELATION TO RESTRICTED CIVIL PENALTY PROVISIONS
SECTION 921R NOTICES TO TAX PRACTITIONERS BOARD ABOUT QUALIFIED TAX RELEVANT PROVIDERS WHO ARE REGISTERED TAX AGENTS
Subdivision C - Warnings and reprimands
SECTION 921S WARNINGS AND REPRIMANDS BY ASIC
SECTION 921T WARNINGS AND REPRIMANDS BY FINANCIAL SERVICES AND CREDIT PANELS
Subdivision D - Fit and proper person test
SECTION 921U FIT AND PROPER PERSON TEST FOR RELEVANT PROVIDERS
Subdivision E - Review of decisions made under this Division etc.
SECTION 921V REVIEW OF DECISIONS ETC.
Subdivision F - Electronic communication
SECTION 921W ELECTRONIC COMMUNICATION OF DOCUMENTS GIVEN BY FINANCIAL SERVICES AND CREDIT PANELS ETC.
SECTION 921X ELECTRONIC COMMUNICATION OF DOCUMENTS GIVEN TO FINANCIAL SERVICES AND CREDIT PANELS ETC.
Division 8C - Registration of relevant providers
Subdivision A - Requirement for relevant providers to be registered
SECTION 921Y UNREGISTERED RELEVANT PROVIDERS NOT TO PROVIDE PERSONAL ADVICE
SECTION 921Z FINANCIAL SERVICES LICENSEES NOT TO CONTINUE TO AUTHORISE UNREGISTERED RELEVANT PROVIDERS TO PROVIDE PERSONAL ADVICE
Subdivision B - Applications for registration
SECTION 921ZA APPLICATION FOR REGISTRATION - RELEVANT PROVIDERS WHO ARE FINANCIAL SERVICES LICENSEES APPLYING TO BE REGISTERED
SECTION 921ZB APPLICATION FOR REGISTRATION - FINANCIAL SERVICES LICENSEES APPLYING TO REGISTER RELEVANT PROVIDERS
Subdivision C - Registration and period of registration
SECTION 921ZC REGISTRATION OF RELEVANT PROVIDERS
SECTION 921ZD PERIOD OF REGISTRATION - RELEVANT PROVIDERS WHO ARE FINANCIAL SERVICES LICENSEES
SECTION 921ZE PERIOD OF REGISTRATION - RELEVANT PROVIDERS WHO ARE REGISTERED IN RELATION TO FINANCIAL SERVICES LICENSEES
SECTION 921ZF ASSISTED DECISION MAKING
Division 9 - Registers relating to financial services
Subdivision A - Registers generally
SECTION 922A REGISTERS RELATING TO FINANCIAL SERVICES
SECTION 922B FEES FOR SEARCHING REGISTERS
Subdivision B - Notice requirements relating to the Register of Relevant Providers
SECTION 922D OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO BECOMES A RELEVANT PROVIDER
SECTION 922E INFORMATION ABOUT A RELEVANT PROVIDER WHO IS A FINANCIAL SERVICES LICENSEE
SECTION 922F INFORMATION ABOUT A RELEVANT PROVIDER WHO IS NOT A FINANCIAL SERVICES LICENSEE
SECTION 922G MEANING OF RECENT ADVISING HISTORY
SECTION 922H ONGOING OBLIGATION TO NOTIFY ASIC WHEN THERE IS A CHANGE IN A MATTER FOR A RELEVANT PROVIDER
SECTION 922HA OBLIGATION TO NOTIFY ASIC OF FINANCIAL SERVICES LICENSEE ' S CPD YEAR
SECTION 922HB OBLIGATION TO NOTIFY ASIC OF NON-COMPLIANCE WITH CPD PROVISIONS
SECTION 922HC REQUIREMENT TO RETAIN INFORMATION
SECTION 922HD OBLIGATION TO NOTIFY ASIC IN RELATION TO FAILURES TO COMPLY WITH THE CODE OF ETHICS
SECTION 922J OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO STARTS TO HAVE CONTROL OF A BODY CORPORATE LICENSEE
SECTION 922K OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO CEASES TO HAVE CONTROL OF A BODY CORPORATE LICENSEE
SECTION 922L REQUIREMENT FOR NOTICE TO BE LODGED
SECTION 922M FAILING TO COMPLY WITH OBLIGATION TO NOTIFY ASIC
SECTION 922N OBLIGATION FOR RELEVANT PROVIDERS TO PROVIDE INFORMATION TO FINANCIAL SERVICES LICENSEES
SECTION 922P CHANGE IN MATTER WITHIN 30 BUSINESS DAYS
Subdivision C - Register of Relevant Providers
SECTION 922Q REGISTER OF RELEVANT PROVIDERS
SECTION 922R RELEVANT PROVIDER NUMBER
SECTION 922S CORRECTING THE REGISTER
Division 10 - Restrictions on use of terminology
SECTION 923A RESTRICTION ON USE OF CERTAIN WORDS OR EXPRESSIONS
SECTION 923B RESTRICTION ON USE OF CERTAIN WORDS OR EXPRESSIONS UNLESS AUTHORISED IN LICENCE CONDITIONS
SECTION 923C RESTRICTION ON USE OF TERMS ' FINANCIAL ADVISER ' AND ' FINANCIAL PLANNER '
Division 11 - Agreements with unlicensed persons relating to the provision of financial services
Subdivision A - Agreements affected
SECTION 924A AGREEMENTS WITH CERTAIN UNLICENSED PERSONS
Subdivision B - Effect on agreements
SECTION 925A CLIENT MAY GIVE NOTICE OF RESCISSION
SECTION 925B EFFECT OF NOTICE UNDER SECTION 925A
SECTION 925C CLIENT MAY APPLY TO COURT FOR PARTIAL RESCISSION
SECTION 925D COURT MAY MAKE CONSEQUENTIAL ORDERS
SECTION 925E AGREEMENT UNENFORCEABLE AGAINST CLIENT
SECTION 925F NON-LICENSEE NOT ENTITLED TO RECOVER COMMISSION
SECTION 925G ONUS OF ESTABLISHING NON-APPLICATION OF SECTION 925E OR 925F
SECTION 925H CLIENT MAY RECOVER COMMISSION PAID TO NON-LICENSEE
SECTION 925I REMEDIES UNDER THIS DIVISION ADDITIONAL TO OTHER REMEDIES
Division 12 - Miscellaneous
SECTION 926A EXEMPTIONS AND MODIFICATIONS BY ASIC
SECTION 926B EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
PART 7.7 - FINANCIAL SERVICES DISCLOSURE
Division 1 - Preliminary
SECTION 940A HOW PART APPLIES IF A FINANCIAL SERVICES LICENSEE IS ACTING AS AUTHORISED REPRESENTATIVE
SECTION 940B WHAT IF THERE IS NO REASONABLE OPPORTUNITY TO GIVE A DOCUMENT, INFORMATION OR STATEMENT REQUIRED BY THIS PART?
SECTION 940C HOW DOCUMENTS, INFORMATION AND STATEMENTS ARE TO BE GIVEN
SECTION 940D GENERAL APPROACH TO OFFENCE PROVISIONS
Division 2 - Person provided with financial service as retail client to be given a Financial Services Guide
Subdivision A - Requirement for a Financial Services Guide to be given
SECTION 941A OBLIGATION ON FINANCIAL SERVICES LICENSEE TO GIVE A FINANCIAL SERVICES GUIDE IF FINANCIAL SERVICE PROVIDED TO PERSON AS A RETAIL CLIENT
SECTION 941B OBLIGATION ON AUTHORISED REPRESENTATIVE TO GIVE A FINANCIAL SERVICES GUIDE IF FINANCIAL SERVICE PROVIDED TO PERSON AS A RETAIL CLIENT
SECTION 941C SITUATIONS IN WHICH A FINANCIAL SERVICES GUIDE IS NOT REQUIRED
SECTION 941D TIMING OF GIVING FINANCIAL SERVICES GUIDE
SECTION 941E INFORMATION MUST BE UP TO DATE
SECTION 941F OBLIGATION TO GIVE UPDATED FINANCIAL SERVICES GUIDE
Subdivision B - Content and authorisation of Financial Services Guide
SECTION 942A TITLE OF FINANCIAL SERVICES GUIDE
SECTION 942B FINANCIAL SERVICES GUIDE GIVEN BY FINANCIAL SERVICES LICENSEE - MAIN REQUIREMENTS
SECTION 942C FINANCIAL SERVICES GUIDE GIVEN BY AUTHORISED REPRESENTATIVE - MAIN REQUIREMENTS
SECTION 942D FINANCIAL SERVICES GUIDE MAY CONSIST OF 2 OR MORE SEPARATE DOCUMENTS GIVEN AT SAME TIME
SECTION 942DA COMBINING A FINANCIAL SERVICES GUIDE AND A PRODUCT DISCLOSURE STATEMENT IN A SINGLE DOCUMENT
SECTION 942E ALTERING A FINANCIAL SERVICES GUIDE AFTER ITS PREPARATION AND BEFORE GIVING IT TO A PERSON
Subdivision C - Supplementary Financial Services Guides
SECTION 943A WHAT A SUPPLEMENTARY FINANCIAL SERVICES GUIDE IS
SECTION 943B TITLE OF SUPPLEMENTARY FINANCIAL SERVICES GUIDE
SECTION 943C FORM OF SUPPLEMENTARY FINANCIAL SERVICES GUIDE
SECTION 943D EFFECT OF GIVING A PERSON A SUPPLEMENTARY FINANCIAL SERVICES GUIDE
SECTION 943E SITUATION IN WHICH ONLY A SUPPLEMENTARY FINANCIAL SERVICES GUIDE NEED BE GIVEN
SECTION 943F ALTERING A SUPPLEMENTARY FINANCIAL SERVICES GUIDE AFTER ITS PREPARATION AND BEFORE GIVING IT TO A PERSON
Division 2A - Website disclosure for financial product advice provided to a retail client
SECTION 943G OBLIGATION ON FINANCIAL SERVICES LICENSEE TO MAKE WEBSITE DISCLOSURE INFORMATION AVAILABLE
SECTION 943H OBLIGATION ON AUTHORISED REPRESENTATIVE TO MAKE WEBSITE DISCLOSURE INFORMATION AVAILABLE
SECTION 943J MEANING OF WEBSITE DISCLOSURE INFORMATION
SECTION 943K WEBSITE DISCLOSURE INFORMATION MUST BE READILY ACCESSIBLE
SECTION 943L WEBSITE DISCLOSURE INFORMATION MUST BE KEPT UP TO DATE
SECTION 943M ALTERING WEBSITE DISCLOSURE INFORMATION AFTER IT HAS BEEN MADE AVAILABLE
SECTION 943N RECORD OF ADVICE MUST BE PROVIDED IN CERTAIN CIRCUMSTANCES
Division 3 - Additional requirements for personal advice provided to a retail client
Subdivision A - When this Division applies
SECTION 944A SITUATION IN WHICH DIVISION APPLIES
Subdivision B - Requirements relating to basis of advice
SECTION 945A REQUIREMENT TO HAVE A REASONABLE BASIS FOR THE ADVICE
SECTION 945B OBLIGATION TO WARN CLIENT IF ADVICE BASED ON INCOMPLETE OR INACCURATE INFORMATION
Subdivision C - Requirement for a Statement of Advice to be given
SECTION 946A OBLIGATION TO GIVE CLIENT A STATEMENT OF ADVICE
SECTION 946AA SMALL INVESTMENTS - STATEMENT OF ADVICE NOT REQUIRED
SECTION 946B OTHER SITUATIONS IN WHICH A STATEMENT OF ADVICE IS NOT REQUIRED
SECTION 946C TIMING OF GIVING STATEMENT OF ADVICE
Subdivision D - Content of Statement of Advice
SECTION 947A TITLE OF STATEMENT OF ADVICE
SECTION 947B STATEMENT OF ADVICE GIVEN BY FINANCIAL SERVICES LICENSEE - MAIN REQUIREMENTS
SECTION 947C STATEMENT OF ADVICE GIVEN BY AUTHORISED REPRESENTATIVE - MAIN REQUIREMENTS
SECTION 947D ADDITIONAL REQUIREMENTS WHEN ADVICE RECOMMENDS REPLACEMENT OF ONE PRODUCT WITH ANOTHER
SECTION 947E STATEMENT OF ADVICE NOT TO BE COMBINED WITH FINANCIAL SERVICES GUIDE OR PRODUCT DISCLOSURE STATEMENT
Subdivision E - Other matters
SECTION 948A QUALIFIED PRIVILEGE IF PROVIDING ENTITY COMPLIES WITH THIS DIVISION
Division 3A - Cash Settlement Fact Sheet
Subdivision A - When this Division applies
SECTION 948B SITUATION IN WHICH THIS DIVISION APPLIES
Subdivision B - Requirement for a Cash Settlement Fact Sheet to be given
SECTION 948C OBLIGATION TO GIVE CLIENT A CASH SETTLEMENT FACT SHEET
SECTION 948D TIMING FOR GIVING A CASH SETTLEMENT FACT SHEET
Subdivision C - Contents of a Cash Settlement Fact Sheet
SECTION 948E TITLE OF CASH SETTLEMENT FACT SHEET
SECTION 948F CONTENT OF CASH SETTLEMENT FACT SHEET
Division 4 - Other disclosure requirements
SECTION 949A GENERAL ADVICE PROVIDED TO RETAIL CLIENT - OBLIGATION TO WARN CLIENT THAT ADVICE DOES NOT TAKE ACCOUNT OF CLIENT ' S OBJECTIVES, FINANCIAL SITUATION OR NEEDS
SECTION 949B REGULATIONS MAY IMPOSE DISCLOSURE REQUIREMENTS IN CERTAIN SITUATIONS
Division 6 - Miscellaneous
SECTION 951A PART CANNOT BE CONTRACTED OUT OF
SECTION 951B EXEMPTIONS AND MODIFICATIONS BY ASIC
SECTION 951C EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
Division 7 - Enforcement
Subdivision A - Offences
SECTION 952A OVERVIEW
SECTION 952B MEANING OF DEFECTIVE AND DISCLOSURE DOCUMENT OR STATEMENT
SECTION 952C OFFENCE OF FAILING TO GIVE A DISCLOSURE DOCUMENT OR STATEMENT
SECTION 952D OFFENCE OF GIVING A DISCLOSURE DOCUMENT OR STATEMENT KNOWING IT TO BE DEFECTIVE
SECTION 952E GIVING A DEFECTIVE DISCLOSURE DOCUMENT OR STATEMENT (WHETHER OR NOT KNOWN TO BE DEFECTIVE)
SECTION 952F OFFENCES OF FINANCIAL SERVICES LICENSEE KNOWINGLY PROVIDING DEFECTIVE DISCLOSURE MATERIAL TO AN AUTHORISED REPRESENTATIVE
SECTION 952G OFFENCES OF FINANCIAL SERVICES LICENSEE PROVIDING DISCLOSURE MATERIAL TO AN AUTHORISED REPRESENTATIVE (WHETHER OR NOT KNOWN TO BE DEFECTIVE)
SECTION 952H FINANCIAL SERVICES LICENSEE FAILING TO ENSURE AUTHORISED REPRESENTATIVE GIVES DISCLOSURE DOCUMENTS OR STATEMENTS AS REQUIRED
SECTION 952I OFFENCES IF A FINANCIAL SERVICES GUIDE, SUPPLEMENTARY FSG OR WEBSITE DISCLOSURE INFORMATION DOES NOT COMPLY WITH CERTAIN REQUIREMENTS
SECTION 952J OFFENCE IF A STATEMENT OF ADVICE DOES NOT COMPLY WITH CERTAIN REQUIREMENTS
SECTION 952JA OFFENCE IF A CASH SETTLEMENT FACT SHEET DOES NOT COMPLY WITH CERTAIN REQUIREMENTS
SECTION 952K OFFENCE IF AUTHORISED REPRESENTATIVE GIVES OUT UNAUTHORISED FINANCIAL SERVICES GUIDE, SUPPLEMENTARY FSG OR WEBSITE DISCLOSURE INFORMATION
SECTION 952L OFFENCES IF FINANCIAL SERVICES LICENSEE OR AUTHORISED REPRESENTATIVE BECOMES AWARE THAT A FINANCIAL SERVICES GUIDE, SUPPLEMENTARY FSG OR WEBSITE DISCLOSURE INFORMATION IS DEFECTIVE
SECTION 952M OFFENCE OF UNAUTHORISED ALTERATION OF FINANCIAL SERVICES GUIDE, SUPPLEMENTARY FINANCIAL SERVICES GUIDE OR WEBSITE DISCLOSURE INFORMATION
Subdivision B - Civil liability
SECTION 953A MEANING OF DEFECTIVE AND DISCLOSURE DOCUMENT OR STATEMENT
SECTION 953B CIVIL ACTION FOR LOSS OR DAMAGE
SECTION 953C ADDITIONAL POWERS OF COURT TO MAKE ORDERS
PART 7.7A - BEST INTERESTS OBLIGATIONS AND REMUNERATION
Division 1 - Preliminary
SECTION 960 DEFINITIONS
SECTION 960A NO CONTRACTING OUT
SECTION 960B OBLIGATIONS UNDER THIS PART IN ADDITION TO OTHER OBLIGATIONS
Division 2 - Best interests obligations
Subdivision A - Preliminary
SECTION 961 APPLICATION OF THIS DIVISION
SECTION 961A APPLICATION TO A FINANCIAL SERVICES LICENSEE ACTING AS AN AUTHORISED REPRESENTATIVE
Subdivision B - Provider must act in the best interests of the client
SECTION 961B PROVIDER MUST ACT IN THE BEST INTERESTS OF THE CLIENT
SECTION 961C MEANING OF REASONABLY APPARENT
SECTION 961D MEANING OF REASONABLE INVESTIGATION
SECTION 961E WHAT WOULD REASONABLY BE REGARDED AS IN THE BEST INTERESTS OF THE CLIENT?
SECTION 961F MEANING OF BASIC BANKING PRODUCT
Subdivision C - Resulting advice must be appropriate to the client
SECTION 961G RESULTING ADVICE MUST BE APPROPRIATE TO THE CLIENT
Subdivision D - Where resulting advice still based on incomplete or inaccurate information
SECTION 961H RESULTING ADVICE STILL BASED ON INCOMPLETE OR INACCURATE INFORMATION
Subdivision E - Provider to give priority to the client ' s interests
SECTION 961J CONFLICT BETWEEN CLIENT ' S INTERESTS AND THOSE OF PROVIDER, LICENSEE, AUTHORISED REPRESENTATIVE OR ASSOCIATES
Subdivision F - Responsibilities of licensees under this Division
SECTION 961K CIVIL PENALTY PROVISION - SECTIONS 961B, 961G, 961H AND 961J
SECTION 961L LICENSEES MUST ENSURE COMPLIANCE
SECTION 961M CIVIL ACTION FOR LOSS OR DAMAGE
SECTION 961N ADDITIONAL POWERS OF COURT TO MAKE ORDERS
SECTION 961P MEANING OF RESPONSIBLE LICENSEE
Subdivision G - Responsibilities of authorised representatives under this Division
SECTION 961Q CIVIL PENALTY PROVISION - SECTIONS 961B, 961G, 961H AND 961J
Division 3 - Charging ongoing fees to clients
Subdivision A - Preliminary
SECTION 962 APPLICATION OF THIS DIVISION
SECTION 962A MEANING OF ONGOING FEE ARRANGEMENT
SECTION 962B MEANING OF ONGOING FEE
SECTION 962C MEANING OF FEE RECIPIENT
SECTION 962CA EXEMPTION FROM APPLICATION OF OPT-IN REQUIREMENT
Subdivision B - Client consent required for ongoing fee arrangements
SECTION 962D APPLICATION OF THIS SUBDIVISION
SECTION 962E CLIENT MAY TERMINATE ARRANGEMENT AT ANY TIME
SECTION 962F ONGOING FEE ARRANGEMENT TERMINATES WITHOUT CONSENT
SECTION 962FA ARRANGEMENT TERMINATES IF SUBDIVISION C NOT COMPLIED WITH
SECTION 962G REQUIREMENTS FOR CONSENT
SECTION 962H WHEN CONSENT CEASES TO HAVE EFFECT
SECTION 962J CLIENT MAY TERMINATE ONGOING FEE ARRANGEMENT AT ANY TIME
SECTION 962K FEE RECIPIENT MUST GIVE RENEWAL NOTICE
SECTION 962L MEANING OF RENEWAL PERIOD
SECTION 962M IF CLIENT NOTIFIES FEE RECIPIENT THAT CLIENT DOES NOT WISH TO RENEW
SECTION 962N IF CLIENT DOES NOT NOTIFY FEE RECIPIENT THAT CLIENT WISHES TO RENEW
SECTION 962P CIVIL PENALTY PROVISION - CHARGING ONGOING FEES AFTER ARRANGEMENT TERMINATED
SECTION 962Q EFFECT OF TERMINATION
Subdivision C - Account holder consent required for deducting ongoing fees from accounts
SECTION 962R FEE RECIPIENT MUST NOT DEDUCT ONGOING FEES WITHOUT CONSENT
SECTION 962S FEE RECIPIENT MUST NOT ARRANGE FOR DEDUCTION OF ONGOING FEES WITHOUT CONSENT OR ACCEPT SUCH DEDUCTIONS
SECTION 962T REQUIREMENTS FOR CONSENT - DEDUCTION OF FEES FROM ACCOUNTS
SECTION 962U VARIATION OR WITHDRAWAL OF CONSENT
SECTION 962V WHEN CONSENT CEASES TO HAVE EFFECT
SECTION 962W CONDITIONS REQUIRING CONSENT TO BE GIVEN ARE VOID
SECTION 962WA ONGOING FEE ARRANGEMENT TERMINATES IF FEE DEDUCTED WITHOUT CONSENT
Subdivision D - Common rules for consents under this Division
SECTION 962X OBLIGATION TO KEEP RECORDS OF COMPLIANCE
SECTION 962Y FORM FOR CONSENTS
SECTION 962YA COMBINING INFORMATION IN A SINGLE NOTICE OR FORM
Subdivision E - Common rules for terminations under this Division
SECTION 962Z CIVIL PENALTY PROVISION - CHARGING ONGOING FEES AFTER ARRANGEMENT TERMINATED
SECTION 962ZA EFFECT OF TERMINATION
Division 4 - Conflicted remuneration
Subdivision A - Preliminary
SECTION 963 APPLICATION TO A FINANCIAL SERVICES LICENSEE ACTING AS AN AUTHORISED REPRESENTATIVE
Subdivision B - Meaning of conflicted remuneration
SECTION 963A MEANING OF CONFLICTED REMUNERATION - GENERAL
SECTION 963AA BENEFITS GIVEN IN RELATION TO LIFE RISK INSURANCE PRODUCTS
SECTION 963B MONETARY BENEFIT GIVEN IN CERTAIN CIRCUMSTANCES NOT CONFLICTED REMUNERATION
SECTION 963BA MEANING OF BENEFIT RATIO REQUIREMENTS AND CLAWBACK REQUIREMENTS
SECTION 963C NON-MONETARY BENEFIT GIVEN IN CERTAIN CIRCUMSTANCES NOT CONFLICTED REMUNERATION
SECTION 963D BENEFITS FOR EMPLOYEES ETC. OF ADIs
Subdivision C - Ban on conflicted remuneration
SECTION 963E LICENSEE MUST NOT ACCEPT CONFLICTED REMUNERATION
SECTION 963F LICENSEE MUST ENSURE COMPLIANCE
SECTION 963G AUTHORISED REPRESENTATIVE MUST NOT ACCEPT CONFLICTED REMUNERATION
SECTION 963H OTHER REPRESENTATIVES MUST NOT ACCEPT CONFLICTED REMUNERATION
SECTION 963J EMPLOYER MUST NOT GIVE EMPLOYEES CONFLICTED REMUNERATION
SECTION 963K PRODUCT ISSUER OR SELLER MUST NOT GIVE CONFLICTED REMUNERATION
SECTION 963L VOLUME-BASED BENEFITS PRESUMED TO BE CONFLICTED REMUNERATION
Subdivision D - Rebate of conflicted remuneration
SECTION 963M PERSON COVERED BY THIS SECTION IN RELATION TO CONFLICTED REMUNERATION
SECTION 963N REGULATIONS MAY PROVIDE FOR REBATE OF CONFLICTED REMUNERATION
SECTION 963P PERSON COVERED BY SECTION 963M MUST PAY AMOUNT ETC. IN ACCORDANCE WITH REGULATIONS
Division 5 - Other banned remuneration
Subdivision A - Volume-based shelf-space fees
SECTION 964 APPLICATION
SECTION 964A PLATFORM OPERATOR MUST NOT ACCEPT VOLUME-BASED SHELF-SPACE FEES
Subdivision B - Asset-based fees on borrowed amounts
SECTION 964B APPLICATION
SECTION 964C APPLICATION TO A FINANCIAL SERVICES LICENSEE ACTING AS AN AUTHORISED REPRESENTATIVE
SECTION 964D FINANCIAL SERVICES LICENSEES MUST NOT CHARGE ASSET-BASED FEES ON BORROWED AMOUNTS
SECTION 964E AUTHORISED REPRESENTATIVES MUST NOT CHARGE ASSET-BASED FEES ON BORROWED AMOUNTS
SECTION 964F MEANING OF ASSET-BASED FEE
SECTION 964G MEANING OF BORROWED
SECTION 964H MEANING OF REASONABLY APPARENT
Division 6 - Anti-avoidance
SECTION 965 ANTI-AVOIDANCE
Division 7 - Transition
SECTION 966 TRANSITION PERIOD
SECTION 967 BEST INTERESTS OBLIGATIONS AND REMUNERATION PROVISIONS TO APPLY DURING TRANSITION PERIOD
SECTION 968 NOTICE TO CLIENTS IN TRANSITION PERIOD
PART 7.8 - OTHER PROVISIONS RELATING TO CONDUCT ETC. CONNECTED WITH FINANCIAL PRODUCTS AND FINANCIAL SERVICES, OTHER THAN FINANCIAL PRODUCT DISCLOSURE
Division 1 - Preliminary
SECTION 980A MATTERS COVERED BY THIS PART
SECTION 980B GENERAL APPROACH TO OFFENCE PROVISIONS
Division 2 - Dealing with clients ' money
Subdivision A - Money other than loans
SECTION 981A MONEY TO WHICH SUBDIVISION APPLIES
SECTION 981B OBLIGATION TO PAY MONEY INTO AN ACCOUNT
SECTION 981C REGULATIONS MAY DEAL WITH VARIOUS MATTERS RELATING TO ACCOUNTS MAINTAINED FOR THE PURPOSES OF SECTION 981B
SECTION 981D MONEY RELATED TO DERIVATIVES MAY BE USED FOR GENERAL MARGINING ETC. PURPOSES
SECTION 981E PROTECTION OF MONEY FROM ATTACHMENT ETC.
SECTION 981F REGULATIONS MAY DEAL WITH HOW MONEY TO BE DEALT WITH IF LICENSEE CEASES TO BE LICENSED ETC.
SECTION 981G ACCOUNT PROVIDER NOT LIABLE MERELY BECAUSE OF LICENSEE ' S CONTRAVENTION
SECTION 981H MONEY TO WHICH SUBDIVISION APPLIES TAKEN TO BE HELD IN TRUST
Subdivision AA - Client money reporting rules
SECTION 981J CLIENT MONEY REPORTING RULES
SECTION 981K MATTERS THAT MAY BE DEALT WITH IN CLIENT MONEY REPORTING RULES
SECTION 981L ASIC TO CONSULT BEFORE MAKING RULES
SECTION 981M COMPLYING WITH CLIENT MONEY REPORTING RULES
SECTION 981N ALTERNATIVES TO CIVIL PROCEEDINGS
SECTION 981P COMPLIANCE WITH REQUIREMENTS TO PROVIDE DATA OR OTHER INFORMATION TO ASIC: PROTECTION FROM LIABILITY
Subdivision B - Loan money
SECTION 982A MONEY TO WHICH THIS SUBDIVISION APPLIES
SECTION 982B OBLIGATION TO PAY MONEY INTO AN ACCOUNT
SECTION 982C LICENSEE TO GIVE CLIENT STATEMENT SETTING OUT TERMS OF LOAN ETC.
SECTION 982D PERMITTED USE OF LOAN
Subdivision C - Powers of Court
SECTION 983A COURT MAY FREEZE CERTAIN ACCOUNTS
SECTION 983B INTERIM ORDER FREEZING ACCOUNTS
SECTION 983C DUTY OF PERSON TO WHOM ORDER DIRECTED TO MAKE FULL DISCLOSURE
SECTION 983D FURTHER ORDERS AND DIRECTIONS
SECTION 983E POWER OF COURT TO MAKE ORDER RELATING TO PAYMENT OF MONEY
Division 3 - Dealing with other property of clients
SECTION 984A PROPERTY TO WHICH DIVISION APPLIES
SECTION 984B HOW PROPERTY TO WHICH THIS DIVISION APPLIES IS TO BE DEALT WITH
Division 4 - Special provisions relating to insurance
SECTION 985A MEANING OF CONTRACT OF INSURANCE AND INSURED
SECTION 985B STATUS OF AMOUNTS PAID TO FINANCIAL SERVICES LICENSEES IN RESPECT OF CONTRACTS OF INSURANCE
SECTION 985C REGULATIONS MAY IMPOSE OTHER REQUIREMENTS ETC. IF FINANCIAL SERVICES LICENSEE IS NOT THE INSURER
SECTION 985D FINANCIAL SERVICES LICENSEES ETC. NOT TO DEAL IN GENERAL INSURANCE PRODUCTS FROM UNAUTHORISED INSURERS ETC.
Division 4A - Special provisions relating to margin lending facilities
Subdivision A - Responsible lending conduct for margin lending facilities
SECTION 985EA APPLICATION OF THIS SUBDIVISION
SECTION 985E REQUIREMENTS BEFORE ISSUING ETC. MARGIN LENDING FACILITY
SECTION 985F ASSESSMENT OF UNSUITABILITY OF MARGIN LENDING FACILITY
SECTION 985G REASONABLE INQUIRIES ETC. ABOUT THE RETAIL CLIENT
SECTION 985H WHEN MARGIN LENDING FACILITY MUST BE ASSESSED AS UNSUITABLE
SECTION 985J GIVING THE RETAIL CLIENT THE ASSESSMENT
SECTION 985K UNSUITABLE MARGIN LENDING FACILITIES
Subdivision B - Notice of margin calls under margin lending facilities
SECTION 985L ISSUE OF MARGIN LENDING FACILITY MUST NOT BE CONDITIONAL ON AGREEMENT TO RECEIVE COMMUNICATIONS THROUGH AGENT
SECTION 985M NOTIFICATION OF MARGIN CALLS
Division 5 - Obligations to report
SECTION 986A REPORTING IN RELATION TO MONEY TO WHICH SUBDIVISION A OR B OF DIVISION 2 APPLIES OR PROPERTY TO WHICH DIVISION 3 APPLIES
SECTION 986B REPORTING IN RELATION TO DEALINGS IN DERIVATIVES
Division 6 - Financial records, statements and audit
Subdivision A - Preliminary
SECTION 987A APPLICATION OF DIVISION
Subdivision B - Financial records of financial services licensees
SECTION 988A OBLIGATION TO KEEP FINANCIAL RECORDS
SECTION 988B RECORDS TO BE KEPT SO THAT PROFIT AND LOSS STATEMENTS AND BALANCE SHEET CAN BE PREPARED AND AUDITED
SECTION 988C LANGUAGE OF RECORDS
SECTION 988D LOCATION OF RECORDS
SECTION 988E PARTICULAR CATEGORIES OF INFORMATION TO BE SHOWN IN RECORDS
SECTION 988F REGULATIONS MAY IMPOSE ADDITIONAL REQUIREMENTS
SECTION 988G RECORDS TAKEN TO BE MADE WITH LICENSEE'S AUTHORITY
Subdivision C - Financial statements of financial services licensees
SECTION 989A MEANING OF FINANCIAL YEAR
SECTION 989B FINANCIAL SERVICES LICENSEE TO PREPARE AND LODGE ANNUAL PROFIT AND LOSS STATEMENT AND BALANCE SHEET
SECTION 989C REQUIREMENTS AS TO CONTENTS AND APPLICABLE ACCOUNTING PRINCIPLES
SECTION 989CA AUDIT TO BE CONDUCTED IN ACCORDANCE WITH AUDITING STANDARDS
SECTION 989D TIME OF LODGMENT
Subdivision D - Appointment etc. of auditors
SECTION 990A SECTIONS 990B TO 990H NOT TO APPLY TO PUBLIC COMPANIES
SECTION 990B APPOINTMENT OF AUDITOR BY LICENSEE
SECTION 990C WHEN A PERSON OR FIRM IS INELIGIBLE TO ACT AS AUDITOR
SECTION 990D INELIGIBLE PERSON OR FIRM MUST NOT CONSENT TO ACT OR DISQUALIFY THEMSELVES ETC.
SECTION 990E DURATION OF APPOINTMENT OF AUDITORS
SECTION 990F REMOVAL OF AUDITORS
SECTION 990G RESIGNATION OF AUDITORS - REQUIREMENTS FOR RESIGNATION
SECTION 990H RESIGNATION OF AUDITORS - WHEN RESIGNATION TAKES EFFECT
SECTION 990I AUDITOR'S RIGHT OF ACCESS TO RECORDS, INFORMATION ETC.
SECTION 990J AUDITOR ' S FEES AND EXPENSES
SECTION 990K AUDITOR TO REPORT ON CERTAIN MATTERS
SECTION 990L QUALIFIED PRIVILEGE FOR AUDITOR ETC.
Division 7 - Other rules about conduct
SECTION 991A FINANCIAL SERVICES LICENSEE NOT TO ENGAGE IN UNCONSCIONABLE CONDUCT
SECTION 991B FINANCIAL SERVICES LICENSEE TO GIVE PRIORITY TO CLIENTS ' ORDERS
SECTION 991C REGULATIONS MAY DEAL WITH VARIOUS MATTERS RELATING TO INSTRUCTIONS TO DEAL THROUGH LICENSED MARKETS
SECTION 991D REGULATIONS MAY REQUIRE RECORDS TO BE KEPT IN RELATION TO INSTRUCTIONS TO DEAL ON LICENSED MARKETS AND FOREIGN MARKETS
SECTION 991E OBLIGATIONS OF FINANCIAL SERVICES LICENSEE IN RELATION TO DEALINGS WITH NON-LICENSEES
SECTION 991F DEALINGS INVOLVING EMPLOYEES OF FINANCIAL SERVICES LICENSEES
Division 8 - Miscellaneous
SECTION 992A PROHIBITION ON HAWKING OF FINANCIAL PRODUCTS
SECTION 992AA RIGHT OF RETURN AND REFUND FOR HAWKED FINANCIAL PRODUCTS
SECTION 992B EXEMPTIONS AND MODIFICATIONS BY ASIC
SECTION 992C EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
Division 9 - Enforcement
SECTION 993A OVERVIEW
SECTION 993B OFFENCE OF FAILING TO PAY CLIENT MONEY INTO AN ACCOUNT AS REQUIRED
SECTION 993C OFFENCE OF FAILING TO COMPLY WITH REQUIREMENTS RELATING TO CLIENT MONEY ACCOUNT
SECTION 993D FAILING TO PAY LOAN MONEY INTO AN ACCOUNT AS REQUIRED
PART 7.8A - DESIGN AND DISTRIBUTION REQUIREMENTS RELATING TO FINANCIAL PRODUCTS FOR RETAIL CLIENTS
Division 1 - Preliminary
SECTION 994A MEANING OF SOME TERMS RELATING TO DESIGN AND DISTRIBUTION REQUIREMENTS
SECTION 994AA MEANING OF FINANCIAL PRODUCT - PART 7.8A
Division 2 - Target market determinations for financial products
SECTION 994B TARGET MARKET DETERMINATIONS FOR FINANCIAL PRODUCTS
SECTION 994C TARGET MARKET DETERMINATIONS TO BE REVIEWED
SECTION 994D PROHIBITION ON ENGAGING IN RETAIL PRODUCT DISTRIBUTION CONDUCT UNLESS TARGET MARKET DETERMINATION MADE
Division 3 - Distribution of financial products
SECTION 994E REASONABLE STEPS TO ENSURE CONSISTENCY WITH TARGET MARKET DETERMINATIONS
SECTION 994F RECORD KEEPING AND NOTIFICATION OBLIGATIONS
SECTION 994G NOTICE TO ASIC
Division 4 - ASIC powers
SECTION 994H INFORMATION TO BE PROVIDED TO ASIC
SECTION 994J STOP ORDERS
Division 5 - Exemptions and modifications
SECTION 994K DEFINITIONS
SECTION 994L EXEMPTIONS AND MODIFICATIONS BY ASIC
Division 6 - Miscellaneous
SECTION 994M CIVIL LIABILITY
SECTION 994N ADDITIONAL POWERS OF COURT TO MAKE ORDERS
SECTION 994P ORDERS TO REDRESS LOSS OR DAMAGE SUFFERED BY NON-PARTY CONSUMERS ETC.
SECTION 994Q KINDS OF ORDERS THAT MAY BE MADE TO REDRESS LOSS OR DAMAGE SUFFERED BY NON-PARTY CONSUMERS ETC.
PART 7.9 - FINANCIAL PRODUCT DISCLOSURE AND OTHER PROVISIONS RELATING TO ISSUE, SALE AND PURCHASE OF FINANCIAL PRODUCTS
Division 1 - Preliminary
SECTION 1010A PART GENERALLY DOES NOT APPLY TO SECURITIES
SECTION 1010B PART DOES NOT APPLY TO FINANCIAL PRODUCTS NOT ISSUED IN THE COURSE OF A BUSINESS
SECTION 1010BA PART DOES NOT APPLY TO CONTRIBUTION PLANS AND ESS CONTRIBUTION PLANS
SECTION 1010C MEANING OF OFFER, PURCHASE AND SALE - PART 7.9
SECTION 1010D GENERAL APPROACH TO OFFENCE PROVISIONS
Division 2 - Product Disclosure Statements
Subdivision A - Preliminary
SECTION 1011A JURISDICTIONAL SCOPE OF DIVISION
SECTION 1011B MEANING OF REGULATED PERSON
SECTION 1011C TREATMENT OF OFFERS OF OPTIONS OVER FINANCIAL PRODUCTS
Subdivision B - Requirement for a Product Disclosure Statement to be given
SECTION 1012A OBLIGATION TO GIVE PRODUCT DISCLOSURE STATEMENT - PERSONAL ADVICE RECOMMENDING PARTICULAR FINANCIAL PRODUCT
SECTION 1012B OBLIGATION TO GIVE PRODUCT DISCLOSURE STATEMENT - SITUATIONS RELATED TO ISSUE OF FINANCIAL PRODUCTS
SECTION 1012C OBLIGATION TO GIVE PRODUCT DISCLOSURE STATEMENT - OFFERS RELATED TO SALE OF FINANCIAL PRODUCTS
SECTION 1012D SITUATIONS IN WHICH PRODUCT DISCLOSURE STATEMENT IS NOT REQUIRED
SECTION 1012DAA RIGHTS ISSUES FOR WHICH PRODUCT DISCLOSURE STATEMENT IS NOT REQUIRED
SECTION 1012DA PRODUCT DISCLOSURE STATEMENT NOT REQUIRED FOR SALE AMOUNTING TO INDIRECT ISSUE
SECTION 1012E SMALL SCALE OFFERINGS OF MANAGED INVESTMENT AND OTHER PRESCRIBED FINANCIAL PRODUCTS (20 ISSUES OR SALES IN 12 MONTHS)
SECTION 1012F PRODUCT DISCLOSURE STATEMENT FOR CERTAIN SUPERANNUATION PRODUCTS MAY BE PROVIDED LATER
SECTION 1012G PRODUCT DISCLOSURE STATEMENT MAY SOMETIMES BE PROVIDED LATER
SECTION 1012GA PRODUCT DISCLOSURE STATEMENT FOR CERTAIN GENERAL INSURANCE PRODUCT QUOTES MAY BE PROVIDED LATER, OR IS NOT REQUIRED
SECTION 1012H OBLIGATION TO TAKE REASONABLE STEPS TO ENSURE THAT PRODUCT DISCLOSURE STATEMENT IS GIVEN TO PERSON ELECTING TO BE COVERED BY GROUP FINANCIAL PRODUCT
SECTION 1012I OBLIGATION TO GIVE EMPLOYER A PRODUCT DISCLOSURE STATEMENT IN RELATION TO CERTAIN SUPERANNUATION PRODUCTS AND RSAs
SECTION 1012IA TREATMENT OF ARRANGEMENTS UNDER WHICH A PERSON CAN INSTRUCT ANOTHER PERSON TO ACQUIRE A FINANCIAL PRODUCT
SECTION 1012J INFORMATION MUST BE UP TO DATE
SECTION 1012K ANTI-AVOIDANCE DETERMINATIONS
Subdivision C - Preparation and content of Product Disclosure Statements
SECTION 1013A WHO MUST PREPARE PRODUCT DISCLOSURE STATEMENT
SECTION 1013B TITLE OF PRODUCT DISCLOSURE STATEMENT
SECTION 1013C PRODUCT DISCLOSURE STATEMENT CONTENT REQUIREMENTS
SECTION 1013D PRODUCT DISCLOSURE STATEMENT CONTENT - MAIN REQUIREMENTS
SECTION 1013DA INFORMATION ABOUT ETHICAL CONSIDERATIONS ETC.
SECTION 1013E GENERAL OBLIGATION TO INCLUDE OTHER INFORMATION THAT MIGHT INFLUENCE A DECISION TO ACQUIRE
SECTION 1013F GENERAL LIMITATIONS ON EXTENT TO WHICH INFORMATION IS REQUIRED TO BE INCLUDED
SECTION 1013FA INFORMATION NOT REQUIRED TO BE INCLUDED IN PDS FOR CONTINUOUSLY QUOTED SECURITIES
SECTION 1013G PRODUCT DISCLOSURE STATEMENT MUST BE DATED
SECTION 1013GA EXTRA REQUIREMENTS IF PRODUCT DISCLOSURE STATEMENT RELATES TO FOREIGN PASSPORT FUND PRODUCTS
SECTION 1013H REQUIREMENTS IF PRODUCT DISCLOSURE STATEMENT STATES OR IMPLIES THAT FINANCIAL PRODUCT WILL BE ABLE TO BE TRADED
SECTION 1013I EXTRA REQUIREMENTS IF PRODUCT DISCLOSURE STATEMENT RELATES TO MANAGED INVESTMENT PRODUCTS THAT ARE ED SECURITIES
SECTION 1013IA EXTRA REQUIREMENTS IF PRODUCT DISCLOSURE STATEMENT RELATES TO FOREIGN PASSPORT FUND PRODUCTS THAT ARE ED SECURITIES
SECTION 1013J REQUIREMENTS IF STATEMENT HAS BEEN LODGED WITH ASIC
SECTION 1013K REQUIREMENTS RELATING TO CONSENTS TO CERTAIN STATEMENTS
SECTION 1013L PRODUCT DISCLOSURE STATEMENT MAY CONSIST OF 2 OR MORE SEPARATE DOCUMENTS GIVEN AT SAME TIME
SECTION 1013M COMBINING A PRODUCT DISCLOSURE STATEMENT AND A FINANCIAL SERVICES GUIDE IN A SINGLE DOCUMENT
Subdivision D - Supplementary Product Disclosure Statements
SECTION 1014A MEANING OF SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT
SECTION 1014B TITLE OF SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT
SECTION 1014C FORM OF SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT
SECTION 1014D EFFECT OF GIVING PERSON A SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT
SECTION 1014E SITUATION IN WHICH ONLY A SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT NEED BE GIVEN
SECTION 1014F APPLICATION OF OTHER PROVISIONS IN RELATION TO SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENTS
Subdivision DA - Replacement Product Disclosure Statements
SECTION 1014G APPLICATION OF THIS SUBDIVISION - STAPLED SECURITIES
SECTION 1014H MEANING OF REPLACEMENT PRODUCT DISCLOSURE STATEMENT
SECTION 1014J CONSEQUENCES OF LODGING A REPLACEMENT PRODUCT DISCLOSURE STATEMENT
SECTION 1014K FORM, CONTENT AND PREPARATION OF REPLACEMENT PRODUCT DISCLOSURE STATEMENTS
SECTION 1014L GIVING, LODGMENT AND NOTICE OF REPLACEMENT PRODUCT DISCLOSURE STATEMENTS
Subdivision E - Other requirements relating to Product Disclosure Statements and Supplementary Product Disclosure Statements
SECTION 1015A SUBDIVISION APPLIES TO PRODUCT DISCLOSURE STATEMENTS AND SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENTS
SECTION 1015B SOME STATEMENTS MUST BE LODGED WITH ASIC
SECTION 1015C HOW A STATEMENT IS TO BE GIVEN
SECTION 1015D NOTICE, RETENTION AND ACCESS REQUIREMENTS FOR STATEMENT THAT DOES NOT NEED TO BE LODGED
SECTION 1015E ALTERING A STATEMENT AFTER ITS PREPARATION AND BEFORE GIVING IT TO A PERSON
Subdivision F - Other rights and obligations related to Product Disclosure Statements
SECTION 1016A PROVISIONS RELATING TO USE OF APPLICATION FORMS
SECTION 1016B IF STATEMENT LODGED WITH ASIC, FINANCIAL PRODUCT IS NOT TO BE ISSUED OR SOLD BEFORE SPECIFIED PERIOD
SECTION 1016C MINIMUM SUBSCRIPTION CONDITION MUST BE FULFILLED BEFORE ISSUE OR SALE
SECTION 1016D CONDITION ABOUT ABILITY TO TRADE ON A MARKET MUST BE FULFILLED BEFORE ISSUE OR SALE
SECTION 1016E CHOICES OPEN TO PERSON MAKING THE OFFER IF DISCLOSURE CONDITION NOT MET OR PRODUCT DISCLOSURE STATEMENT DEFECTIVE
SECTION 1016F REMEDIES FOR PERSON ACQUIRING FINANCIAL PRODUCT UNDER DEFECTIVE PRODUCT DISCLOSURE DOCUMENT
Division 3 - Other disclosure obligations of the issuer of a financial product
SECTION 1017A OBLIGATION TO GIVE ADDITIONAL INFORMATION ON REQUEST
SECTION 1017B ONGOING DISCLOSURE OF MATERIAL CHANGES AND SIGNIFICANT EVENTS
SECTION 1017BA TRUSTEES OF REGULATED SUPERANNUATION FUNDS - OBLIGATION TO MAKE PRODUCT DASHBOARD PUBLICLY AVAILABLE
SECTION 1017BB TRUSTEES OF REGISTRABLE SUPERANNUATION ENTITIES - OBLIGATION TO MAKE INFORMATION RELATING TO INVESTMENT OF ASSETS PUBLICLY AVAILABLE
SECTION 1017BC OBLIGATIONS RELATING TO INVESTMENT OF ASSETS OF REGISTRABLE SUPERANNUATION ENTITIES - GENERAL RULE ABOUT GIVING NOTICE AND PROVIDING INFORMATION
SECTION 1017BD OBLIGATIONS RELATING TO INVESTMENT OF ASSETS OF REGISTRABLE SUPERANNUATION ENTITIES - GIVING NOTICE TO PROVIDERS UNDER CUSTODIAL ARRANGEMENTS
SECTION 1017BE OBLIGATIONS RELATING TO INVESTMENT OF ASSETS OF REGISTRABLE SUPERANNUATION ENTITIES - GIVING NOTICE TO ACQUIRERS UNDER CUSTODIAL ARRANGEMENTS
SECTION 1017C INFORMATION FOR EXISTING HOLDERS OF SUPERANNUATION PRODUCTS AND RSAs
SECTION 1017D PERIODIC STATEMENTS FOR RETAIL CLIENTS FOR FINANCIAL PRODUCTS THAT HAVE AN INVESTMENT COMPONENT
SECTION 1017DA TRUSTEES OF SUPERANNUATION ENTITIES - REGULATIONS MAY SPECIFY ADDITIONAL OBLIGATIONS TO PROVIDE INFORMATION
SECTION 1017E DEALING WITH MONEY RECEIVED FOR FINANCIAL PRODUCT BEFORE THE PRODUCT IS ISSUED
SECTION 1017F CONFIRMING TRANSACTIONS
SECTION 1017G CERTAIN PRODUCT ISSUERS AND REGULATED PERSONS MUST MEET APPROPRIATE DISPUTE RESOLUTION REQUIREMENTS
Division 4 - Advertising for financial products
SECTION 1018A ADVERTISING OR OTHER PROMOTIONAL MATERIAL FOR FINANCIAL PRODUCT MUST REFER TO PRODUCT DISCLOSURE STATEMENT
SECTION 1018B PROHIBITION ON ADVERTISING PERSONAL OFFERS COVERED BY SECTION 1012E
Division 5 - Cooling-off periods
SECTION 1019A SITUATIONS IN WHICH THIS DIVISION APPLIES
SECTION 1019B COOLING-OFF PERIOD FOR RETURN OF FINANCIAL PRODUCT
Division 5A - Unsolicited offers to purchase financial products off-market
SECTION 1019C DEFINITIONS
SECTION 1019D OFFERS TO WHICH THIS DIVISION APPLIES
SECTION 1019E HOW OFFERS ARE TO BE MADE
SECTION 1019F PROHIBITION ON INVITING OFFERS TO SELL
SECTION 1019G DURATION AND WITHDRAWAL OF OFFERS
SECTION 1019H TERMS OF OFFER CANNOT BE VARIED
SECTION 1019I CONTENTS OF OFFER DOCUMENT
SECTION 1019J OBLIGATION TO UPDATE MARKET VALUE
SECTION 1019K RIGHTS IF REQUIREMENTS OF DIVISION NOT COMPLIED WITH
Division 5B - Disclosure etc. in relation to short sales covered by securities lending arrangement of listed section 1020B products
SECTION 1020AAA TREATMENT OF TRANSACTIONS RELATING TO SECTION 1020B PRODUCTS
SECTION 1020AA MEANING OF SECURITIES LENDING ARRANGEMENT
SECTION 1020AB SELLER DISCLOSURE
SECTION 1020AC LICENSEE DISCLOSURE
SECTION 1020AD PUBLIC DISCLOSURE OF INFORMATION
SECTION 1020AE LICENSEE ' S OBLIGATION TO ASK SELLER ABOUT SHORT SALE
SECTION 1020AF REGULATIONS
Division 5C - Information about CGS depository interests
SECTION 1020AG JURISDICTIONAL SCOPE OF DIVISION
SECTION 1020AH MEANING OF CGS DEPOSITORY INTEREST INFORMATION WEBSITE, INFORMATION STATEMENT AND REGULATED PERSON
SECTION 1020AI REQUIREMENT TO GIVE INFORMATION STATEMENTS FOR CGS DEPOSITORY INTEREST IF RECOMMENDING ACQUISITION OF INTEREST
SECTION 1020AJ INFORMATION STATEMENT GIVEN MUST BE UP TO DATE
SECTION 1020AK HOW AN INFORMATION STATEMENT IS TO BE GIVEN
SECTION 1020AL CIVIL ACTION FOR LOSS OR DAMAGE
Division 6 - Miscellaneous
SECTION 1020A OFFERS ETC. RELATING TO CERTAIN MANAGED INVESTMENT SCHEMES NOT TO BE MADE IN CERTAIN CIRCUMSTANCES
SECTION 1020BAA OFFERS ETC. RELATING TO FOREIGN PASSPORT FUNDS NOT TO BE MADE IN CERTAIN CIRCUMSTANCES
SECTION 1020B PROHIBITION OF CERTAIN SHORT SALES OF SECURITIES, MANAGED INVESTMENT PRODUCTS, FOREIGN PASSPORT FUND PRODUCTS AND CERTAIN OTHER FINANCIAL PRODUCTS
SECTION 1020C ASIC ' S POWER TO PROHIBIT SHORT SELLING IN CERTAIN CASES
SECTION 1020D PART CANNOT BE CONTRACTED OUT OF
SECTION 1020E STOP ORDERS BY ASIC
SECTION 1020F EXEMPTIONS AND MODIFICATIONS BY ASIC
SECTION 1020G EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
Division 7 - Enforcement
Subdivision A - Offences
SECTION 1021A OVERVIEW
SECTION 1021B MEANING OF DEFECTIVE AND DISCLOSURE DOCUMENT OR STATEMENT
SECTION 1021C OFFENCE OF FAILING TO GIVE ETC. A DISCLOSURE DOCUMENT OR STATEMENT
SECTION 1021D OFFENCE OF PREPARER OF DEFECTIVE DISCLOSURE DOCUMENT OR STATEMENT GIVING THE DOCUMENT OR STATEMENT KNOWING IT TO BE DEFECTIVE
SECTION 1021E PREPARER OF DEFECTIVE DISCLOSURE DOCUMENT OR STATEMENT GIVING THE DOCUMENT OR STATEMENT (WHETHER OR NOT KNOWN TO BE DEFECTIVE)
SECTION 1021F OFFENCE OF REGULATED PERSON (OTHER THAN PREPARER) GIVING DISCLOSURE DOCUMENT OR STATEMENT KNOWING IT TO BE DEFECTIVE
SECTION 1021FA PARAGRAPH 1012G(3)(a) OBLIGATION - OFFENCES RELATING TO COMMUNICATION OF INFORMATION
SECTION 1021FB PARAGRAPH 1012G(3)(a) OBLIGATION - OFFENCES RELATING TO INFORMATION PROVIDED BY PRODUCT ISSUER FOR COMMUNICATION BY ANOTHER PERSON
SECTION 1021G FINANCIAL SERVICES LICENSEE FAILING TO ENSURE AUTHORISED REPRESENTATIVE GIVES ETC. DISCLOSURE DOCUMENTS OR STATEMENTS AS REQUIRED
SECTION 1021H OFFENCES IF A PRODUCT DISCLOSURE STATEMENT (OR SUPPLEMENTARY PDS) DOES NOT COMPLY WITH CERTAIN REQUIREMENTS
SECTION 1021I OFFENCE OF GIVING DISCLOSURE DOCUMENT OR STATEMENT THAT HAS NOT BEEN PREPARED BY THE APPROPRIATE PERSON
SECTION 1021J OFFENCES IF PREPARER ETC. OF DISCLOSURE DOCUMENT OR STATEMENT BECOMES AWARE THAT IT IS DEFECTIVE
SECTION 1021K OFFENCE OF UNAUTHORISED ALTERATION OF PRODUCT DISCLOSURE STATEMENT (OR SUPPLEMENTARY PDS)
SECTION 1021L OFFENCES OF GIVING, OR FAILING TO WITHDRAW, CONSENT TO INCLUSION OF DEFECTIVE STATEMENT
SECTION 1021M OFFENCES RELATING TO KEEPING AND PROVIDING COPIES OF PRODUCT DISCLOSURE STATEMENTS (OR SUPPLEMENTARY PDSs)
SECTION 1021N OFFENCE OF FAILING TO PROVIDE ADDITIONAL INFORMATION REQUESTED UNDER SECTION 1017A
SECTION 1021NA OFFENCES RELATING TO OBLIGATION TO MAKE PRODUCT DASHBOARD PUBLICLY AVAILABLE
SECTION 1021NB OFFENCES RELATING TO OBLIGATION TO MAKE SUPERANNUATION INVESTMENT INFORMATION PUBLICLY AVAILABLE
SECTION 1021NC OFFENCES RELATING TO OBLIGATIONS UNDER SECTIONS 1017BC, 1017BD AND 1017BE
SECTION 1021O OFFENCES OF ISSUER OR SELLER OF FINANCIAL PRODUCT FAILING TO PAY MONEY INTO AN ACCOUNT AS REQUIRED
SECTION 1021P OFFENCES RELATING TO OFFERS TO WHICH DIVISION 5A APPLIES
Subdivision B - Civil liability
SECTION 1022A MEANING OF DEFECTIVE AND DISCLOSURE DOCUMENT OR STATEMENT
SECTION 1022B CIVIL ACTION FOR LOSS OR DAMAGE
SECTION 1022C ADDITIONAL POWERS OF COURT TO MAKE ORDERS
PART 7.9A - PRODUCT INTERVENTION ORDERS
SECTION 1023A OBJECT
SECTION 1023B MEANING OF FINANCIAL PRODUCT - PART 7.9A
SECTION 1023C APPLICATION OF PRODUCT INTERVENTION ORDERS
SECTION 1023D ASIC MAY MAKE PRODUCT INTERVENTION ORDERS
SECTION 1023E SIGNIFICANT DETRIMENT TO RETAIL CLIENTS
SECTION 1023F ASIC TO CONSULT BEFORE MAKING PRODUCT INTERVENTION ORDERS
SECTION 1023G COMMENCEMENT AND DURATION OF PRODUCT INTERVENTION ORDERS
SECTION 1023H EXTENSION OF PRODUCT INTERVENTION ORDERS
SECTION 1023J AMENDMENT OF PRODUCT INTERVENTION ORDERS
SECTION 1023K REVOCATION OF PRODUCT INTERVENTION ORDERS
SECTION 1023L ASIC TO ISSUE PUBLIC NOTICE OF PRODUCT INTERVENTION ORDERS
SECTION 1023M REMAKING PRODUCT INTERVENTION ORDERS
SECTION 1023N PRODUCT INTERVENTION ORDERS MAY REQUIRE NOTIFICATION
SECTION 1023P ENFORCEMENT OF PRODUCT INTERVENTION ORDERS
SECTION 1023Q CIVIL LIABILITY
SECTION 1023R ADDITIONAL POWERS OF COURT TO MAKE ORDERS
SECTION 1023S AVOIDANCE SCHEMES - PROHIBITION
SECTION 1023T AVOIDANCE SCHEMES - PRESUMPTION OF AVOIDANCE FOR CERTAIN SCHEMES IN CIVIL CASES
SECTION 1023U AVOIDANCE SCHEMES - EXEMPTION BY ASIC
PART 7.10 - MARKET MISCONDUCT AND OTHER PROHIBITED CONDUCT RELATING TO FINANCIAL PRODUCTS AND FINANCIAL SERVICES
Division 1 - Preliminary
SECTION 1040A CONTENT OF PART
SECTION 1040B TREAT CERTAIN INSTRUMENTS AS IF THEY WERE FINANCIAL PRODUCTS AND DIVISION 3 FINANCIAL PRODUCTS
Division 2 - The prohibited conduct (other than insider trading prohibitions)
SECTION 1041A MARKET MANIPULATION
SECTION 1041B FALSE TRADING AND MARKET RIGGING - CREATING A FALSE OR MISLEADING APPEARANCE OF ACTIVE TRADING ETC.
SECTION 1041C FALSE TRADING AND MARKET RIGGING - ARTIFICIALLY MAINTAINING ETC. TRADING PRICE
SECTION 1041D DISSEMINATION OF INFORMATION ABOUT ILLEGAL TRANSACTIONS
SECTION 1041E FALSE OR MISLEADING STATEMENTS
SECTION 1041F INDUCING PERSONS TO DEAL
SECTION 1041G DISHONEST CONDUCT
SECTION 1041H MISLEADING OR DECEPTIVE CONDUCT (CIVIL LIABILITY ONLY)
SECTION 1041I CIVIL ACTION FOR LOSS OR DAMAGE FOR CONTRAVENTION OF SECTIONS 1041E TO 1041H
SECTION 1041J SECTIONS OF THIS DIVISION HAVE EFFECT INDEPENDENTLY OF EACH OTHER
SECTION 1041K DIVISION APPLIES TO CERTAIN CONDUCT TO THE EXCLUSION OF STATE FAIR TRADING ACTS PROVISIONS
Division 2A - Proportionate liability for misleading and deceptive conduct
SECTION 1041L APPLICATION OF DIVISION
SECTION 1041M CERTAIN CONCURRENT WRONGDOERS NOT TO HAVE BENEFIT OF APPORTIONMENT
SECTION 1041N PROPORTIONATE LIABILITY FOR APPORTIONABLE CLAIMS
SECTION 1041O DEFENDANT TO NOTIFY PLAINTIFF OF CONCURRENT WRONGDOER OF WHOM DEFENDANT AWARE
SECTION 1041P CONTRIBUTION NOT RECOVERABLE FROM DEFENDANT
SECTION 1041Q SUBSEQUENT ACTIONS
SECTION 1041R JOINING NON-PARTY CONCURRENT WRONGDOER IN THE ACTION
SECTION 1041S APPLICATION OF DIVISION
Division 3 - The insider trading prohibitions
Subdivision A - Preliminary
SECTION 1042A MEANING OF SOME TERMS RELATING TO THE INSIDER TRADING PROHIBITIONS
SECTION 1042B APPLICATION OF DIVISION
SECTION 1042C MEANING OF GENERALLY AVAILABLE
SECTION 1042D MEANING OF MATERIAL EFFECT
SECTION 1042E MEANING OF ABLE TO BE TRADED
SECTION 1042F MEANING OF PROCURE
SECTION 1042G INFORMATION IN POSSESSION OF OFFICER OF BODY CORPORATE
SECTION 1042H INFORMATION IN POSSESSION OF PARTNER OR EMPLOYEE OF PARTNERSHIP
Subdivision B - The prohibited conduct
SECTION 1043A PROHIBITED CONDUCT BY PERSON IN POSSESSION OF INSIDE INFORMATION
SECTION 1043B EXCEPTION FOR WITHDRAWAL FROM REGISTERED SCHEME OR NOTIFIED FOREIGN PASSPORT FUND
SECTION 1043C EXCEPTION FOR UNDERWRITERS
SECTION 1043D EXCEPTION FOR ACQUISITION PURSUANT TO LEGAL REQUIREMENT
SECTION 1043E EXCEPTION FOR INFORMATION COMMUNICATED PURSUANT TO A LEGAL REQUIREMENT
SECTION 1043F CHINESE WALL ARRANGEMENTS BY BODIES CORPORATE
SECTION 1043G CHINESE WALL ARRANGEMENTS BY PARTNERSHIPS ETC.
SECTION 1043H EXCEPTION FOR KNOWLEDGE OF PERSON'S OWN INTENTIONS OR ACTIVITIES
SECTION 1043I EXCEPTION FOR BODIES CORPORATE
SECTION 1043J EXCEPTION FOR OFFICERS OR AGENTS OF BODY CORPORATE
SECTION 1043K TRANSACTIONS BY HOLDER OF FINANCIAL SERVICES LICENCE OR A REPRESENTATIVE OF THE HOLDER OF SUCH A LICENCE
SECTION 1043L A SPECIFIC SITUATION IN WHICH A COMPENSATION ORDER UNDER SECTION 1317HA MAY BE MADE
SECTION 1043M DEFENCES TO PROSECUTION FOR AN OFFENCE
SECTION 1043N RELIEF FROM CIVIL LIABILITY
SECTION 1043O POWERS OF COURT
Division 4 - Defences, relief and limits on liability
SECTION 1044A GENERAL DEFENCE OR RELIEF FOR PUBLISHERS
SECTION 1044B LIMIT ON LIABILITY FOR MISLEADING OR DECEPTIVE CONDUCT
Division 5 - Miscellaneous
SECTION 1045A EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
PART 7.10A - EXTERNAL DISPUTE RESOLUTION
Division 1 - Authorisation of an external dispute resolution scheme
Subdivision A - Minister may authorise an external dispute resolution scheme
SECTION 1050 MINISTER MAY AUTHORISE AN EXTERNAL DISPUTE RESOLUTION SCHEME
Subdivision B - Mandatory requirements and general considerations
SECTION 1051 MANDATORY REQUIREMENTS
SECTION 1051A GENERAL CONSIDERATIONS
Division 2 - Regulating the AFCA scheme
SECTION 1052 OBLIGATION TO COMPLY WITH MANDATORY REQUIREMENTS
SECTION 1052A ASIC MAY ISSUE REGULATORY REQUIREMENTS
SECTION 1052B DIRECTIONS TO INCREASE LIMITS ON THE VALUE OF CLAIMS
SECTION 1052BA DIRECTIONS TO ENSURE SUFFICIENT FINANCING
SECTION 1052C GENERAL DIRECTIONS TO AFCA
SECTION 1052D APPROVAL OF MATERIAL CHANGES TO THE AFCA SCHEME
SECTION 1052E REFERRING MATTERS TO APPROPRIATE AUTHORITIES
Division 3 - Additional provisions relating to superannuation complaints
Subdivision A - Preliminary
SECTION 1053 MEANING OF SUPERANNUATION COMPLAINT
SECTION 1053A PERSONS TAKEN TO BE MEMBERS OF REGULATED SUPERANNUATION FUNDS, AFCA REGULATED SUPERANNUATION SCHEMES AND APPROVED DEPOSIT FUNDS AND HOLDERS OF RSAs
SECTION 1053B THIS DIVISION DOES NOT RESTRICT ABILITY TO MAKE OTHER COMPLAINTS
Subdivision B - Powers of AFCA
SECTION 1054 POWER TO JOIN OTHER PARTIES TO SUPERANNUATION COMPLAINT
SECTION 1054A POWER TO OBTAIN INFORMATION AND DOCUMENTS
SECTION 1054B POWER TO REQUIRE ATTENDANCE AT CONCILIATION CONFERENCES
SECTION 1054BA POWER TO GIVE DIRECTIONS
SECTION 1054C REFERENCE OF QUESTIONS OF LAW TO FEDERAL COURT
Subdivision C - Determinations of superannuation complaints
SECTION 1055 MAKING A DETERMINATION
SECTION 1055A AFCA TO GIVE REASONS
SECTION 1055B OPERATION OF DETERMINATION OF SUPERANNUATION COMPLAINT
SECTION 1055C EVIDENCE OF DETERMINATION OF SUPERANNUATION COMPLAINT
SECTION 1055D COMPLIANCE WITH DETERMINATIONS UNDER THE AFCA SCHEME
Subdivision D - Superannuation complaints relating to payment of death benefits
SECTION 1056 WHEN SUPERANNUATION COMPLAINT CANNOT BE MADE IN RELATION TO DECISION ABOUT THE PAYMENT OF DEATH BENEFIT
SECTION 1056A JOINING PERSONS TO COMPLAINTS RELATING TO DEATH BENEFIT DECISIONS
Subdivision E - Appeals to the Federal Court
SECTION 1057 APPEALS TO THE FEDERAL COURT FROM DETERMINATION OF SUPERANNUATION COMPLAINT
SECTION 1057A OPERATION AND IMPLEMENTATION OF DETERMINATION THAT IS SUBJECT TO APPEAL
SECTION 1057B SENDING OF DOCUMENTS TO, AND DISCLOSURE OF DOCUMENTS BY, THE FEDERAL COURT
Subdivision F - Secrecy
SECTION 1058 SECRECY
Division 4 - Information sharing and reporting
SECTION 1058A AUTHORISED USE OR DISCLOSURE OF INFORMATION
SECTION 1058B AFCA REPORTING TO CSLR OPERATOR
PART 7.10B - FINANCIAL SERVICES COMPENSATION SCHEME OF LAST RESORT
Division 1 - Establishment of the scheme
SECTION 1059 ESTABLISHMENT OF THE SCHEME
SECTION 1060 MINISTER MAY AUTHORISE AN OPERATOR OF THE SCHEME
SECTION 1061 MINISTER MAY APPOINT INDEPENDENT MEMBER
SECTION 1062 MANDATORY REQUIREMENTS
Division 2 - Compensation payments under the scheme
SECTION 1063 COMPENSATION PAYMENTS
SECTION 1064 ELIGIBILITY FOR COMPENSATION PAYMENTS
SECTION 1065 MEANING OF RELEVANT AFCA DETERMINATION
SECTION 1066 APPLICATIONS FOR COMPENSATION PAYMENTS
SECTION 1067 AMOUNT OF COMPENSATION PAYMENTS
SECTION 1068 OFFER OF COMPENSATION PAYMENTS
SECTION 1069 ACCEPTANCE OF OFFER OF COMPENSATION PAYMENTS
SECTION 1069A CSLR OPERATOR ' S RIGHT OF SUBROGATION IF COMPENSATION IS PAID
Division 3 - Reimbursement of unpaid AFCA fees
SECTION 1069B PAYMENT OF AFCA ' S UNPAID FEES
SECTION 1069C PAYMENT OF AFCA ' S ACCUMULATED UNPAID FEES
Division 4 - Powers, reporting and information sharing
Subdivision A - Powers of CSLR operator
SECTION 1069D POWER TO OBTAIN INFORMATION AND DOCUMENTS
Subdivision B - Information sharing and reporting
SECTION 1069E AUTHORISED USE OR DISCLOSURE OF INFORMATION
SECTION 1069F REPORTING BY CSLR OPERATOR
SECTION 1069G PUBLISHING REPORTS
Subdivision C - Powers of the Minister
SECTION 1069H MINISTERIAL DETERMINATION
Division 5 - Regulating the CSLR operator
SECTION 1069J OBLIGATION TO COMPLY WITH MANDATORY REQUIREMENTS
SECTION 1069K ASIC MAY ISSUE REGULATORY REQUIREMENTS
SECTION 1069L GENERAL DIRECTIONS TO CSLR OPERATOR
Division 6 - Financial matters
SECTION 1069M COSTS FOR FIRST LEVY PERIOD
SECTION 1069N PAYMENT TO THE CSLR OPERATOR OF AMOUNT FOR THE FIRST LEVY PERIOD FOR THE SCHEME
SECTION 1069P PAYMENT TO THE CSLR OPERATOR OF AMOUNTS EQUAL TO LEVY
SECTION 1069Q APPLICATION OF MONEY BY CSLR OPERATOR
SECTION 1069R INVESTMENT BY CSLR OPERATOR
SECTION 1069S RECOVERY OF OVERPAYMENTS
PART 7.11 - TITLE AND TRANSFER
Division 1 - Title to certain securities
SECTION 1070A NATURE OF SHARES AND CERTAIN OTHER INTERESTS IN A COMPANY OR REGISTERED SCHEME
SECTION 1070B NUMBERING OF SHARES
SECTION 1070C MATTERS TO BE SPECIFIED IN SHARE CERTIFICATE
SECTION 1070D LOSS OR DESTRUCTION OF TITLE DOCUMENTS FOR CERTAIN SECURITIES
Division 2 - Transfer of certain securities
Subdivision A - General provisions
SECTION 1071A APPLICATION OF THE SUBDIVISION TO CERTAIN SECURITIES
SECTION 1071B INSTRUMENT OF TRANSFER
SECTION 1071C OCCUPATION NEED NOT APPEAR IN TRANSFER DOCUMENT, REGISTER ETC.
SECTION 1071D REGISTRATION OF TRANSFER AT REQUEST OF TRANSFEROR
SECTION 1071E NOTICE OF REFUSAL TO REGISTER TRANSFER
SECTION 1071F REMEDY FOR REFUSAL TO REGISTER TRANSFER OR TRANSMISSION
SECTION 1071G CERTIFICATION OF TRANSFERS
SECTION 1071H DUTIES OF COMPANY WITH RESPECT TO ISSUE OF CERTIFICATES
Subdivision B - Special provisions for shares
SECTION 1072A TRANSMISSION OF SHARES ON DEATH (REPLACEABLE RULE - SEE SECTION 135)
SECTION 1072B TRANSMISSION OF SHARES ON BANKRUPTCY (REPLACEABLE RULE - SEE SECTION 135)
SECTION 1072C RIGHTS OF TRUSTEE OF ESTATE OF BANKRUPT SHAREHOLDER
SECTION 1072D TRANSMISSION OF SHARES ON MENTAL INCAPACITY (REPLACEABLE RULE - SEE SECTION 135)
SECTION 1072E TRUSTEE ETC. MAY BE REGISTERED AS OWNER OF SHARES
SECTION 1072F REGISTRATION OF TRANSFERS (REPLACEABLE RULE - SEE SECTION 135)
SECTION 1072G ADDITIONAL GENERAL DISCRETION FOR DIRECTORS OF PROPRIETARY COMPANIES TO REFUSE TO REGISTER TRANSFERS (REPLACEABLE RULE - SEE SECTION 135)
SECTION 1072H NOTICES RELATING TO NON-BENEFICIAL AND BENEFICIAL OWNERSHIP OF SHARES
Division 3 - Transfer of certain securities effected otherwise than through a prescribed CS facility
SECTION 1073A APPLICATION OF THE DIVISION TO CERTAIN SECURITIES
SECTION 1073B MEANING OF TRANSFER
SECTION 1073C APPLICATION OF DIVISION TO CERTAIN BODIES AS IF THEY WERE COMPANIES
SECTION 1073D REGULATIONS MAY GOVERN TRANSFER OF CERTAIN SECURITIES
SECTION 1073E ASIC MAY EXTEND REGULATIONS TO SECURITIES NOT OTHERWISE COVERED
SECTION 1073F OPERATION OF THIS DIVISION AND REGULATIONS MADE FOR ITS PURPOSES
Division 4 - Transfer of financial products effected through prescribed CS facility
SECTION 1074A FINANCIAL PRODUCTS TO WHICH THIS DIVISION APPLIES
SECTION 1074B DEFINITIONS
SECTION 1074C OPERATING RULES OF PRESCRIBED CS FACILITY MAY DEAL WITH TRANSFER OF TITLE
SECTION 1074D VALID AND EFFECTIVE TRANSFER IF OPERATING RULES COMPLIED WITH
SECTION 1074E REGULATIONS MAY GOVERN TRANSFER OF FINANCIAL PRODUCTS IN ACCORDANCE WITH OPERATING RULES OF PRESCRIBED CS FACILITY
SECTION 1074F ISSUER PROTECTED FROM CIVIL LIABILITY FOR PERSON'S CONTRAVENTION OF PRESCRIBED CS FACILITY'S CERTIFICATE CANCELLATION RULES
SECTION 1074G OPERATION OF THIS DIVISION AND REGULATIONS MADE FOR ITS PURPOSES
Division 5 - Exemptions and modifications
SECTION 1075A ASIC'S POWER TO EXEMPT AND MODIFY
PART 7.12 - MISCELLANEOUS
Division 1 - Qualified privilege
SECTION 1100A QUALIFIED PRIVILEGE FOR INFORMATION GIVEN TO ASIC
SECTION 1100B QUALIFIED PRIVILEGE FOR THE CONDUCT OF MARKET LICENSEES AND CS FACILITY LICENSEES
SECTION 1100C QUALIFIED PRIVILEGE FOR INFORMATION GIVEN TO MARKET LICENSEES AND CS FACILITY LICENSEES ETC.
SECTION 1100D EXTENSION OF PROTECTIONS GIVEN BY THIS DIVISION
Division 1A - Employee share schemes
Subdivision A - Introduction
SECTION 1100E SIMPLIFIED OUTLINE OF THIS DIVISION
SECTION 1100F GEOGRAPHICAL COVERAGE OF DIVISION
SECTION 1100G OFFERS AND INVITATIONS BOTH COVERED
SECTION 1100H PERSON OFFERING INTERESTS
SECTION 1100J OFFERS MAY ALSO BE MADE IN RELIANCE ON SECTION 708 OR 1012D
SECTION 1100K FINANCIAL MARKETS RECOGNISED UNDER THIS DIVISION
Subdivision B - Key concepts
SECTION 1100L MEANING OF EMPLOYEE SHARE SCHEME
SECTION 1100M MEANING OF ESS INTEREST
Subdivision C - Offers that are eligible to be made under this Division
SECTION 1100N OFFERS THAT ARE ELIGIBLE TO BE MADE UNDER THIS DIVISION
SECTION 1100P OFFERS FOR NO MONETARY CONSIDERATION
SECTION 1100Q OFFERS FOR MONETARY CONSIDERATION
SECTION 1100R OFFERS THAT WOULD OTHERWISE NOT NEED DISCLOSURE
SECTION 1100S REQUIREMENTS FOR TRUSTS
SECTION 1100T MEANING OF ESS CONTRIBUTION PLAN
SECTION 1100U REQUIREMENTS FOR CONNECTED LOANS
SECTION 1100V ISSUE CAP FOR OFFERS INVOLVING CONSIDERATION
SECTION 1100W DISCLOSURE REQUIREMENTS FOR OFFERS INVOLVING CONSIDERATION
SECTION 1100X ADDITIONAL DISCLOSURE REQUIREMENTS FOR OFFERS BY UNLISTED BODIES CORPORATE
SECTION 1100Y TERMS OF THE OFFER - DISCLOSURE ETC.
SECTION 1100Z TERMS OF THE OFFER - MISLEADING STATEMENTS AND OMISSIONS
SECTION 1100ZA MONETARY CAP FOR OFFERS BY UNLISTED BODIES CORPORATE
SECTION 1100ZB AMOUNTS THAT ARE EXCLUDED FROM THE MONETARY CAP
Subdivision D - Making offers under this Division
SECTION 1100ZC MAKING OFFERS UNDER THIS DIVISION
SECTION 1100ZD REGULATORY RELIEF FOR CERTAIN SUBSEQUENT SALE OFFERS OF ESS INTERESTS
SECTION 1100ZE DEALING WITH MONEY RECEIVED BEFORE ESS INTEREST IS ISSUED
SECTION 1100ZF DEALING WITH MONEY RECEIVED BEFORE LIQUIDITY PERIOD
SECTION 1100ZG REVOCATION OF REGULATORY RELIEF IN CERTAIN CIRCUMSTANCES
Subdivision E - Prohibitions and defences
SECTION 1100ZH MISSTATEMENT IN, OR OMISSION FROM, DISCLOSURE INFORMATION
SECTION 1100ZI MISSTATEMENT IN, OR OMISSION FROM, FINANCIAL INFORMATION FOR OPTIONS AND INCENTIVE RIGHTS
SECTION 1100ZJ OBLIGATION TO INFORM PERSON ABOUT DEFICIENCIES IN DISCLOSURE DOCUMENTS
Subdivision F - ASIC powers
SECTION 1100ZK ASIC ' S POWER TO MAKE EXEMPTIONS AND DECLARE MODIFICATIONS ETC. IN RELATION TO THIS DIVISION
SECTION 1100ZL ASIC STOP ORDERS
SECTION 1100ZM ASIC ' S POWER TO REQUEST DOCUMENTS
Division 2 - Codes of conduct
Subdivision A - Approved codes of conduct
SECTION 1101A APPROVED CODES OF CONDUCT
SECTION 1101AA VARIATIONS TO APPROVED CODES OF CONDUCT
SECTION 1101AB REVIEW OF APPROVED CODES OF CONDUCT
SECTION 1101AC OBLIGATION TO COMPLY WITH ENFORCEABLE CODE PROVISIONS
SECTION 1101AD REGULATIONS
Subdivision B - Mandatory codes of conduct
SECTION 1101AE MANDATORY CODES OF CONDUCT
SECTION 1101AF OBLIGATION TO COMPLY WITH MANDATORY CODE OF CONDUCT
Division 3 - Other matters
SECTION 1101B POWER OF COURT TO MAKE CERTAIN ORDERS
SECTION 1101C PRESERVATION AND DISPOSAL OF RECORDS ETC.
SECTION 1101D DESTRUCTION OF RECORDS BY ASIC
SECTION 1101E CONCEALING ETC. OF BOOKS
SECTION 1101F FALSIFICATION OF RECORDS
SECTION 1101G PRECAUTIONS AGAINST FALSIFICATION OF RECORDS
SECTION 1101GA HOW PART 9.3 APPLIES TO BOOKS REQUIRED TO BE KEPT BY THIS CHAPTER ETC.
SECTION 1101H CONTRAVENTION OF CHAPTER DOES NOT GENERALLY AFFECT VALIDITY OF TRANSACTIONS ETC.
SECTION 1101I GAMING AND WAGERING LAWS DO NOT AFFECT VALIDITY OF CONTRACTS RELATING TO FINANCIAL PRODUCTS
SECTION 1101J DELEGATION
CHAPTER 8 - MUTUAL RECOGNITION OF SECURITIES OFFERS
PART 8.1 - PRELIMINARY
SECTION 1200A MEANING OF SOME TERMS RELATING TO MUTUAL RECOGNITION OF SECURITIES OFFERS
PART 8.2 - FOREIGN OFFERS THAT ARE RECOGNISED IN THIS JURISDICTION
Division 1 - Recognised offers
SECTION 1200B MEANING OF RECOGNISED OFFER
SECTION 1200C CONDITIONS THAT MUST BE MET TO BE A RECOGNISED OFFER
SECTION 1200D REQUIRED DOCUMENTS AND INFORMATION
SECTION 1200E WARNING STATEMENT
Division 2 - Effect of a recognised offer
SECTION 1200F EFFECT OF A RECOGNISED OFFER
Division 3 - Ongoing conditions for recognised offers
SECTION 1200G OFFERING CONDITIONS
SECTION 1200H ADDRESS FOR SERVICE CONDITION
SECTION 1200J DISPUTE RESOLUTION CONDITION
Division 4 - Modification of provisions of this Act
SECTION 1200K ADDITIONAL OPERATION OF SECTION 675 (CONTINUOUS DISCLOSURE)
SECTION 1200L PRE-OFFER ADVERTISING
SECTION 1200M MODIFICATION BY THE REGULATIONS
Division 5 - ASIC ' s powers in relation to recognised offers
SECTION 1200N STOP ORDERS
SECTION 1200P BAN ON MAKING SUBSEQUENT RECOGNISED OFFERS
SECTION 1200Q OFFENCE OF BREACHING AN ONGOING CONDITION
Division 6 - Miscellaneous
SECTION 1200R SERVICE OF DOCUMENTS
PART 8.3 - OFFERS MADE UNDER FOREIGN RECOGNITION SCHEMES
SECTION 1200S NOTICE TO ASIC
SECTION 1200T EXTENSION OF THIS ACT TO RECOGNISED JURISDICTIONS
SECTION 1200U ASIC STOP ORDER FOR ADVERTISING IN A RECOGNISED JURISDICTION
CHAPTER 8A - ASIA REGION FUNDS PASSPORT
PART 8A.1 - PRELIMINARY
SECTION 1210 MEANING OF PARTICIPATING ECONOMY
SECTION 1210A LIST OF PARTICIPATING ECONOMIES
SECTION 1210B MINISTER MAY DETERMINE THAT FUNDS NOT TO OFFER INTERESTS IN THIS JURISDICTION
PART 8A.2 - PASSPORT RULES
SECTION 1211 MINISTER MAY MAKE PASSPORT RULES FOR THIS JURISDICTION
SECTION 1211A MEANING OF PASSPORT RULES
SECTION 1211B COMPLIANCE WITH THE PASSPORT RULES
PART 8A.3 - AUSTRALIAN PASSPORT FUNDS
SECTION 1212 APPLICATION FOR REGISTRATION
SECTION 1212A REGISTRATION OF AUSTRALIAN PASSPORT FUNDS
SECTION 1212B ALL DOCUMENTS ETC. LODGED WITH ASIC TO BEAR APFRN
SECTION 1212C NOTIFYING ASIC IF OFFERING INTERESTS IN ANOTHER PARTICIPATING ECONOMY IN ANOTHER NAME
PART 8A.4 - NOTIFIED FOREIGN PASSPORT FUNDS
Division 1 - Becoming a notified foreign passport fund
SECTION 1213 NOTICE OF INTENTION TO OFFER INTERESTS IN A FOREIGN PASSPORT FUND
SECTION 1213A ASIC MAY NOTIFY OPERATOR THAT NOTICE OF INTENTION LACKS INFORMATION REQUIRED
SECTION 1213B REJECTING A NOTICE OF INTENTION
SECTION 1213C NOTIFIED FOREIGN PASSPORT FUNDS - AUTHORITY TO OFFER INTERESTS IN THIS JURISDICTION
SECTION 1213D MEANING OF CONSIDERATION PERIOD
Division 2 - Treatment of notified foreign passport funds
SECTION 1213E NOTIFIED FOREIGN PASSPORT FUNDS TO BE TREATED AS MANAGED INVESTMENT SCHEMES
SECTION 1213F OPERATORS AND NOTIFIED FOREIGN PASSPORT FUNDS NOT TO BE TREATED AS COMPANIES ETC.
SECTION 1213G OFFENCES RELATING TO THE OPERATION OF NOTIFIED FOREIGN PASSPORT FUNDS
Division 3 - Conduct of notified foreign passport funds in this jurisdiction
SECTION 1213H NOTIFIED FOREIGN PASSPORT FUNDS MUST NOT ISSUE DEBENTURES IN THIS JURISDICTION
Division 4 - Providing key information in relation to notified foreign passport funds
Subdivision A - Obligations to provide information to members in this jurisdiction
SECTION 1213J CONSTITUTION - RIGHT TO OBTAIN A COPY
SECTION 1213K REGISTER OF MEMBERS - RIGHT TO OBTAIN A COPY
SECTION 1213L USE OF INFORMATION ON REGISTER OF MEMBERS
SECTION 1213M REPORTS REQUIRED UNDER THE LAW OF THE HOME ECONOMY
SECTION 1213N ORDER FOR COPIES OF BOOKS OF A NOTIFIED FOREIGN PASSPORT FUND
Subdivision B - Obligations to provide information to ASIC
SECTION 1213P REGISTER OF MEMBERS - ASIC MAY REQUIRE LODGMENT
SECTION 1213Q DESTRUCTION OF RECORDS BY ASIC
PART 8A.5 - REGISTER OF PASSPORT FUNDS
SECTION 1214 REGISTER OF PASSPORT FUNDS
PART 8A.6 - STOP ORDERS
SECTION 1215 STOP ORDER - AUSTRALIAN PASSPORT FUNDS
SECTION 1215A STOP ORDER - NOTIFIED FOREIGN PASSPORT FUND
SECTION 1215B INTERIM STOP ORDERS
SECTION 1215C REVOCATION OF STOP ORDER MADE UNDER SECTION 1215 OR 1215A
SECTION 1215D COMPLIANCE WITH STOP ORDERS
PART 8A.7 - DEREGISTRATION AND DENOTIFICATION
Division 1 - Deregistration of Australian passport funds
Subdivision A - Voluntary deregistration
SECTION 1216 APPLICATION TO DEREGISTER
SECTION 1216A ASIC TO DEREGISTER
SECTION 1216B WHEN IS THERE AN EXPECTATION THAT A FUND WOULD BECOME AN AUSTRALIAN PASSPORT FUND?
Subdivision B - Deregistration initiated by ASIC
SECTION 1216C DEREGISTRATION - INITIATED BY ASIC
Subdivision C - Process for deregistration
SECTION 1216D PROCESS FOR DEREGISTRATION
Division 2 - Denotification of notified foreign passport funds
Subdivision A - Voluntary denotification
SECTION 1216E APPLICATION TO BE REMOVED AS A NOTIFIED FOREIGN PASSPORT FUND
SECTION 1216F ASIC TO REMOVE FUND AS A NOTIFIED FOREIGN PASSPORT FUND
SECTION 1216G WHEN IS THERE AN EXPECTATION THAT A FUND WOULD BECOME A NOTIFIED FOREIGN PASSPORT FUND?
Subdivision B - Notified foreign passport fund deregistered in the fund ' s home economy
SECTION 1216H ASIC TO REMOVE A FUND AS A NOTIFIED FOREIGN PASSPORT FUND
Subdivision C - Process for removal as a notified foreign passport fund
SECTION 1216J PROCESS FOR REMOVAL AS A NOTIFIED FOREIGN PASSPORT FUND
Division 3 - Continued application of the Corporations legislation
SECTION 1216K ASIC ' S POWER TO CONTINUE THE APPLICATION OF THE CORPORATIONS LEGISLATION
SECTION 1216L REGULATIONS MAY CONTINUE THE APPLICATION OF THE CORPORATIONS LEGISLATION
PART 8A.8 - EXEMPTIONS AND MODIFICATIONS
SECTION 1217 ASIC ' S POWER TO MAKE EXEMPTIONS AND DECLARE MODIFICATIONS ETC. IN RELATION TO THIS CHAPTER
SECTION 1217A ASIC ' S POWER TO MAKE EXEMPTIONS AND DECLARE MODIFICATIONS ETC. IN RELATION TO THE PASSPORT RULES
SECTION 1217B EXEMPTIONS AND MODIFICATION BY REGULATIONS
CHAPTER 8B - CORPORATE COLLECTIVE INVESTMENT VEHICLES
PART 8B.1 - PRELIMINARY
SECTION 1221 OBJECTS OF THIS CHAPTER
PART 8B.2 - REGISTRATION OF CCIVs
Division 1 - Registering a CCIV
Subdivision A - Requirements for registration as a CCIV
SECTION 1222 REQUIREMENTS FOR REGISTRATION AS A CCIV
Subdivision B - How a CCIV is registered
SECTION 1222A APPLYING FOR REGISTRATION
SECTION 1222B NO OTHER WAY TO REGISTER A CCIV
SECTION 1222C REGISTRATION OF A CCIV
SECTION 1222D CORPORATE DIRECTOR AND MEMBERS OF A CCIV
Subdivision C - Names of CCIVs
SECTION 1222E SPECIAL REQUIREMENTS FOR NAMING OF CCIVs
SECTION 1222F SPECIAL REQUIREMENTS FOR ACCEPTABLE ABBREVIATIONS OF CCIV NAMES
SECTION 1222G CARRYING ON BUSINESS USING ' CCIV ' IN NAME
SECTION 1222H CHANGE OF NAME NOT ALLOWED WHILE SUB-FUND IN LIQUIDATION
Subdivision D - Retail CCIVs and wholesale CCIVs
SECTION 1222J MEANING OF RETAIL CCIV AND WHOLESALE CCIV
SECTION 1222K RETAIL CCIV TEST
SECTION 1222L NOTIFYING ASIC OF STATUS AS A RETAIL CCIV OR WHOLESALE CCIV
SECTION 1222M TABLE OF PROVISIONS THAT APPLY ONLY TO RETAIL CCIVs
Subdivision E - Listing not permitted for certain CCIVs and sub-funds
SECTION 1222N CERTAIN CCIVs AND SUB-FUNDS MUST NOT BE LISTED
Subdivision F - Changing company type not permitted
SECTION 1222P PART 2B.7 DOES NOT APPLY TO A CCIV
Division 2 - Registering a sub-fund of a CCIV
Subdivision A - What is a sub-fund of a CCIV
SECTION 1222Q WHAT IS A SUB-FUND OF A CCIV
Subdivision B - How a sub-fund of a CCIV is registered
SECTION 1222R INITIAL SUB-FUNDS TO BE REGISTERED WHEN THE CCIV IS REGISTERED
SECTION 1222S REGISTRATION OF A SUB-FUND
SECTION 1222T SUB-FUND IS ESTABLISHED ON REGISTRATION
SECTION 1222U APPLICATION TO REGISTER FURTHER SUB-FUNDS
Subdivision C - Names of sub-funds
SECTION 1222V A SUB-FUND ' S NAME
SECTION 1222W USING SUB-FUND NAME AND ARFN ON DOCUMENTS
SECTION 1222X ACCEPTABLE ABBREVIATIONS OF SUB-FUND NAMES
SECTION 1222Y SUB-FUND CHANGING ITS NAME
SECTION 1222Z ASIC ' S POWER TO DIRECT CCIV TO CHANGE A SUB-FUND ' S NAME
SECTION 1222ZA EFFECT OF NAME CHANGE
Division 3 - Registers
SECTION 1222ZB REGISTERS RELATING TO CCIVs
PART 8B.3 - CORPORATE GOVERNANCE OF CCIVs
Division 1 - Governance rules
Subdivision A - How a CCIV exercises company powers
SECTION 1223 EXECUTION OF DOCUMENTS (INCLUDING DEEDS) BY THE CCIV ITSELF
Subdivision B - Constitution
SECTION 1223A REPLACEABLE RULES DO NOT APPLY TO A CCIV
SECTION 1223B REQUIREMENT FOR A CCIV TO HAVE A CONSTITUTION
SECTION 1223C RETAIL CCIV - ASIC MAY DIRECT CCIV TO MODIFY ITS CONSTITUTION
SECTION 1223D ADOPTION, MODIFICATION AND REPEAL OF CONSTITUTION
SECTION 1223E EFFECT OF CONSTITUTION
Subdivision C - Minimum content requirements for the constitution of a CCIV
SECTION 1223F WHOLESALE CCIV - BASIC CONTENT REQUIREMENT
SECTION 1223G RETAIL CCIV - BASIC CONTENT REQUIREMENTS
SECTION 1223H RETAIL CCIV - ADDITIONAL CONTENT REQUIREMENT FOR REDEMPTION OF SHARES
Division 2 - Officers and employees of the CCIV
Subdivision A - Officers and employees generally
SECTION 1224 A CCIV HAS A SINGLE CORPORATE DIRECTOR
SECTION 1224A A CCIV HAS NO SECRETARY AND NO EMPLOYEES
SECTION 1224B MEANING OF OFFICER OF A CCIV
SECTION 1224C GENERAL DUTIES OWED BY OFFICERS
SECTION 1224D DUTIES OWED BY DIRECTOR
SECTION 1224E CERTAIN PROVISIONS IN CHAPTER 2D DO NOT APPLY TO CCIVs
Subdivision B - The corporate director of a CCIV
SECTION 1224F WHO CAN BE THE DIRECTOR OF A CCIV
SECTION 1224G RETAIL CCIV - ADDITIONAL RULES ABOUT WHO CAN BE THE DIRECTOR
SECTION 1224H EFFECTIVENESS OF ACTS BY CORPORATE DIRECTOR
SECTION 1224J CORPORATE DIRECTOR MUST OPERATE THE CCIV
SECTION 1224K CORPORATE DIRECTOR NOT REQUIRED TO DISCLOSE MATERIAL PERSONAL INTEREST
SECTION 1224L CORPORATE DIRECTOR MAY APPOINT AN AGENT OR ENGAGE A PERSON
SECTION 1224M RETAIL CCIV - RESPONSIBILITY OF CORPORATE DIRECTOR FOR CERTAIN ACTS OF AGENTS
SECTION 1224N RETAIL CCIV - LIMITATION ON RIGHT OF CORPORATE DIRECTOR TO FEES AND INDEMNITIES
SECTION 1224P RETAIL CCIV - LIMITATION ON RIGHT OF CORPORATE DIRECTOR TO ACQUIRE SHARES IN CCIV
SECTION 1224Q EXERCISE OF POWERS WHILE SUB-FUND IS IN LIQUIDATION
Subdivision C - Replacing the corporate director
SECTION 1224R CHANGES ONLY TAKE EFFECT WHEN ASIC ALTERS RECORD OF REGISTRATION
SECTION 1224S CCIV DOES NOT HAVE AN ELIGIBLE CORPORATE DIRECTOR
SECTION 1224T RETIREMENT OF CORPORATE DIRECTOR
SECTION 1224U REPLACEMENT OF CORPORATE DIRECTOR BY MEMBERS
SECTION 1224V APPOINTMENT OF TEMPORARY CORPORATE DIRECTOR BY COURT
SECTION 1224W TEMPORARY CORPORATE DIRECTOR TO INITIATE APPOINTMENT OF PERMANENT CORPORATE DIRECTOR
SECTION 1224X TEMPORARY CORPORATE DIRECTOR FAILS TO INITIATE APPOINTMENT OF PERMANENT CORPORATE DIRECTOR
SECTION 1224Y MEMBERS FAIL TO APPOINT PERMANENT CORPORATE DIRECTOR
SECTION 1224Z FORMER CORPORATE DIRECTOR TO HAND OVER BOOKS AND PROVIDE REASONABLE ASSISTANCE
SECTION 1224ZA RIGHTS, OBLIGATIONS AND LIABILITIES OF FORMER CORPORATE DIRECTOR
SECTION 1224ZB EFFECT OF CHANGE OF CORPORATE DIRECTOR ON DOCUMENTS ETC. TO WHICH FORMER CORPORATE DIRECTOR IS PARTY
Subdivision D - Termination payments
SECTION 1224ZC MEMBER APPROVAL NOT NEEDED FOR BENEFIT SPECIFIED IN CONSTITUTION
SECTION 1224ZD MODIFIED MEMBER APPROVAL FOR CCIVs
SECTION 1224ZE BENEFITS PAID TO CORPORATE DIRECTOR NOT COVERED BY EXEMPTIONS
Division 3 - Officers, employees and auditors of the corporate director
Subdivision A - Officers and auditors of the corporate director
SECTION 1225 RETAIL CCIV - DUTIES OWED BY OFFICERS OF CORPORATE DIRECTOR
SECTION 1225A RESPONSIBILITY OF SECRETARY OF CORPORATE DIRECTOR FOR CERTAIN CONTRAVENTIONS BY CCIV
SECTION 1225B RESPONSIBILITY OF SECRETARY OF CORPORATE DIRECTOR FOR CERTAIN CONTRAVENTIONS BY CORPORATE DIRECTOR
SECTION 1225C EXTENDED OBLIGATION OF DIRECTORS OF CORPORATE DIRECTOR
SECTION 1225D RIGHT OF ACCESS TO CCIV BOOKS
SECTION 1225E EXTENDED OPERATION OF SECTIONS 199A AND 199B (ABOUT INDEMNITIES AND INSURANCE)
Subdivision B - Employees of the corporate director
SECTION 1225F RETAIL CCIV - DUTIES OWED BY EMPLOYEES OF CORPORATE DIRECTOR
Division 4 - Compliance plan for retail CCIVs
Subdivision A - Documenting the compliance plan
SECTION 1226 REQUIREMENT FOR COMPLIANCE PLAN
SECTION 1226A CONTENTS OF THE COMPLIANCE PLAN
SECTION 1226B COMPLIANCE PLAN MAY INCORPORATE PROVISIONS FROM ANOTHER CCIV ' s PLAN
SECTION 1226C ASIC MAY REQUIRE FURTHER INFORMATION ABOUT COMPLIANCE PLAN
SECTION 1226D CHANGING THE COMPLIANCE PLAN
SECTION 1226E ASIC MAY REQUIRE CONSOLIDATION OF COMPLIANCE PLAN TO BE LODGED
Subdivision B - Auditing the compliance plan
SECTION 1226F ENGAGING AUDITOR
SECTION 1226G AUDIT AND AUDIT REPORT
SECTION 1226H CONTRAVENTIONS BY AUDITOR
SECTION 1226J REMOVAL AND RESIGNATION OF AUDITORS
SECTION 1226K ACTION ON CHANGE OF AUDITOR OF COMPLIANCE PLAN
Division 5 - Member protection
Subdivision A - Related party transactions by retail CCIVs to be approved at sub-fund level
SECTION 1227 APPLICATION OF CHAPTER 2E TO RETAIL CCIVs
SECTION 1227A NEED FOR MEMBER APPROVAL FOR FINANCIAL BENEFIT
SECTION 1227B EXCEPTIONS NOT AVAILABLE FOR A RETAIL CCIV
SECTION 1227C REQUIREMENTS FOR EXPLANATORY STATEMENT TO MEMBERS
SECTION 1227D MODIFIED REFERENCES
SECTION 1227E RELATED PARTIES OF A CCIV
Subdivision B - Rights and remedies of members of a CCIV
SECTION 1227F GROUNDS FOR COURT ORDER
SECTION 1227G ORDERS THE COURT CAN MAKE
SECTION 1227H APPLYING FOR AND GRANTING LEAVE
SECTION 1227J VARYING AND CANCELLING CLASS RIGHTS
SECTION 1227K CERTAIN ACTIONS TAKEN TO VARY RIGHTS ETC.
SECTION 1227L COMPANY MUST LODGE DOCUMENTS AND RESOLUTIONS WITH ASIC
Subdivision C - Civil liability of corporate director to members
SECTION 1227M CIVIL LIABILITY OF CORPORATE DIRECTOR TO MEMBERS
Division 6 - Meetings
Subdivision A - Directors ' meetings
SECTION 1228 RESOLUTIONS OF CCIVs
Subdivision B - Meetings of members of CCIVs or sub-funds
SECTION 1228A MEETINGS OF MEMBERS OF CCIVs
SECTION 1228B MEETINGS OF MEMBERS OF SUB-FUNDS
SECTION 1228C AUDITORS OF SCHEME COMPLIANCE PLANS
SECTION 1228D COPY OF THE REGISTER OF MEMBERS - SUB-FUNDS
SECTION 1228E MEMBERS ' RESOLUTIONS
SECTION 1228F VOTING AT MEETINGS OF MEMBERS
SECTION 1228G CORPORATE DIRECTOR AND ASSOCIATES CANNOT VOTE IF INTERESTED IN RESOLUTION
SECTION 1228H HOW TO WORK OUT THE VALUE OF A SHARE
Division 7 - Corporate contraventions
Subdivision A - General provisions relating to establishing civil and criminal liability under Commonwealth laws
SECTION 1229 APPLICATION OF THIS SUBDIVISION
SECTION 1229A OTHER RULES FOR CORPORATE CONTRAVENTIONS DO NOT APPLY
SECTION 1229B GENERAL RULE FOR ATTRIBUTING CONDUCT AND STATE OF MIND TO A CCIV
SECTION 1229C EXCEPTIONS ETC. SPECIFIC TO THIS ACT
Subdivision B - Consequences of contraventions of Commonwealth laws
SECTION 1229D CORPORATE DIRECTOR GENERALLY TAKEN TO COMMIT OFFENCES COMMITTED BY CCIV
SECTION 1229E CORPORATE DIRECTOR GENERALLY LIABLE FOR CIVIL PENALTIES FOR WHICH THE CCIV WOULD BE LIABLE
Subdivision C - Consequences of contraventions of State and Territory laws
SECTION 1229F COMPENSATION ORDERS - STATE AND TERRITORY LAWS
SECTION 1229G TIME LIMIT FOR APPLICATION FOR COMPENSATION ORDER
SECTION 1229H CIVIL EVIDENCE AND PROCEDURE RULES FOR COMPENSATION ORDERS
PART 8B.4 - CORPORATE FINANCE, FINANCIAL REPORTING AND SUSTAINABILITY REPORTING FOR CCIVs
Division 1 - Shares
Subdivision A - Issuing and converting shares in a CCIV
SECTION 1230 SHARES CAN ONLY BE ISSUED IN RESPECT OF SUB-FUNDS
SECTION 1230A MINIMUM OF ONE CLASS OF SHARES PER SUB-FUND
SECTION 1230B POWER TO ISSUE REDEEMABLE SHARES
SECTION 1230C CONVERSION OF SHARES
Subdivision B - Redemption of shares
SECTION 1230D REDEMPTIONS TO WHICH THIS SUBDIVISION APPLIES
SECTION 1230E REDEEMED SHARES TO BE CANCELLED
SECTION 1230F REQUIREMENTS FOR REDEMPTIONS BY ALL CCIVs
SECTION 1230G FURTHER REQUIREMENTS FOR REDEMPTIONS BY RETAIL CCIVs
SECTION 1230H WHEN A SUB-FUND IS LIQUID
SECTION 1230J REDEMPTION OFFERS FOR NON-LIQUID SUB-FUNDS OF RETAIL CCIVs
SECTION 1230K SATISFYING REDEMPTION REQUESTS FOR NON-LIQUID SUB-FUNDS OF RETAIL CCIVs
Subdivision C - Partly-paid shares
SECTION 1230L SECTION 254N DOES NOT APPLY TO A CCIV
Subdivision D - Dividends
SECTION 1230M CIRCUMSTANCES IN WHICH A DIVIDEND MAY BE PAID
SECTION 1230N DIVIDEND RIGHTS
Subdivision E - Notice requirements
SECTION 1230P PART 2H.6 DOES NOT APPLY TO A CCIV
Subdivision F - Cross-investment between sub-funds of a CCIV
SECTION 1230Q CROSS-INVESTMENT BETWEEN SUB-FUNDS IS PERMITTED
SECTION 1230R REQUIREMENTS OR RESTRICTIONS FOR CROSS-INVESTMENT
SECTION 1230S CONSEQUENCES FOR FAILING TO COMPLY WITH REQUIREMENTS OR RESTRICTIONS FOR CROSS-INVESTMENT
SECTION 1230T REQUIREMENTS OR RESTRICTIONS ON MEMBERSHIP RIGHTS FOR SHARES ACQUIRED FROM CROSS-INVESTMENT
SECTION 1230U CROSS-INVESTMENT BETWEEN SUB-FUNDS IS NOT A SHARE BUY-BACK
SECTION 1230V GENERAL DUTIES STILL APPLY FOR CROSS-INVESTMENT BETWEEN SUB-FUNDS
Division 2 - Transactions affecting share capital
Subdivision A - Reductions in share capital and share buy-backs
SECTION 1231 PURPOSE
SECTION 1231A CCIV MAY MAKE REDUCTION NOT OTHERWISE AUTHORISED
SECTION 1231B CONSEQUENCES OF MAKING AN UNAUTHORISED REDUCTION
SECTION 1231C A CCIV ' s POWER TO BUY BACK ITS OWN SHARES
SECTION 1231D AUTHORISED REDUCTIONS - SHARE REDEMPTIONS
SECTION 1231E Authorised reductions - regulations
SECTION 1231F Authorised reductions - Court orders
SECTION 1231G AUTHORISED REDUCTIONS - RETURN OF FINANCIAL PRODUCT
SECTION 1231H OTHER SHARE CAPITAL REDUCTIONS
Subdivision B - Self-acquisition and control of shares
SECTION 1231J DIRECTLY ACQUIRING OWN SHARES
SECTION 1231K TAKING SECURITY OVER OWN SHARES
Subdivision C - Financial assistance
SECTION 1231L PART 2J.3 DOES NOT APPLY TO A CCIV
Subdivision D - Interaction with other duties
SECTION 1231M OTHER DUTIES STILL APPLY
Division 3 - Debentures
SECTION 1231N DEBENTURES CAN ONLY BE ISSUED IN RESPECT OF SUB-FUNDS
SECTION 1231P MODIFIED OPERATION OF SECTION 283AA
Division 4 - Financial reports, sustainability reports and audit of CCIVs
Subdivision A - Application of Chapter 2M to CCIVs and their sub-funds
SECTION 1232 APPLICATION OF CHAPTER 2M TO CCIVs
Subdivision B - Financial records (all CCIVs)
SECTION 1232A OBLIGATION TO KEEP FINANCIAL RECORDS FOR SUB-FUNDS
SECTION 1232B ACCESS TO FINANCIAL RECORDS OF CCIVs AND SUB-FUNDS
Subdivision C - Financial and sustainability reporting (retail CCIVs only)
SECTION 1232C ANNUAL FINANCIAL REPORTS, SUSTAINABILITY REPORTS AND DIRECTORS ' REPORTS FOR SUB-FUNDS - GENERAL RULES
SECTION 1232D ANNUAL FINANCIAL REPORTS, SUSTAINABILITY REPORTS AND DIRECTORS ' REPORTS FOR SUB-FUNDS - SPECIAL RULES FOR FINANCIAL REPORTS AND SUSTAINABILITY REPORTS
SECTION 1232E ANNUAL FINANCIAL REPORTS AND DIRECTORS ' REPORTS FOR SUB-FUNDS - SPECIAL RULES FOR DIRECTORS ' REPORTS
SECTION 1232F HALF-YEAR FINANCIAL REPORTS AND DIRECTORS ' REPORTS FOR SUB-FUNDS WITH ED SECURITIES ON ISSUE
SECTION 1232G AUDIT AND AUDITOR ' S REPORT FOR SUB-FUNDS
Subdivision D - Annual financial reporting to members (retail CCIVs only)
SECTION 1232H ANNUAL FINANCIAL AND SUSTAINABILITY REPORTING TO MEMBERS OF SUB-FUNDS
SECTION 1232J DEADLINE FOR REPORTING TO MEMBERS OF SUB-FUNDS
SECTION 1232K CONSIDERATION OF REPORTS AT AGM
SECTION 1232L ADDITIONAL REPORTING BY CCIVs THAT ARE DEBENTURE ISSUERS
Subdivision E - Lodging reports with ASIC (retail CCIVs only)
SECTION 1232M RELODGEMENT IF FINANCIAL REPORTS, SUSTAINABILITY REPORTS OR DIRECTORS ' REPORTS RELATING TO SUB-FUND AMENDED AFTER LODGEMENT
Subdivision F - Appointment and removal of auditors (retail CCIVs only)
SECTION 1232N CONFLICT OF INTEREST SITUATION
SECTION 1232P AUDITOR INDEPENDENCE - SPECIFIC REQUIREMENTS
SECTION 1232Q PEOPLE WHO ARE REGARDED AS OFFICERS OF A CCIV
SECTION 1232R APPOINTMENT, REMOVAL AND FEES OF AUDITORS FOR CCIVs
SECTION 1232S EFFECT OF WINDING UP OF SUB-FUND ON OFFICE OF AUDITOR
Subdivision G - Sanctions for contravention of Chapter 2M
SECTION 1232T EXTENDED LIABILITY OF DIRECTORS OF THE CORPORATE DIRECTOR FOR CONTRAVENTIONS OF CHAPTER 2M
Division 5 - Updating ASIC information about CCIVs
SECTION 1232U SOLVENCY RESOLUTIONS
PART 8B.5 - OPERATING A CCIV
Division 1 - Preliminary
SECTION 1233 MEANING OF PROPERTY
SECTION 1233A REFERENCES TO LIABILITIES OF A CCIV
Division 2 - Requirement to operate sub-funds as separate businesses
SECTION 1233B SUB-FUNDS TO BE OPERATED AS SEPARATE BUSINESSES
Division 3 - Requirement for assets and liabilities to be allocated between sub-funds
Subdivision A - The CCIV ' s allocation register
SECTION 1233C CORPORATE DIRECTOR TO KEEP ALLOCATION REGISTER
SECTION 1233D REQUIREMENT TO ENTER ASSETS ON THE ALLOCATION REGISTER
SECTION 1233E REQUIREMENT TO ENTER LIABILITIES ON THE ALLOCATION REGISTER
SECTION 1233F LIQUIDATOR MAY REQUIRE CORPORATE DIRECTOR TO RECORD DEBT, CLAIM OR PROPERTY IN ALLOCATION REGISTER
SECTION 1233G REQUIREMENT TO RETAIN RECORDS OF ALLOCATIONS FOR 7 YEARS
Subdivision B - What are the assets of a particular sub-fund
SECTION 1233H MEANING OF ASSETS - SUB-FUND OF A CCIV
SECTION 1233J WHEN AN ALLOCATION DETERMINATION IS REQUIRED
SECTION 1233K WHEN PROPERTY MUST BE CONVERTED INTO MONEY ETC.
Subdivision C - What are the liabilities of a particular sub-fund
SECTION 1233L MEANING OF LIABILITIES - SUB-FUND OF A CCIV
SECTION 1233M WHEN AN ALLOCATION DETERMINATION IS REQUIRED
SECTION 1233N VARIATIONS OF PROPORTIONAL ALLOCATION OF LIABILITIES
SECTION 1233P CREDITOR MAY REQUIRE CORPORATE DIRECTOR TO PROVIDE INFORMATION ABOUT ALLOCATION
Subdivision D - Orders the Court can make
SECTION 1233Q ORDERS THE COURT CAN MAKE IN RELATION TO ASSETS AND LIABILITIES OF SUB-FUNDS
Division 4 - Purposes for which sub-fund assets may be applied
SECTION 1234 UNALLOCATED MONEY AND PROPERTY MAY NOT BE APPLIED FOR ANY PURPOSE
SECTION 1234A REQUIREMENT FOR SEGREGATED APPLICATION OF ASSETS OF SUB-FUNDS
SECTION 1234B PURPOSES FOR WHICH SUB-FUND ASSETS MAY BE APPLIED
SECTION 1234C PROPERTY THAT IS REQUIRED TO BE CONVERTED TO BE APPLIED ONLY FOR THAT PURPOSE
SECTION 1234D REQUIREMENT FOR SECURITY INTERESTS TO BE SEGREGATED
SECTION 1234E COURT ORDERS
SECTION 1234F CONSEQUENCES OF NON-COMPLIANT APPLICATION OF ASSETS
Division 5 - How CCIV assets must be held
SECTION 1234G WHO MAY HOLD THE ASSETS OF A CCIV
SECTION 1234H PERSON OTHER THAN CCIV HOLDS MONEY OR PROPERTY ON TRUST
SECTION 1234J HOW CCIV MONEY AND PROPERTY MUST BE HELD
SECTION 1234K REGULATIONS MAY CREATE EXCEPTIONS
PART 8B.6 - EXTERNAL ADMINISTRATION AND DEREGISTRATION
Division 1 - Preliminary
SECTION 1235 CONSTRUING TERMS AND EXPRESSIONS AFFECTED BY SUBSTITUTED REFERENCES
Division 2 - Arrangements and reconstructions of sub-funds
SECTION 1235A OBJECT OF THIS DIVISION
SECTION 1235B COMPROMISES ETC. NOT TO BE MADE BETWEEN 2 OR MORE SUB-FUNDS
SECTION 1235C APPLYING ARRANGEMENTS AND RECONSTRUCTIONS PROVISIONS TO SUB-FUNDS
SECTION 1235D PERSONS NOT TO BE APPOINTED TO ADMINISTER COMPROMISE OR ARRANGEMENT
SECTION 1235E PROVISIONS FOR FACILITATING RECONSTRUCTION AND AMALGAMATION OF SUB-FUNDS WITHIN A CCIV
SECTION 1235F COURT MAY MAKE ORDER IN RELATION TO ASSETS AND LIABILITIES OF SUB-FUNDS
Division 3 - Receivers, and other controllers, of property of sub funds
Subdivision A - Preliminary
SECTION 1236 OBJECT OF THIS DIVISION
SECTION 1236A MEANING OF PROPERTY AND RECEIVER - SUB-FUND OF A CCIV
Subdivision B - Appointment of controllers
SECTION 1236B APPOINTMENT OF A CONTROLLER OF PROPERTY OF A SUB-FUND OF A CCIV
SECTION 1236C PERSONS NOT TO ACT AS RECEIVERS
SECTION 1236D NOTIFYING OF APPOINTMENT OR CESSATION OF CONTROLLER
Subdivision C - Application of Part 5.2 to control of property of sub-funds
SECTION 1236E APPLYING PART 5.2 ETC. TO SUB-FUNDS
Subdivision D - Modified duties and powers of receivers etc.
SECTION 1236F LIABILITY OF CONTROLLER
SECTION 1236G POWERS OF RECEIVER
SECTION 1236H CONTROLLER MAY REQUIRE REPORTS RELATING TO OTHER SUB-FUNDS IF NECESSARY
SECTION 1236J CONTROLLER MAY INSPECT BOOKS OF CCIV
Subdivision E - Other modifications
SECTION 1236K APPLICATION OF SUB-FUND PROPERTY TO MEET CERTAIN PRIORITY PAYMENTS
SECTION 1236L TRANSFER OF BOOKS TO ASIC ETC.
Division 4 - Administration and restructuring
SECTION 1236M PART 5.3A DOES NOT APPLY TO A CCIV
SECTION 1236N PART 5.3B DOES NOT APPLY TO A CCIV
Division 5 - Winding up of sub funds
Subdivision A - Preliminary
SECTION 1237 OBJECT OF THIS DIVISION
SECTION 1237A NO WINDING UP OF A CCIV
Subdivision B - Application of winding up provisions to winding up of sub-funds
SECTION 1237B APPLYING WINDING UP PROVISIONS TO SUB-FUNDS
SECTION 1237C REFERENCES TO DEBTS ETC. OF A SUB-FUND
Subdivision C - Winding up of a sub-fund in insolvency
SECTION 1237D WHEN A SUB-FUND IS PRESUMED TO BE INSOLVENT
SECTION 1237E STATUTORY DEMAND - CREDITOR MAY SERVE DEMAND ON CCIV
SECTION 1237F STATUTORY DEMAND - CCIV MAY APPLY TO SET ASIDE DEMAND
SECTION 1237G STATUTORY DEMAND - DETERMINING APPLICATION TO SET ASIDE WHERE THERE IS A DISPUTE OR OFFSETTING CLAIM
SECTION 1237H STATUTORY DEMAND - DETERMINING APPLICATION TO SET ASIDE WHERE THERE IS A DISPUTE ABOUT THE SUB-FUND
SECTION 1237J SUBSTITUTION OF SUB-FUND WHERE STATUTORY DEMAND NOT RELIED ON
SECTION 1237K DECLARATION OF SOLVENCY
Subdivision D - Modified duties and powers of liquidator of a sub-fund
SECTION 1237L DISQUALIFICATION OF LIQUIDATOR
SECTION 1237M NOTIFYING OF APPOINTMENT, RESIGNATION OR REMOVAL OF LIQUIDATOR
SECTION 1237N DUTIES AND POWERS OF LIQUIDATOR
SECTION 1237P RETENTION AND DESTRUCTION OF BOOKS
Subdivision E - Modified duties and powers of officers of corporate director and CCIV
SECTION 1237Q OFFICERS OF CORPORATE DIRECTOR TO HELP LIQUIDATOR
SECTION 1237R CORPORATE DIRECTOR MAY RETAIN CERTAIN BOOKS
SECTION 1237S CORPORATE DIRECTOR MAY ACCESS CERTAIN BOOKS
SECTION 1237T CORPORATE DIRECTOR MAY DIRECT ASIC NOT TO DESTROY BOOKS
SECTION 1237U MANDATORY EXAMINATION
SECTION 1237V COURT MAY MAKE ORDER IMPOSING LIABILITY ON UNLICENSED PERSON OPERATING CCIV
Subdivision F - Proof and ranking of claims
SECTION 1237W LIQUIDATOR MUST BE SATISFIED DEBT OR CLAIM IS A LIABILITY OF THE SUB-FUND
SECTION 1237X DETERMINATION OF DEBTS AND CLAIMS THAT RELATE TO THE BUSINESS OF 2 OR MORE SUB-FUNDS AND ARE OF UNCERTAIN VALUE
SECTION 1237Y APPLICATION OF SUB-FUND PROPERTY
Subdivision G - Powers of Courts
SECTION 1237Z WARRANT IN RELATION TO BOOKS
Subdivision H - Recovering property
SECTION 1237ZA PRESUMPTIONS TO BE MADE IN RECOVERY PROCEEDINGS
SECTION 1237ZB DIRECTORS OF THE CORPORATE DIRECTOR
SECTION 1237ZC VESTING OF PPSA SECURITY INTERESTS IF COLLATERAL NOT REGISTERED WITHIN TIME
Division 6 - Recovering property of sub funds
SECTION 1238 DUTIES OWED BY DIRECTORS OF CORPORATE DIRECTOR OF A CCIV
SECTION 1238A APPLYING PROPERTY RECOVERY PROVISIONS TO CCIVs
SECTION 1238B REFERENCES TO INCURRING DEBTS
SECTION 1238C WHEN DEBTS ARISE IN RELATION TO REDEEMABLE SHARES
Division 7 - External administration offences
SECTION 1238D APPLYING EXTERNAL ADMINISTRATION OFFENCES TO CCIVs
SECTION 1238E INTERPRETATION OF CEASED TO CARRY ON BUSINESS
SECTION 1238F FRAUDS BY OFFICERS
Division 8 - Miscellaneous
SECTION 1238G APPLYING EXTERNAL ADMINISTRATION MISCELLANEOUS PROVISIONS TO SUB-FUNDS
Division 9 - Deregistration and transfer of registration
Subdivision A - Deregistration
SECTION 1239 DEREGISTRATION OF A SUB-FUND - VOLUNTARY
SECTION 1239A DEREGISTRATION OF A SUB-FUND - ASIC INITIATED
SECTION 1239B PROCESS FOR ASIC INITIATED DEREGISTRATION OF A SUB-FUND
SECTION 1239C DEREGISTRATION OF A SUB-FUND - FOLLOWING AMALGAMATION OR WINDING UP
SECTION 1239D EFFECT OF DEREGISTRATION OF A SUB-FUND
SECTION 1239E THE COMMONWEALTH ' S AND ASIC ' S POWER TO FULFIL OUTSTANDING OBLIGATIONS IN RELATION TO DEREGISTERED SUB-FUND
SECTION 1239F CLAIMS AGAINST INSURERS IN RELATION TO DEREGISTERED SUB-FUND
SECTION 1239G REINSTATEMENT OF A SUB-FUND
SECTION 1239H CCIV REINSTATED FOLLOWING REINSTATEMENT OF A SUB-FUND
SECTION 1239J NOTICES RELATING TO REINSTATEMENT OF A SUB-FUND
SECTION 1239K DEREGISTRATION OF A CCIV
SECTION 1239L BOOKS OF THE CCIV TO BE KEPT BY FORMER CORPORATE DIRECTOR
SECTION 1239M A CCIV MAY NOT BE REINSTATED UNDER SECTION 601AH
Subdivision B - Transfer of registration
SECTION 1239N REGISTRATION OF CCIV CANNOT BE TRANSFERRED
PART 8B.7 - CONTROL, FINANCIAL SERVICES AND DISCLOSURE
Division 1 - Takeovers, compulsory acquisitions and buy-outs
SECTION 1240 MEANING OF SECURITIES
SECTION 1240A TAKEOVERS - PROHIBITION ON ACQUISITIONS OF SHARES IN A LISTED CCIV
SECTION 1240B TAKEOVERS - DIRECTORS OF THE CORPORATE DIRECTOR OF A LISTED CCIV
SECTION 1240C TAKEOVERS - BIDDER ' S STATEMENT CONTENT
SECTION 1240D TAKEOVERS PANEL - DECLARATION OF UNACCEPTABLE CIRCUMSTANCES MAY ONLY BE MADE IN RELATION TO A LISTED CCIV
SECTION 1240E COMPULSORY ACQUISITION - ONLY AVAILABLE FOR SECURITIES IN A LISTED CCIV
Division 2 - Continuous disclosure
SECTION 1240F CONTINUOUS DISCLOSURE - CCIVs
Division 3 - Fundraising
SECTION 1240G FUNDRAISING RULES DO NOT APPLY TO CCIVs
SECTION 1240H OFFERING SECURITIES OF A CCIV OR SUB-FUND THAT DOES NOT EXIST
Division 4 - Financial services and markets
SECTION 1241 APPLICATION OF CHAPTER 7 TO CCIVs
SECTION 1241A FOR CHAPTER 7, TREAT THE CORPORATE DIRECTOR AS PROVIDING FINANCIAL SERVICES ETC. BEING PROVIDED BY THE CCIV
SECTION 1241B CERTAIN LICENSING CONCEPTS DO NOT APPLY TO CCIVs
SECTION 1241C EXTRA KINDS OF FINANCIAL SERVICES RELATING TO CCIVs
SECTION 1241D CCIV BUY-BACK OR REDEMPTION FACILITY DOES NOT MAKE A MARKET
SECTION 1241E CERTAIN CONDUCT RELATING TO CCIVs IS NOT PROVIDING A CUSTODIAL OR DEPOSITORY SERVICE
SECTION 1241F AUSTRALIAN FINANCIAL SERVICES LICENCES
SECTION 1241G IMMEDIATE SUSPENSIONS OR CANCELLATIONS OF LICENCES
SECTION 1241H RESTRICTION ON USE OF CERTAIN WORDS OR EXPRESSIONS
SECTION 1241J AGREEMENTS WITH CERTAIN UNLICENSED PERSONS
SECTION 1241K TREAT THE CCIV AS A PROFESSIONAL INVESTOR
SECTION 1241L FINANCIAL SERVICES DISCLOSURE DOES NOT APPLY TO OPERATING THE BUSINESS AND CONDUCTING THE AFFAIRS OF CCIVs
SECTION 1241M FINANCIAL RECORDS OF THE CORPORATE DIRECTOR OF A CCIV
SECTION 1241N PROHIBITION ON HAWKING OF SECURITIES IN A CCIV
SECTION 1241P MODIFICATIONS OF PART 7.8A
SECTION 1241Q PART 7.9 APPLIES TO THE ISSUE OR SALE OF SECURITIES IN A CCIV
SECTION 1241R PRODUCT DISCLOSURE STATEMENTS - WHEN A SECURITY IN A CCIV IS OF THE SAME KIND AS ANOTHER PRODUCT
SECTION 1241S PRODUCT DISCLOSURE STATEMENTS - SITUATIONS WHEN NOT REQUIRED FOR CCIVs
SECTION 1241T PRODUCT DISCLOSURE STATEMENTS - CONTENT REQUIREMENTS
SECTION 1241U PRODUCT DISCLOSURE STATEMENTS - REPLACEMENT STATEMENTS
SECTION 1241V PRODUCT DISCLOSURE STATEMENTS - LODGING WITH ASIC
SECTION 1241W PRODUCT DISCLOSURE STATEMENTS - USE OF APPLICATION FORMS
SECTION 1241X PRODUCT DISCLOSURE STATEMENTS - IF LODGED, THEN SECURITY NOT TO BE ISSUED OR SOLD BEFORE SPECIFIED PERIOD
SECTION 1241Y REMEDIES FOR PERSON ACQUIRING FINANCIAL PRODUCT UNDER DEFECTIVE PRODUCT DISCLOSURE DOCUMENT
SECTION 1241Z DISCLOSURE OBLIGATIONS OF ISSUERS OF SECURITIES IN CCIVs
SECTION 1241ZA COOLING-OFF PERIODS
SECTION 1241ZB UNSOLICITED OFFERS TO PURCHASE SECURITIES IN CCIVs OFF-MARKET
SECTION 1241ZC PRODUCT INTERVENTION ORDERS
SECTION 1241ZD INSIDER TRADING - EXCEPTIONS
PART 8B.8 - MISCELLANEOUS
SECTION 1242 DIRECTOR IDENTIFICATION NUMBERS
SECTION 1242A REGISTERS
SECTION 1242B INSPECTION OF BOOKS
SECTION 1242C FALSIFICATION OF BOOKS
SECTION 1242D APPLICATION OF PART 9.4
SECTION 1242E DISCLOSURES QUALIFYING FOR PROTECTION UNDER PART 9.4AAA
SECTION 1242F POWERS OF COURTS - IRREGULARITIES
SECTION 1242G FEES PAYABLE TO THE COMMONWEALTH
PART 8B.9 - SUBORDINATE LEGISLATION RELATING TO CCIVs
SECTION 1243 ASIC ' S POWER TO MAKE EXEMPTION AND MODIFICATION ORDERS
SECTION 1243A MODIFICATION BY REGULATIONS
CHAPTER 9 - MISCELLANEOUS
PART 9.1A - DIRECTOR IDENTIFICATION NUMBERS
SECTION 1272 GIVING AND CANCELLING DIRECTOR IDENTIFICATION NUMBERS
SECTION 1272A APPLYING FOR A DIRECTOR IDENTIFICATION NUMBER
SECTION 1272B MEANING OF ELIGIBLE OFFICER
SECTION 1272C REQUIREMENT TO HAVE A DIRECTOR IDENTIFICATION NUMBER
SECTION 1272D REQUIREMENT TO APPLY FOR A DIRECTOR IDENTIFICATION NUMBER
SECTION 1272E REGISTRAR MAY EXTEND APPLICATION PERIODS
SECTION 1272F INFRINGEMENT NOTICES
SECTION 1272G APPLYING FOR ADDITIONAL DIRECTOR IDENTIFICATION NUMBERS
SECTION 1272H MISREPRESENTING DIRECTOR IDENTIFICATION NUMBERS
PART 9.1 - MATTERS RELATING TO HANDLING RECORDS AND INFORMATION
Division 1 - The Registrar
Subdivision A - Appointment etc. of the Registrar
SECTION 1270 APPOINTMENT OF THE REGISTRAR
SECTION 1270A FUNCTIONS
SECTION 1270B POWERS
SECTION 1270C DIRECTIONS BY MINISTER
SECTION 1270D DELEGATION
SECTION 1270E ASSISTED DECISION MAKING
SECTION 1270F LIABILITY FOR DAMAGES
Subdivision B - How the Registrar is to perform and exercise functions and powers
SECTION 1270G DATA STANDARDS
SECTION 1270H GIVING INFORMATION TO THE REGISTRAR
SECTION 1270J HOW THE REGISTRAR IS TO PERFORM AND EXERCISE FUNCTIONS AND POWERS
Subdivision C - Disclosure of information
SECTION 1270K DISCLOSURE FRAMEWORK
SECTION 1270L PROTECTION OF CONFIDENTIALITY OF PROTECTED INFORMATION
SECTION 1270M AUTHORISATION OF RECORDING OR DISCLOSURE
SECTION 1270N PREVENTING DISCLOSURE OF PARTICULAR PROTECTED INFORMATION
SECTION 1270P AUTHORISATION FOR PURPOSES OF PRIVACY ACT
SECTION 1270Q DISCLOSURE TO A COURT
Subdivision D - Miscellaneous
SECTION 1270R EXTRACTS OF INFORMATION TO BE ADMISSIBLE IN EVIDENCE
SECTION 1270S ANNUAL REPORT
SECTION 1270T RULES
Division 2 - Registers kept by ASIC
SECTION 1274 REGISTERS
Division 3 - Miscellaneous
SECTION 1274AA REGISTER OF DISQUALIFIED COMPANY DIRECTORS AND OTHER OFFICERS
SECTION 1274A OBTAINING INFORMATION FROM CERTAIN REGISTERS
SECTION 1274B USE, IN COURT PROCEEDINGS, OF INFORMATION FROM ASIC ' S NATIONAL DATABASE
SECTION 1274C ASIC CERTIFICATE
SECTION 1275 RELODGING OF LOST REGISTERED DOCUMENTS
PART 9.2 - REGISTRATION OF AUDITORS
Division 1 - Interpretation
SECTION 1276 DEFINITIONS
Division 2 - Registration
SECTION 1279 APPLICATION FOR REGISTRATION AS AUDITOR
SECTION 1280 REGISTRATION OF AUDITORS
SECTION 1280A APPROVAL OF AUDITING COMPETENCY STANDARD
SECTION 1281 AUDITOR-GENERAL TAKEN TO BE REGISTERED AS AUDITOR
SECTION 1282 REGISTRATION OF LIQUIDATORS
SECTION 1283 REGISTRATION OF OFFICIAL LIQUIDATORS
SECTION 1284 INSURANCE TO BE MAINTAINED BY LIQUIDATORS
SECTION 1285 REGISTER OF AUDITORS
SECTION 1286 REGISTERS OF LIQUIDATORS AND OFFICIAL LIQUIDATORS
SECTION 1287 NOTIFICATION OF CERTAIN MATTERS
SECTION 1287A ANNUAL STATEMENTS BY REGISTERED COMPANY AUDITORS
SECTION 1288 ANNUAL STATEMENTS BY REGISTERED LIQUIDATORS
SECTION 1289 AUDITORS AND OTHER PERSONS TO ENJOY QUALIFIED PRIVILEGE IN CERTAIN CIRCUMSTANCES
Division 2A - Conditions on registration of auditors
SECTION 1289A ASIC MAY IMPOSE CONDITIONS ON REGISTRATION
Division 3 - Cancellation or suspension of registration
SECTION 1290 CANCELLATION AT REQUEST OF REGISTERED PERSON
SECTION 1291 IMMEDIATE SUSPENSION OR CANCELLATION
SECTION 1291A NOTICE OF SUSPENSION OR CANCELLATION
SECTION 1291B ASIC MAY VARY OR REVOKE SUSPENSION
SECTION 1292 POWERS OF BOARD IN RELATION TO AUDITORS
SECTION 1294 BOARD TO GIVE OPPORTUNITY FOR HEARING ETC.
SECTION 1294A PRE-HEARING CONFERENCE
SECTION 1295 BOARD MAY REMOVE SUSPENSION
SECTION 1296 NOTICE OF BOARD ' S DECISION
SECTION 1297 TIME WHEN BOARD'S DECISION COMES INTO EFFECT
SECTION 1298 EFFECT OF SUSPENSION
SECTION 1298A TRANSFER OF BOOKS
Division 4 - Validation of approval of auditing competency standard
SECTION 1298P VALIDATION OF APPROVAL OF AUDITING COMPETENCY STANDARD
SECTION 1298Q COMPENSATION FOR ACQUISITION OF PROPERTY
PART 9.2A - AUTHORISED AUDIT COMPANIES
Division 1 - Registration
SECTION 1299A APPLICATION FOR REGISTRATION AS AUTHORISED AUDIT COMPANY
SECTION 1299B ELIGIBILITY FOR REGISTRATION AS AN AUTHORISED AUDIT COMPANY
SECTION 1299C REGISTRATION AS AUTHORISED AUDIT COMPANY
SECTION 1299D REGISTRATION MAY BE SUBJECT TO CONDITIONS
SECTION 1299E REGISTER OF AUTHORISED AUDIT COMPANIES
SECTION 1299F NOTIFICATION OF CERTAIN MATTERS
SECTION 1299G ANNUAL STATEMENTS BY AUTHORISED AUDIT COMPANY
Division 2 - Cancellation or suspension of registration
SECTION 1299H CANCELLATION AT REQUEST OF REGISTERED PERSON
SECTION 1299I CANCELLATION OR SUSPENSION IN OTHER CASES
SECTION 1299J NOTICE OF CANCELLATION OR SUSPENSION
SECTION 1299K TIME WHEN ASIC ' S DECISION COMES INTO EFFECT
SECTION 1299L EFFECT OF SUSPENSION
SECTION 1299M EFFECT OF CANCELLATION
PART 9.3 - BOOKS
SECTION 1300 INSPECTION OF BOOKS
SECTION 1301 LOCATION OF BOOKS ON COMPUTERS
SECTION 1302 LOCATION OF REGISTERS
SECTION 1303 COURT MAY COMPEL COMPLIANCE
SECTION 1304 TRANSLATIONS OF INSTRUMENTS
SECTION 1305 ADMISSIBILITY OF BOOKS IN EVIDENCE
SECTION 1306 FORM AND EVIDENTIARY VALUE OF BOOKS
SECTION 1307 FALSIFICATION OF BOOKS
PART 9.4 - OFFENCES
Division 1A - Application of the Criminal Code
SECTION 1308A APPLICATION OF CRIMINAL CODE
Division 1 - Specific offences
SECTION 1308B FALSE OR MISLEADING STATEMENTS ABOUT SHARE CAPITAL
SECTION 1308 FALSE OR MISLEADING DOCUMENTS
SECTION 1309 FALSE INFORMATION ETC.
SECTION 1310 OBSTRUCTING OR HINDERING ASIC ETC.
Division 2 - Offences generally
SECTION 1311 GENERAL PENALTY PROVISIONS
SECTION 1311A PENALTY FOR COMMITTING AN OFFENCE
SECTION 1311B PENALTY APPLICABLE TO AN OFFENCE COMMITTED BY AN INDIVIDUAL
SECTION 1311C PENALTY APPLICABLE TO AN OFFENCE COMMITTED BY A BODY CORPORATE
SECTION 1311D MEANING OF BENEFIT DERIVED AND DETRIMENT AVOIDED - OFFENCE
SECTION 1311E WHERE IS THE PENALTY FOR AN OFFENCE SPECIFIED?
SECTION 1311F IF NO PENALTY IS SPECIFIED
SECTION 1312 PENALTIES FOR BODIES CORPORATE
SECTION 1313 PENALTY NOTICES
SECTION 1313A OFFENCES COMMITTED PARTLY IN AND PARTLY OUT OF THE JURISDICTION
SECTION 1314 CONTINUING OFFENCES
SECTION 1315 PROCEEDINGS: HOW TAKEN
SECTION 1316 TIME FOR INSTITUTING CRIMINAL PROCEEDINGS
SECTION 1316A PRIVILEGE AGAINST SELF-INCRIMINATION NOT AVAILABLE TO BODIES CORPORATE IN CORPORATIONS ACT CRIMINAL PROCEEDINGS
SECTION 1317 CERTAIN PERSONS TO ASSIST IN PROSECUTIONS
PART 9.4AAA - PROTECTION FOR WHISTLEBLOWERS
SECTION 1317AA DISCLOSURES QUALIFYING FOR PROTECTION UNDER THIS PART
SECTION 1317AAA MEANING OF ELIGIBLE WHISTLEBLOWER
SECTION 1317AAB MEANING OF REGULATED ENTITY
SECTION 1317AAC MEANING OF ELIGIBLE RECIPIENT
SECTION 1317AAD PUBLIC INTEREST DISCLOSURE AND EMERGENCY DISCLOSURE
SECTION 1317AADA PERSONAL WORK-RELATED GRIEVANCES
SECTION 1317AAE CONFIDENTIALITY OF WHISTLEBLOWER ' S IDENTITY
SECTION 1317AB DISCLOSURE THAT QUALIFIES FOR PROTECTION NOT ACTIONABLE ETC.
SECTION 1317AC VICTIMISATION PROHIBITED
SECTION 1317AD COMPENSATION AND OTHER REMEDIES - CIRCUMSTANCES IN WHICH AN ORDER MAY BE MADE
SECTION 1317ADA MEANING OF DETRIMENT
SECTION 1317AE COMPENSATION AND OTHER REMEDIES - ORDERS THAT MAY BE MADE
SECTION 1317AF INTERACTION BETWEEN CIVIL PROCEEDINGS, CIVIL PENALTIES AND CRIMINAL OFFENCES
SECTION 1317AG IDENTIFYING INFORMATION NOT TO BE DISCLOSED ETC. TO COURTS OR TRIBUNALS
SECTION 1317AH COSTS ONLY IF PROCEEDINGS INSTITUTED VEXATIOUSLY ETC.
SECTION 1317AI WHISTLEBLOWER POLICIES
SECTION 1317AJ EXEMPTION ORDERS - CLASS ORDERS FOR COMPANIES
SECTION 1317AK REVIEW OF OPERATION OF WHISTLEBLOWER PROTECTIONS
PART 9.4A - REVIEW BY ADMINISTRATIVE REVIEW TRIBUNAL OF CERTAIN DECISIONS
SECTION 1317A DEFINITIONS
SECTION 1317B APPLICATIONS FOR REVIEW
SECTION 1317C EXCLUDED DECISIONS
SECTION 1317D NOTICE OF REVIEWABLE DECISION AND REVIEW RIGHTS
PART 9.4AA - INFRINGEMENT NOTICES FOR ALLEGED CONTRAVENTIONS OF CONTINUOUS DISCLOSURE PROVISIONS
SECTION 1317DAAA MEANING OF COMPENSATION PROCEEDINGS
SECTION 1317DAA APPLICATION OF THIS PART TO DISCLOSING ENTITIES
SECTION 1317DAB PURPOSE AND EFFECT OF THIS PART
SECTION 1317DAC ISSUE OF INFRINGEMENT NOTICE
SECTION 1317DAD STATEMENT OF REASONS MUST BE GIVEN
SECTION 1317DAE MATTERS TO BE INCLUDED IN INFRINGEMENT NOTICE
SECTION 1317DAF EFFECT OF ISSUE AND COMPLIANCE WITH INFRINGEMENT NOTICE
SECTION 1317DAG EFFECT OF FAILURE TO COMPLY WITH INFRINGEMENT NOTICE
SECTION 1317DAH MEANING OF COMPLIANCE PERIOD
SECTION 1317DAI WITHDRAWAL OF INFRINGEMENT NOTICE
SECTION 1317DAJ PUBLICATION IN RELATION TO INFRINGEMENT NOTICES
PART 9.4AB - INFRINGEMENT NOTICES FOR OTHER ALLEGED CONTRAVENTIONS
Division 1 - General
SECTION 1317DAM WHEN AN INFRINGEMENT NOTICE MAY BE GIVEN
SECTION 1317DAN PROVISIONS SUBJECT TO AN INFRINGEMENT NOTICE
SECTION 1317DAP MATTERS TO BE INCLUDED IN AN INFRINGEMENT NOTICE
SECTION 1317DAPA GIVING INFRINGEMENT NOTICES IN RELATION TO RESTRICTED CIVIL PENALTY PROVISIONS
Division 2 - Infringement notices given by ASIC
SECTION 1317DAPB APPLICATION OF DIVISION
SECTION 1317DAQ PAYMENT PERIOD
SECTION 1317DAR EXTENSION OF TIME TO PAY AMOUNT
SECTION 1317DAS PAYMENT BY INSTALMENTS
SECTION 1317DAT WITHDRAWAL OF AN INFRINGEMENT NOTICE
Division 3 - Infringement notices given by Financial Services and Credit Panels
SECTION 1317DATA APPLICATION OF DIVISION
SECTION 1317DATB PAYMENT PERIOD, EXTENSION OF TIME AND PAYMENT BY INSTALMENTS
SECTION 1317DATC WITHDRAWAL OF AN INFRINGEMENT NOTICE GIVEN BY A FINANCIAL SERVICES AND CREDIT PANEL
Division 4 - Other matters
SECTION 1317DAU EFFECT OF PAYMENT OF AMOUNT
SECTION 1317DAV EFFECT OF THIS PART
PART 9.4B - CIVIL CONSEQUENCES OF CONTRAVENING CIVIL PENALTY PROVISIONS
Division 1 - The Court may make declarations of contravention, pecuniary penalty orders, relinquishment orders, refund orders and compensation orders
SECTION 1317DA DEFINITIONS
SECTION 1317E DECLARATION OF CONTRAVENTION OF A CIVIL PENALTY PROVISION
SECTION 1317F DECLARATION OF CONTRAVENTION IS CONCLUSIVE EVIDENCE
SECTION 1317G PECUNIARY PENALTY ORDERS
SECTION 1317GAA CIVIL ENFORCEMENT OF PECUNIARY PENALTY ORDER
SECTION 1317GAB RELINQUISHING THE BENEFIT DERIVED AND DETRIMENT AVOIDED FROM CONTRAVENING A CIVIL PENALTY PROVISION
SECTION 1317GAC CIVIL ENFORCEMENT OF RELINQUISHMENT ORDER
SECTION 1317GAD MEANING OF BENEFIT DERIVED AND DETRIMENT AVOIDED - CIVIL PENALTY PROVISION
SECTION 1317GA REFUND ORDERS - CHARGING ONGOING FEE AFTER TERMINATION OF ARRANGEMENT
SECTION 1317GB REFUND ORDERS - CONTRAVENTIONS OF SECTION 962R OR 962S
SECTION 1317H COMPENSATION ORDERS - CORPORATION/SCHEME CIVIL PENALTY PROVISIONS
SECTION 1317HA COMPENSATION ORDERS - FINANCIAL SERVICES CIVIL PENALTY PROVISIONS
SECTION 1317HB COMPENSATION ORDERS - MARKET INTEGRITY RULES AND CLIENT MONEY REPORTING RULES
SECTION 1317HC COMPENSATION ORDERS - FINANCIAL BENCHMARK RULES OR COMPELLED FINANCIAL BENCHMARK RULES
SECTION 1317HE COMPENSATION ORDERS - PASSPORT RULES
Division 2 - Procedural and other matters relating to orders by the Court
SECTION 1317J WHO MAY APPLY FOR A DECLARATION OR ORDER
SECTION 1317K TIME LIMIT FOR APPLICATION FOR A DECLARATION OR ORDER
SECTION 1317L CIVIL EVIDENCE AND PROCEDURE RULES FOR DECLARATIONS OF CONTRAVENTION AND CIVIL PENALTY ORDERS
SECTION 1317M CIVIL PROCEEDINGS AFTER CRIMINAL PROCEEDINGS
SECTION 1317N CRIMINAL PROCEEDINGS DURING CIVIL PROCEEDINGS
SECTION 1317P CRIMINAL PROCEEDINGS AFTER CIVIL PROCEEDINGS
SECTION 1317Q EVIDENCE GIVEN IN PROCEEDINGS FOR PENALTY NOT ADMISSIBLE IN CRIMINAL PROCEEDINGS
SECTION 1317QA CONTINUING CONTRAVENTIONS OF CIVIL PENALTY PROVISIONS
SECTION 1317QB STATE OF MIND
SECTION 1317QC MISTAKE OF FACT
SECTION 1317QD EXCEPTIONS ETC. TO CIVIL PENALTY PROVISIONS - BURDEN OF PROOF
SECTION 1317QE CIVIL PENALTY PROVISIONS CONTRAVENED BY EMPLOYEES, AGENTS OR OFFICERS
SECTION 1317QF PREFERENCE MUST BE GIVEN TO COMPENSATE PERSONS WHO SUFFER DAMAGE AS A RESULT OF CONTRAVENTION
SECTION 1317R ASIC REQUIRING PERSON TO ASSIST
SECTION 1317S RELIEF FROM LIABILITY FOR CONTRAVENTION OF CIVIL PENALTY PROVISION
PART 9.5 - POWERS OF COURTS
SECTION 1318 POWER TO GRANT RELIEF
SECTION 1319 POWER OF COURT TO GIVE DIRECTIONS WITH RESPECT TO MEETINGS ORDERED BY THE COURT
SECTION 1321 APPEALS FROM DECISIONS OF RECEIVERS, LIQUIDATORS ETC.
SECTION 1322 IRREGULARITIES
SECTION 1323 POWER OF COURT TO PROHIBIT PAYMENT OR TRANSFER OF MONEY, FINANCIAL PRODUCTS OR OTHER PROPERTY
SECTION 1324 INJUNCTIONS
SECTION 1324A PROVISIONS RELATING TO PROSECUTIONS
SECTION 1324B ORDER TO DISCLOSE INFORMATION OR PUBLISH ADVERTISEMENTS
SECTION 1325 OTHER ORDERS
SECTION 1325A ORDERS IF CONTRAVENTION OF CHAPTER 6, 6A, 6B OR 6C
SECTION 1325B COURT MAY ORDER BIDDER TO MAKE OFFERS
SECTION 1325C UNFAIR OR UNCONSCIONABLE AGREEMENTS, PAYMENTS OR BENEFITS
SECTION 1325D CONTRAVENTION DUE TO INADVERTENCE ETC.
SECTION 1325E ORDERS TO SECURE COMPLIANCE
SECTION 1326 EFFECT OF SECTIONS 1323, 1324 AND 1325
SECTION 1327 POWER OF COURT TO PUNISH FOR CONTEMPT OF COURT
PART 9.6 - PROCEEDINGS
SECTION 1330 ASIC'S POWER TO INTERVENE IN PROCEEDINGS
SECTION 1331 CIVIL PROCEEDINGS NOT TO BE STAYED
SECTION 1332 STANDARD OF PROOF
SECTION 1333 EVIDENCE OF CONTRAVENTION
SECTION 1335 COSTS
SECTION 1336 VESTING OF PROPERTY
PART 9.6A - JURISDICTION AND PROCEDURE OF COURTS
Division 1 - Civil jurisdiction
Subdivision A - Preliminary
SECTION 1337A OPERATION OF DIVISION
Subdivision B - Conferral of jurisdiction
SECTION 1337B JURISDICTION OF FEDERAL COURT AND STATE AND TERRITORY SUPREME COURTS
SECTION 1337C JURISDICTION OF FEDERAL CIRCUIT AND FAMILY COURT OF AUSTRALIA (DIVISION 1) AND STATE FAMILY COURTS
SECTION 1337D JURISDICTION OF COURTS (DECISIONS TO PROSECUTE AND RELATED CRIMINAL JUSTICE PROCESS DECISIONS MADE BY COMMONWEALTH OFFICERS)
SECTION 1337E JURISDICTION OF LOWER COURTS
SECTION 1337F APPEALS
SECTION 1337G COURTS TO ACT IN AID OF EACH OTHER
Subdivision C - Transfer of proceedings
SECTION 1337H TRANSFER OF PROCEEDINGS BY THE FEDERAL COURT AND STATE AND TERRITORY SUPREME COURTS
SECTION 1337J TRANSFER OF PROCEEDINGS BY FEDERAL CIRCUIT AND FAMILY COURT OF AUSTRALIA (DIVISION 1) AND STATE FAMILY COURTS
SECTION 1337K TRANSFER OF PROCEEDINGS IN LOWER COURTS
SECTION 1337L FURTHER MATTERS FOR A COURT TO CONSIDER WHEN DECIDING WHETHER TO TRANSFER A PROCEEDING
SECTION 1337M TRANSFER MAY BE MADE AT ANY STAGE
SECTION 1337N TRANSFER OF DOCUMENTS
SECTION 1337P CONDUCT OF PROCEEDINGS
SECTION 1337Q RIGHTS OF APPEARANCE
SECTION 1337R LIMITATION ON APPEALS
Subdivision D - Rules of court
SECTION 1337S RULES OF THE FEDERAL COURT
SECTION 1337T RULES OF THE SUPREME COURT
SECTION 1337U RULES OF THE FEDERAL CIRCUIT AND FAMILY COURT OF AUSTRALIA (DIVISION 1)
Division 2 - Criminal jurisdiction
SECTION 1338A OPERATION OF DIVISION
SECTION 1338AA CRIMINAL JURISDICTION OF THE FEDERAL COURT
SECTION 1338B CRIMINAL JURISDICTION OF STATE AND TERRITORY COURTS
SECTION 1338C LAWS TO BE APPLIED
PART 9.7 - UNCLAIMED PROPERTY
SECTION 1339 ASIC TO DEAL WITH UNCLAIMED PROPERTY
SECTION 1340 NO LIABILITY TO PAY CALLS ON SHARES ETC.
SECTION 1341 ENTITLEMENT TO UNCLAIMED PROPERTY
SECTION 1342 COMMONWEALTH OR ASIC NOT LIABLE FOR LOSS OR DAMAGE
SECTION 1343 DISPOSAL OF SECURITIES IF WHEREABOUTS OF HOLDER UNKNOWN
SECTION 1343A DISPOSAL OF INTERESTS IN REGISTERED SCHEME IF WHEREABOUTS OF MEMBER UNKNOWN
PART 9.9 - MISCELLANEOUS
SECTION 1344 USE OF ABN
SECTION 1345 EXCEPTIONAL CIRCUMSTANCES - GIVING DOCUMENTS
SECTION 1345A MINISTER MAY DELEGATE PRESCRIBED FUNCTIONS AND POWERS UNDER THIS ACT
SECTION 1346 NON-APPLICATION OF RULE AGAINST PERPETUITIES TO CERTAIN SCHEMES
SECTION 1348 OPERATION OF LIFE INSURANCE ACT
SECTION 1349 PRIVILEGE AGAINST EXPOSURE TO PENALTY - DISQUALIFICATION ETC.
SECTION 1350 COMPENSATION FOR COMPULSORY ACQUISITION
PART 9.10 - FEES IMPOSED BY THE CORPORATIONS (FEES) ACT 2001 AND THE CORPORATIONS (REVIEW FEES) ACT 2003
SECTION 1351 FEES ARE PAYABLE TO THE COMMONWEALTH
SECTION 1354 LODGMENT OF DOCUMENT WITHOUT PAYMENT OF FEE
SECTION 1355 DOING ACT WITHOUT PAYMENT OF FEE
SECTION 1356 EFFECT OF SECTIONS 1354 AND 1355
SECTION 1359 WAIVER AND REFUND OF FEES
SECTION 1360 DEBTS DUE TO THE COMMONWEALTH
SECTION 1362 PAYMENT OF FEE DOES NOT GIVE RIGHT TO INSPECT OR SEARCH
PART 9.11 - CORONAVIRUS KNOWN AS COVID-19
SECTION 1362A CORONAVIRUS KNOWN AS COVID-19
PART 9.12 - REGULATIONS
SECTION 1363 DEFINITIONS
SECTION 1364 POWER TO MAKE REGULATIONS
SECTION 1365 SCOPE OF PARTICULAR REGULATIONS
SECTION 1366 VERIFYING OR CERTIFYING DOCUMENTS
SECTION 1367 DOCUMENTS LODGED BY AN AGENT
SECTION 1367A PUBLICATION IN THE PRESCRIBED MANNER
SECTION 1368 EXEMPTIONS FROM CHAPTER 6D OR 7
SECTION 1369 PENALTY NOTICES
SECTION 1369A STATE TERMINATION OF REFERENCE
CHAPTER 10 - TRANSITIONAL PROVISIONS
PART 10.1 - TRANSITION FROM THE OLD CORPORATIONS LEGISLATION
Division 1 - Preliminary
SECTION 1370 OBJECT OF PART
SECTION 1371 DEFINITIONS
SECTION 1372 RELATIONSHIP OF PART WITH STATE VALIDATION ACTS
SECTION 1373 REFERENCES TO THINGS TAKEN OR DEEMED TO BE THE CASE ETC.
SECTION 1374 EXISTENCE OF SEVERAL VERSIONS OF OLD CORPORATIONS LEGISLATION DOES NOT RESULT IN THIS PART OPERATING TO TAKE SAME THING TO BE DONE SEVERAL TIMES UNDER NEW CORPORATIONS LEGISLATION ETC.
SECTION 1375 PENALTY UNITS IN RESPECT OF PRE-COMMENCEMENT CONDUCT REMAIN AT $100
SECTION 1376 CEASING TO BE A REFERRING STATE DOES NOT AFFECT PREVIOUS OPERATION OF THIS PART
Division 2 - Carrying over registration of companies
SECTION 1377 DIVISION HAS EFFECT SUBJECT TO DIVISION 7 REGULATIONS
SECTION 1378 EXISTING REGISTERED COMPANIES CONTINUE TO BE REGISTERED
Division 3 - Carrying over the old Corporations Regulations
SECTION 1379 DIVISION HAS EFFECT SUBJECT TO DIVISION 7 REGULATIONS
SECTION 1380 OLD CORPORATIONS REGULATIONS CONTINUE TO HAVE EFFECT
Division 4 - Court proceedings and orders
SECTION 1381 DIVISION HAS EFFECT SUBJECT TO DIVISION 7 REGULATIONS
SECTION 1382 DEFINITIONS
SECTION 1383 TREATMENT OF COURT PROCEEDINGS UNDER OR RELATED TO THE OLD CORPORATIONS LEGISLATION - PROCEEDINGS OTHER THAN FEDERAL CORPORATIONS PROCEEDINGS
SECTION 1384 TREATMENT OF COURT PROCEEDINGS UNDER OR RELATED TO THE OLD CORPORATIONS LEGISLATION - FEDERAL CORPORATIONS PROCEEDINGS
SECTION 1384A APPEALS ETC. IN RELATION TO SOME FORMER FEDERAL CORPORATIONS PROCEEDINGS
SECTION 1384B EFFECT OF DECISIONS AND ORDERS MADE IN FEDERAL CORPORATIONS PROCEEDINGS BEFORE COMMENCEMENT
SECTION 1385 REFERENCES TO PROCEEDINGS AND ORDERS IN THE NEW CORPORATIONS LEGISLATION
Division 5 - Other specific transitional provisions
SECTION 1386 DIVISION HAS EFFECT SUBJECT TO DIVISION 7 REGULATIONS
SECTION 1387 CERTAIN APPLICATIONS LAPSE ON THE COMMENCEMENT
SECTION 1388 CARRYING OVER THE PARTNERSHIPS AND ASSOCIATIONS APPLICATION ORDER
SECTION 1389 EVIDENTIARY CERTIFICATES
SECTION 1390 PRESERVATION OF NOMINATION OF BODY CORPORATE AS SEGC
SECTION 1391 PRESERVATION OF IDENTIFICATION OF SATISFACTORY RECORDS
SECTION 1392 RETENTION OF INFORMATION OBTAINED UNDER OLD CORPORATIONS LEGISLATION OF NON-REFERRING STATE
SECTION 1393 TRANSITIONAL PROVISIONS RELATING TO SECTION 1351 FEES
SECTION 1394 TRANSITIONAL PROVISIONS RELATING TO SECURITIES EXCHANGE FIDELITY FUND LEVIES
SECTION 1395 TRANSITIONAL PROVISIONS RELATING TO NATIONAL GUARANTEE FUND LEVIES
SECTION 1396 TRANSITIONAL PROVISIONS RELATING TO FUTURES ORGANISATION FIDELITY FUND LEVIES
Division 6 - General transitional provisions relating to other things done etc. under the old corporations legislation
SECTION 1397 LIMITATIONS ON SCOPE OF THIS DIVISION
SECTION 1398 PROVISIONS OF THIS DIVISION MAY HAVE AN OVERLAPPING EFFECT
SECTION 1399 THINGS DONE BY ETC. CARRIED OVER PROVISIONS CONTINUE TO HAVE EFFECT
SECTION 1400 CREATION OF EQUIVALENT RIGHTS AND LIABILITIES TO THOSE THAT EXISTED BEFORE THE COMMENCEMENT UNDER CARRIED OVER PROVISIONS OF THE OLD CORPORATIONS LEGISLATION
SECTION 1401 CREATION OF EQUIVALENT RIGHTS AND LIABILITIES TO THOSE THAT EXISTED BEFORE THE COMMENCEMENT UNDER REPEALED PROVISIONS OF THE OLD CORPORATIONS LEGISLATION
SECTION 1402 OLD CORPORATIONS LEGISLATION TIME LIMITS ETC.
SECTION 1403 PRESERVATION OF SIGNIFICANCE ETC. OF EVENTS OR CIRCUMSTANCES
SECTION 1404 REFERENCES IN THE NEW CORPORATIONS LEGISLATION GENERALLY INCLUDE REFERENCES TO EVENTS, CIRCUMSTANCES OR THINGS THAT HAPPENED OR AROSE BEFORE THE COMMENCEMENT
SECTION 1405 REFERENCES IN THE NEW CORPORATIONS LEGISLATION TO THAT LEGISLATION OR THE NEW ASIC LEGISLATION GENERALLY INCLUDE REFERENCES TO CORRESPONDING PROVISIONS OF THE OLD CORPORATIONS LEGISLATION OR OLD ASIC LEGISLATION
SECTION 1406 CARRYING OVER REFERENCES TO CORRESPONDING PREVIOUS LAWS
SECTION 1407 REFERENCES TO OLD CORPORATIONS LEGISLATION IN INSTRUMENTS
SECTION 1408 OLD TRANSITIONAL PROVISIONS CONTINUE TO HAVE THEIR EFFECT
Division 7 - Regulations dealing with transitional matters
SECTION 1409 REGULATIONS MAY DEAL WITH TRANSITIONAL MATTERS
PART 10.2 - TRANSITIONAL PROVISIONS RELATING TO THE FINANCIAL SERVICES REFORM ACT 2001
Division 1 - Transitional provisions relating to the phasing-in of the new financial services regime
Subdivision A - Preliminary
SECTION 1410 DEFINITIONS
Subdivision B - Treatment of existing markets
SECTION 1411 WHEN IS A MARKET BEING OPERATED IMMEDIATELY BEFORE THE FSR COMMENCEMENT?
SECTION 1412 TREATMENT OF PROPOSED MARKETS THAT HAVE NOT STARTED TO OPERATE BY THE FSR COMMENCEMENT
SECTION 1413 OBLIGATION OF MINISTER TO GRANT LICENCES COVERING MAIN EXISTING MARKETS
SECTION 1414 SECTION 1413 MARKETS - EFFECT OF LICENCES AND CONDITIONS
SECTION 1415 SECTION 1413 MARKETS - PRESERVATION OF OLD CORPORATIONS ACT PROVISIONS DURING TRANSITION PERIOD
SECTION 1416 SECTION 1413 MARKETS - POWERS FOR REGULATIONS TO CHANGE HOW THE OLD AND NEW CORPORATIONS ACT APPLY DURING THE TRANSITION PERIOD
SECTION 1417 SECTION 1413 MARKETS - ADDITIONAL PROVISIONS RELATING TO PREVIOUSLY UNREGULATED SERVICES
SECTION 1418 TREATMENT OF EXEMPT STOCK MARKETS AND EXEMPT FUTURES MARKETS (OTHER THAN MARKETS WITH NO IDENTIFIABLE SINGLE OPERATOR)
SECTION 1419 TREATMENT OF EXEMPT STOCK MARKETS AND EXEMPT FUTURES MARKETS THAT DO NOT HAVE A SINGLE IDENTIFIABLE OPERATOR
SECTION 1420 TREATMENT OF STOCK MARKETS OF APPROVED SECURITIES ORGANISATIONS
SECTION 1421 TREATMENT OF SPECIAL STOCK MARKETS FOR UNQUOTED INTERESTS IN A REGISTERED SCHEME
SECTION 1422 TREATMENT OF OTHER MARKETS THAT WERE NOT UNAUTHORISED
Subdivision C - Treatment of existing clearing and settlement facilities
SECTION 1423 WHEN IS A CLEARING AND SETTLEMENT FACILITY BEING OPERATED IMMEDIATELY BEFORE THE FSR COMMENCEMENT?
SECTION 1424 TREATMENT OF PROPOSED CLEARING AND SETTLEMENT FACILITIES THAT HAVE NOT STARTED TO OPERATE BY THE FSR COMMENCEMENT
SECTION 1424A TREATMENT OF UNREGULATED CLEARING AND SETTLEMENT FACILITIES OPERATED BY HOLDERS OF OLD CORPORATIONS ACT APPROVALS
SECTION 1425 OBLIGATION OF MINISTER TO GRANT LICENCES COVERING MAIN EXISTING FACILITIES
SECTION 1426 SECTION 1425 FACILITIES - EFFECT OF LICENCES AND CONDITIONS
SECTION 1427 SECTION 1425 FACILITIES - POWERS FOR REGULATIONS TO CHANGE HOW THE OLD AND NEW CORPORATIONS ACT APPLY DURING THE TRANSITION PERIOD
SECTION 1428 SECTION 1425 FACILITIES - ADDITIONAL PROVISIONS RELATING TO PREVIOUSLY UNREGULATED SERVICES
SECTION 1429 TREATMENT OF OTHER CLEARING AND SETTLEMENT FACILITIES
Subdivision D - Treatment of people who carry on financial services businesses and their representatives
SECTION 1430 MEANING OF REGULATED PRINCIPAL , REGULATED ACTIVITIES AND RELEVANT OLD LEGISLATION
SECTION 1431 PARTS 7.6, 7.7 AND 7.8 OF THE AMENDED CORPORATIONS ACT GENERALLY DO NOT APPLY TO A REGULATED PRINCIPAL DURING THE TRANSITION PERIOD
SECTION 1432 CONTINUED APPLICATION OF RELEVANT OLD LEGISLATION
SECTION 1433 STREAMLINED LICENSING PROCEDURE FOR CERTAIN REGULATED PRINCIPALS
SECTION 1434 SPECIAL LICENCES FOR INSURANCE MULTI-AGENTS DURING FIRST 2 YEARS AFTER FSR COMMENCEMENT
SECTION 1435 LICENSING DECISIONS MADE WITHIN THE FIRST 2 YEARS OF THE FSR COMMENCEMENT - REGARD MAY BE HAD TO CONDUCT AND EXPERIENCE OF APPLICANT OR RELATED BODY CORPORATE THAT CURRENTLY PROVIDES SAME OR SIMILAR SERVICES
SECTION 1436 TREATMENT OF REPRESENTATIVES - GENERAL
SECTION 1436A TREATMENT OF REPRESENTATIVES - INSURANCE AGENTS
SECTION 1437 EXEMPTIONS AND MODIFICATIONS BY ASIC
Subdivision E - Product disclosure requirements
SECTION 1438 NEW PRODUCT DISCLOSURE PROVISIONS DO NOT APPLY TO EXISTING PRODUCTS DURING TRANSITION PERIOD
SECTION 1439 OFFENCES AGAINST NEW PRODUCT DISCLOSURE PROVISIONS - ADDITIONAL ELEMENT FOR PROSECUTION TO PROVE IF CONDUCT OCCURS AFTER OPTING-IN AND BEFORE THE END OF THE FIRST 2 YEARS
SECTION 1440 CONTINUED APPLICATION OF CERTAIN PROVISIONS OF OLD DISCLOSURE REGIMES DURING TRANSITION PERIOD
SECTION 1441 CERTAIN PERSONS WHO ARE NOT YET COVERED BY PARTS 7.6, 7.7 AND 7.8 OF THE AMENDED CORPORATIONS ACT ARE REQUIRED TO COMPLY WITH PART 7.9 OBLIGATIONS AS IF THEY WERE REGULATED PERSONS
SECTION 1442 EXEMPTIONS AND MODIFICATIONS BY ASIC
Subdivision F - Certain other product-related requirements
SECTION 1442A DEFERRED APPLICATION OF HAWKING PROHIBITION
SECTION 1442B DEFERRED APPLICATION OF CONFIRMATION OF TRANSACTION AND COOLING-OFF PROVISIONS ETC.
Division 2 - Other transitional provisions
SECTION 1443 DEFINITIONS
SECTION 1444 REGULATIONS MAY DEAL WITH TRANSITIONAL, SAVING OR APPLICATION MATTERS
SECTION 1445 ASIC DETERMINATIONS MAY DEAL WITH TRANSITIONAL, SAVING OR APPLICATION MATTERS
PART 10.3 - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS LEGISLATION AMENDMENT ACT 2003
SECTION 1446 APPLICATION OF SUBPARAGRAPH 262(1)(g)(iii)
SECTION 1447 APPLICATION OF SECTIONS 601AB AND 601PB
SECTION 1448 APPLICATION OF AMENDMENTS MADE BY SCHEDULE 4 TO THE CORPORATIONS LEGISLATION AMENDMENT ACT 2003
PART 10.4 - TRANSITIONAL PROVISIONS RELATING TO THE FINANCIAL SERVICES REFORM AMENDMENT ACT 2003
SECTION 1449 DEFINITION
SECTION 1450 APPLICATION OF PART 10.2 TO CHAPTER 7 AS AMENDED BY SCHEDULE 2 TO THE AMENDING ACT
SECTION 1451 PROVISIONS RELATING TO THE SCOPE OF THE AMENDMENTS OF CHAPTER 7 MADE BY SCHEDULE 2
SECTION 1452 AMENDMENTS OF SECTION 1274
PART 10.5 - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATE LAW ECONOMIC REFORM PROGRAM (AUDIT REFORM AND CORPORATE DISCLOSURE) ACT 2004
SECTION 1453 DEFINITIONS
SECTION 1454 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (AUDITING STANDARDS AND AUDIT WORKING PAPERS RETENTION RULES)
SECTION 1455 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (ADOPTION OF AUDITING STANDARDS MADE BY ACCOUNTING PROFESSION BEFORE COMMENCEMENT)
SECTION 1456 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (NEW COMPETENCY STANDARD PROVISIONS)
SECTION 1457 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (NEW ANNUAL STATEMENT REQUIREMENTS FOR AUDITORS)
SECTION 1458 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (IMPOSITION OF CONDITIONS ON EXISTING REGISTRATION AS COMPANY AUDITOR)
SECTION 1459 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (APPLICATION OF ITEMS 62 AND 63)
SECTION 1460 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (NON-AUDIT SERVICES DISCLOSURE)
SECTION 1461 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (AUDITOR APPOINTMENT)
SECTION 1462 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (AUDITOR INDEPENDENCE)
SECTION 1463 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (AUDITOR ROTATION)
SECTION 1464 AUDIT REFORMS IN SCHEDULE 1 TO THE AMENDING ACT (LISTED COMPANY AGMs)
SECTION 1465 SCHEDULE 2 TO THE AMENDING ACT (FINANCIAL REPORTING)
SECTION 1466A SCHEDULE 2A TO THE AMENDING ACT (TRUE AND FAIR VIEW)
SECTION 1466 SCHEDULE 3 TO THE AMENDING ACT (PROPORTIONATE LIABILITY)
SECTION 1467 SCHEDULE 4 TO THE AMENDING ACT (ENFORCEMENT)
SECTION 1468 SCHEDULE 5 TO THE AMENDING ACT (REMUNERATION OF DIRECTORS AND EXECUTIVES)
SECTION 1469 SCHEDULE 6 TO THE AMENDING ACT (CONTINUOUS DISCLOSURE)
SECTION 1470 SCHEDULE 7 TO THE AMENDING ACT (DISCLOSURE RULES)
SECTION 1471 SCHEDULE 8 TO THE AMENDING ACT (SHAREHOLDER PARTICIPATION AND INFORMATION)
PART 10.8 - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (TAKEOVERS) ACT 2007
SECTION 1478 APPLICATION OF AMENDMENTS OF THE TAKEOVERS PROVISIONS
PART 10.9 - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (INSOLVENCY) ACT 2007
SECTION 1479 DEFINITION
SECTION 1480 SCHEDULE 1 TO THE AMENDING ACT (IMPROVING OUTCOMES FOR CREDITORS)
SECTION 1481 SCHEDULE 2 TO THE AMENDING ACT (DETERRING CORPORATE MISCONDUCT)
SECTION 1482 SCHEDULE 3 TO THE AMENDING ACT (IMPROVING REGULATION OF INSOLVENCY PRACTITIONERS)
SECTION 1483 SCHEDULE 4 TO THE AMENDING ACT (FINE-TUNING VOLUNTARY ADMINISTRATION)
PART 10.10 - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (SHORT SELLING) ACT 2008
SECTION 1484 DECLARATIONS UNDER PARAGRAPH 1020F(1)(c) RELATING TO SHORT SELLING
PART 10.11 - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (NO. 1) ACT 2009
SECTION 1485 APPLICATION OF NEW SUBSECTION 206B(6)
SECTION 1486 APPLICATION OF NEW SECTION 206EAA
PART 10.12 - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS LEGISLATION AMENDMENT (FINANCIAL SERVICES MODERNISATION) ACT 2009
Division 1 - Transitional provisions relating to Schedule 1 to the Corporations Legislation Amendment (Financial Services Modernisation) Act 2009
SECTION 1487 DEFINITIONS
SECTION 1488 APPLICATION OF AMENDMENTS - GENERAL
SECTION 1489 APPLICATIONS OF AMENDMENTS - APPLICATION FOR AND GRANT OF LICENCES ETC. AUTHORISING MARGIN LENDING FINANCIAL SERVICES
SECTION 1490 APPLICATION OF AMENDMENTS - BETWEEN 6 AND 12 MONTHS AFTER COMMENCEMENT
SECTION 1491 ACQUISITION OF PROPERTY
SECTION 1492 REGULATIONS
Division 2 - Transitional provisions relating to Schedule 2 to the Corporations Legislation Amendment (Financial Services Modernisation) Act 2009
SECTION 1493 DEFINITIONS
SECTION 1494 TRANSITIONAL PROVISIONS RELATING TO LIMIT ON CONTROL OF TRUSTEE COMPANIES
SECTION 1495 TRANSITIONAL PROVISIONS RELATING TO THE AMENDMENTS OF CHAPTER 7
SECTION 1496 GENERAL POWER FOR REGULATIONS TO DEAL WITH TRANSITIONAL MATTERS
Division 3 - Transitional provisions relating to Schedule 3 to the Corporations Legislation Amendment (Financial Services Modernisation) Act 2009
SECTION 1497 DEFINITIONS
SECTION 1498 APPLICATION OF AMENDMENTS
PART 10.13 - TRANSITIONAL PROVISIONS RELATING TO THE PERSONAL PROPERTY SECURITIES (CORPORATIONS AND OTHER AMENDMENTS) ACT 2010
SECTION 1498A COMMENCEMENT OF PROVISIONS IN PART 10.13
SECTION 1499 DEFINITIONS
SECTION 1500 CHARGES, LIENS AND PLEDGES - CONTINUATION OF RESTRICTION OF REFERENCES
SECTION 1501 CHARGES, LIENS, PLEDGES AND THIRD PARTY PROPERTY - APPLICATION
SECTION 1501A REFERENCES TO THE WHOLE OR SUBSTANTIALLY THE WHOLE OF A COMPANY ' S PROPERTY
SECTION 1501B CONSTRUCTIVE NOTICE OF REGISTRABLE CHARGES
SECTION 1502 REPEAL OF CHAPTER 2K (CHARGES) - GENERAL
SECTION 1503 REPEAL OF CHAPTER 2K (CHARGES) - CESSATION OF REQUIREMENTS IN RELATION TO DOCUMENTS OR NOTICES
SECTION 1504 REPEAL OF CHAPTER 2K (CHARGES) - APPLICATION OF SECTION 266
SECTION 1505 REPEAL OF CHAPTER 2K (CHARGES) - CESSATION OF COMPANY REGISTRATION REQUIREMENTS
SECTION 1506 REPEAL OF CHAPTER 2K (CHARGES) - PRIORITY BETWEEN REGISTRABLE CHARGES
SECTION 1507 NEW SECTION 440B (RESTRICTIONS ON THIRD PARTY PROPERTY RIGHTS)
SECTION 1508 NEW SUBSECTION 442CB(1) (ADMINISTRATOR ' S DUTY OF CARE)
SECTION 1509 NEW SECTION 588FP (SECURITY INTERESTS IN FAVOUR OF AN OFFICER OF A COMPANY ETC. VOID)
SECTION 1510 WINDING UP APPLIED FOR BEFORE THE COMMENCEMENT TIME
PART 10.14 - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (CORPORATE REPORTING REFORM) ACT 2010
SECTION 1510A DEFINITION
SECTION 1510B APPLICATION OF PART 1 OF SCHEDULE 1 TO THE AMENDING ACT
PART 10.15 - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (FINANCIAL MARKET SUPERVISION) ACT 2010
SECTION 1511 DEFINITION
SECTION 1512 APPLICATION OF AMENDMENTS
SECTION 1513 REGULATIONS MAY DEAL WITH TRANSITIONAL MATTERS
PART 10.16 - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (NO. 1) ACT 2010
SECTION 1516 APPLICATION OF AMENDMENTS
PART 10.17 - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (IMPROVING ACCOUNTABILITY ON DIRECTOR AND EXECUTIVE REMUNERATION) ACT 2011
SECTION 1517 APPLICATION OF SUBDIVISION B OF DIVISION 1 OF PART 2D.3
SECTION 1518 APPLICATION OF SECTIONS 206J, 206K, 206L AND 206M
SECTION 1519 APPLICATION OF SUBSECTION 249L(2)
SECTION 1520 APPLICATION OF SECTION 250BB
SECTION 1521 APPLICATION OF SECTION 250BC
SECTION 1522 APPLICATION OF SECTION 250BD
SECTION 1523 APPLICATION OF SUBSECTIONS 250R(4) TO (10)
SECTION 1524 APPLICATION OF DIVISION 9 OF PART 2G.2
SECTION 1525 APPLICATION OF AMENDMENTS OF SECTION 300A
PART 10.18 - TRANSITIONAL AND APPLICATION PROVISIONS RELATING TO THE FUTURE OF FINANCIAL ADVICE MEASURES
Division 1 - Provisions relating to the Corporations Amendment (Further Future of Financial Advice Measures) Act 2012
SECTION 1526 DEFINITIONS
SECTION 1527 APPLICATION OF BEST INTERESTS OBLIGATIONS
SECTION 1528 APPLICATION OF BAN ON CONFLICTED REMUNERATION
SECTION 1529 APPLICATION OF BAN ON OTHER REMUNERATION - VOLUME-BASED SHELF-SPACE FEES
SECTION 1530 SECTION 1350 DOES NOT APPLY TO REGULATIONS MADE FOR THE PURPOSES OF SUBSECTION 1528(2) OR 1529(2)
SECTION 1531 APPLICATION OF BAN ON OTHER REMUNERATION - ASSET-BASED FEES ON BORROWED AMOUNTS
Division 2 - Provisions relating to the Corporations Amendment (Financial Advice Measures) Act 2016
SECTION 1531A DEFINITIONS
SECTION 1531B BEST INTERESTS OBLIGATION
SECTION 1531C RENEWAL NOTICES (OPT-IN REQUIREMENT)
SECTION 1531D DISCLOSURE STATEMENTS
SECTION 1531E CONFLICTED REMUNERATION
PART 10.19 - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (PHOENIXING AND OTHER MEASURES) ACT 2012
SECTION 1532 DEFINITION
SECTION 1533 PART 1 OF SCHEDULE 1 TO THE AMENDING ACT (WINDING UP BY ASIC)
SECTION 1534 PART 2 OF SCHEDULE 1 TO THE AMENDING ACT (PUBLICATION REQUIREMENTS)
SECTION 1535 PART 3 OF SCHEDULE 1 TO THE AMENDING ACT (MISCELLANEOUS AMENDMENTS)
PART 10.20 - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS LEGISLATION AMENDMENT (AUDIT ENHANCEMENT) ACT 2012
SECTION 1536 DEFINITIONS
SECTION 1537 APPLICATION OF AMENDMENTS RELATING TO ANNUAL TRANSPARENCY REPORTS
PART 10.21 - TRANSITIONAL PROVISION RELATING TO THE CORPORATIONS LEGISLATION AMENDMENT (FINANCIAL REPORTING PANEL) ACT 2012
SECTION 1538 COURTS ETC. MAY HAVE REGARD TO FINANCIAL REPORTING PANEL REPORT
PART 10.21A - TRANSITIONAL PROVISIONS RELATING TO THE SUPERANNUATION LEGISLATION AMENDMENT (SERVICE PROVIDERS AND OTHER GOVERNANCE MEASURES) ACT 2013
SECTION 1538A APPLICATION OF AMENDMENTS RELATING TO CONTRIBUTIONS TO A FUND OR SCHEME
SECTION 1538B APPLICATION OF AMENDMENTS RELATING TO STATEMENTS OF ADVICE
PART 10.22 - TRANSITIONAL PROVISIONS RELATING TO THE SUPERANNUATION LEGISLATION AMENDMENT (FURTHER MYSUPER AND TRANSPARENCY MEASURES) ACT 2012
SECTION 1539 APPLICATION OF SECTION 1017BA (OBLIGATION TO MAKE PRODUCT DASHBOARD PUBLICLY AVAILABLE)
SECTION 1540 APPLICATION OF SUBSECTION 1017BB(1) (OBLIGATION TO MAKE INFORMATION RELATING TO INVESTMENT OF ASSETS OF SUPERANNUATION ENTITIES PUBLICLY AVAILABLE)
SECTION 1541 APPLICATION OF SECTION 1017BC (OBLIGATION TO PROVIDE INFORMATION RELATING TO INVESTMENT OF ASSETS OF SUPERANNUATION ENTITIES)
PART 10.22A - TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (IMPROVING ACCOUNTABILITY AND MEMBER OUTCOMES IN SUPERANNUATION MEASURES NO. 1) ACT 2019
SECTION 1541A APPLICATION OF AMENDMENTS RELATING TO PORTFOLIO HOLDINGS DISCLOSURE
PART 10.23 - TRANSITIONAL PROVISIONS RELATING TO THE CLEAN ENERGY LEGISLATION (CARBON TAX REPEAL) ACT 2014
SECTION 1542 DEFINITION
SECTION 1543 TRANSITIONAL - CARBON UNITS ISSUED BEFORE THE DESIGNATED CARBON UNIT DAY
SECTION 1544 TRANSITIONAL - VARIATION OF CONDITIONS ON AUSTRALIAN FINANCIAL SERVICES LICENCES
SECTION 1545 TRANSITIONAL - IMMEDIATE CANCELLATION OF AUSTRALIAN FINANCIAL SERVICES LICENCES
SECTION 1546 TRANSITIONAL - STATEMENTS OF REASONS FOR CANCELLATION OF AUSTRALIAN FINANCIAL SERVICES LICENCES
PART 10.23A - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (PROFESSIONAL STANDARDS OF FINANCIAL ADVISERS) ACT 2017
Division 1 - Definitions
SECTION 1546A DEFINITIONS
Division 2 - Application and transitional provisions
SECTION 1546B EXISTING PROVIDERS TO MEET CERTAIN EDUCATION AND TRAINING STANDARDS
SECTION 1546C APPLICATION OF LIMITATION ON AUTHORISATION TO PROVIDE PERSONAL ADVICE AND OFFENCE
SECTION 1546D APPLICATION OF REQUIREMENTS RELATING TO PROVISIONAL RELEVANT PROVIDERS
SECTION 1546E APPLICATION OF CONTINUING PROFESSIONAL DEVELOPMENT STANDARD FOR RELEVANT PROVIDERS
SECTION 1546F APPLICATION OF CODE OF ETHICS TO RELEVANT PROVIDERS
SECTION 1546G APPLICATION OF OBLIGATIONS IN RELATION TO COMPLIANCE SCHEMES
SECTION 1546H APPLICATION OF OBLIGATION FOR STANDARDS BODY TO PUBLISH ANNUAL REPORT
SECTION 1546J APPLICATION OF OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO BECOMES A RELEVANT PROVIDER
SECTION 1546K APPLICATION OF REQUIREMENTS RELATING TO INFORMATION ABOUT RELEVANT PROVIDER ' S PRINCIPAL PLACE OF BUSINESS
SECTION 1546L APPLICATION OF REQUIREMENTS RELATING TO INFORMATION ABOUT MEMBERSHIP OF PROFESSIONAL ASSOCIATIONS WHERE RELEVANT PROVIDER IS LICENSEE
SECTION 1546M APPLICATION OF REQUIREMENTS RELATING TO INFORMATION ABOUT MEMBERSHIP OF PROFESSIONAL ASSOCIATIONS WHERE RELEVANT PROVIDER IS NOT LICENSEE
SECTION 1546N APPLICATION OF REQUIREMENTS RELATING TO INFORMATION ABOUT PROVISIONAL RELEVANT PROVIDER ' S WORK AND TRAINING
SECTION 1546P APPLICATION OF ONGOING OBLIGATION TO NOTIFY ASIC WHEN THERE IS A CHANGE IN A MATTER FOR A RELEVANT PROVIDER
SECTION 1546Q APPLICATION OF OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO STARTS TO HAVE CONTROL OF A BODY CORPORATE LICENSEE
SECTION 1546R APPLICATION OF OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO CEASES TO HAVE CONTROL OF A BODY CORPORATE LICENSEE
SECTION 1546S APPLICATION OF OBLIGATION FOR RELEVANT PROVIDERS TO PROVIDE INFORMATION TO FINANCIAL SERVICES LICENSEES
SECTION 1546T APPLICATION OF REQUIREMENTS RELATING TO REGISTER OF RELEVANT PROVIDERS
SECTION 1546U RELEVANT PROVIDER NUMBERS GIVEN BEFORE COMMENCEMENT
SECTION 1546V CONTINUATION OF REGISTER OF RELEVANT PROVIDERS
Division 3 - Transitional notices
SECTION 1546W OBLIGATION TO NOTIFY ASIC OF CERTAIN INFORMATION
SECTION 1546X OBLIGATION TO NOTIFY ASIC OF CPD YEAR
SECTION 1546Y OBLIGATION TO NOTIFY THE REGISTRAR WHEN EXAMS PASSED
SECTION 1546Z OBLIGATION TO NOTIFY ASIC OF CERTAIN INFORMATION AFTER BANNING ORDER
SECTION 1546ZA OFFENCE FOR FAILING TO LODGE TRANSITIONAL NOTICES
Division 4 - Review
PART 10.24 - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS LEGISLATION AMENDMENT (DEREGULATORY AND OTHER MEASURES) ACT 2014
SECTION 1547 DEFINITIONS
SECTION 1548 APPLICATION OF AMENDMENTS RELATING TO CALLING OF GENERAL MEETINGS
SECTION 1549 APPLICATION OF AMENDMENTS RELATING TO DIRECTORS ' REPORTS FOR LISTED COMPANIES
PART 10.24A - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (LIFE INSURANCE REMUNERATION ARRANGEMENTS) ACT 2017
SECTION 1549A DEFINITIONS
SECTION 1549B APPLICATIONS OF AMENDMENTS RELATING TO LIFE RISK INSURANCE PRODUCTS
PART 10.25 - TRANSITIONAL PROVISIONS RELATING TO THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)
Division 1 - Introduction
SECTION 1550 SIMPLIFIED OUTLINE OF THIS PART
SECTION 1551 DEFINITIONS
Division 2 - Application of Part 2 of the Insolvency Practice Schedule (Corporations) and related consequential amendments
Subdivision A - Registering liquidators
SECTION 1552 APPLICATIONS FOR REGISTRATION UNDER THE OLD ACT
SECTION 1553 PERSONS REGISTERED UNDER THE OLD ACT CONTINUE TO BE REGISTERED UNDER THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)
SECTION 1554 OLD ACT REGISTRANT ' S DETAILS
SECTION 1555 PERIOD OF OLD ACT REGISTRANT ' S REGISTRATION UNDER THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)
SECTION 1556 CONDITIONS FOR OLD ACT REGISTRANTS - CONDITIONS UNDER THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)
SECTION 1557 CURRENT CONDITIONS FOR OLD ACT REGISTRANTS - UNDERTAKINGS UNDER THE OLD ACT
SECTION 1558 CURRENT CONDITIONS FOR OLD ACT REGISTRANTS - UNDERTAKINGS UNDER THE ASIC ACT
SECTION 1559 OLD ACT REGISTRANT REGISTERED AS LIQUIDATOR OF A SPECIFIED BODY CORPORATE
SECTION 1560 OLD ACT REGISTRANT CHOOSES NOT TO RENEW
Subdivision B - Annual returns and statements
SECTION 1561 APPLICATION OF OBLIGATION TO LODGE ANNUAL LIQUIDATOR RETURNS
Subdivision C - Notice requirements
SECTION 1562 NOTICE OF SIGNIFICANT EVENTS
Subdivision D - Cancellation by ASIC under the old Act
SECTION 1563 REQUEST FOR CANCELLATION MADE BEFORE THE COMMENCEMENT DAY
SECTION 1564 DECISION TO CANCEL REGISTRATION MADE BEFORE THE COMMENCEMENT DAY
Subdivision E - Disciplinary proceedings before the Board
SECTION 1565 MATTERS NOT DEALT WITH BY THE BOARD BEFORE THE COMMENCEMENT DAY
SECTION 1566 MATTERS DEALT WITH BY THE BOARD BEFORE THE COMMENCEMENT DAY
SECTION 1567 MATTERS WHICH THE BOARD REFUSES TO DEAL WITH BEFORE THE COMMENCEMENT DAY
SECTION 1568 BOARD CONSIDERING TERMINATING SUSPENSION BEFORE THE COMMENCEMENT DAY
SECTION 1569 SHARING INFORMATION BETWEEN THE BOARD AND COMMITTEES
Subdivision F - Suspension, cancellation and disciplinary action under the Insolvency Practice Schedule (Corporations)
SECTION 1570 DIRECTION TO COMPLY WITH REQUIREMENT TO LODGE DOCUMENTS ETC.
SECTION 1571 SUSPENSION BY ASIC UNDER THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)
SECTION 1572 CANCELLATION BY ASIC UNDER THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)
SECTION 1573 SHOW-CAUSE NOTICE UNDER THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)
SECTION 1574 LIFTING OR SHORTENING SUSPENSION UNDER THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)
SECTION 1575 ACTION INITIATED BY INDUSTRY BODIES
Subdivision G - Powers of the Court and other bodies
SECTION 1576 APPLICATION OF COURT POWERS UNDER SECTION 45-1 OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)
SECTION 1577 POWERS TO DEAL WITH REGISTRATION UNDER THE OLD ACT ON OR AFTER THE COMMENCEMENT DAY
Division 3 - Application of Part 3 of the Insolvency Practice Schedule (Corporations) and related consequential amendments
Subdivision A - Introduction
SECTION 1578 SIMPLIFIED OUTLINE OF THIS DIVISION
Subdivision B - General rules for Part 3
SECTION 1579 APPLICATION OF PART 3 OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS) - GENERAL RULES
Subdivision C - Remuneration and other benefits received by external administrators
SECTION 1580 APPLICATION OF DIVISION 60 OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS) - GENERAL RULE
SECTION 1581 OLD ACT CONTINUES TO APPLY IN RELATION TO REMUNERATION FOR ADMINISTRATORS ALREADY APPOINTED
SECTION 1582 DUTIES OF ADMINISTRATORS RELATING TO REMUNERATION AND OTHER BENEFITS
SECTION 1583 OLD ACT CONTINUES TO APPLY IN RELATION TO ANY RIGHT OF INDEMNITY
SECTION 1584 APPLICATION OF NEW PROVISIONS ABOUT VACANCIES OF COURT-APPOINTED LIQUIDATOR
SECTION 1585 APPLICATION OF NEW PROVISIONS ABOUT EXERCISE OF POWERS WHILE COMPANY UNDER EXTERNAL ADMINISTRATION
Subdivision D - Funds handling
SECTION 1586 APPLICATION OF DIVISION 65 OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS) - GENERAL RULE
SECTION 1587 ADMINISTRATION ACCOUNT
SECTION 1588 PAYING MONEY INTO ADMINISTRATION ACCOUNT
SECTION 1589 PAYING MONEY OUT OF ADMINISTRATION ACCOUNT
SECTION 1590 HANDLING SECURITIES
Subdivision E - Information
SECTION 1591 APPLICATION OF DIVISION 70 OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS) - GENERAL RULE
SECTION 1592 ACCOUNTS AND ADMINISTRATION RETURNS
SECTION 1593 ADMINISTRATION BOOKS
SECTION 1594 AUDIT OF ADMINISTRATION BOOKS
SECTION 1595 TRANSFER OF ADMINISTRATION BOOKS
SECTION 1596 RETENTION AND DESTRUCTION OF ADMINISTRATION BOOKS
SECTION 1597 GIVING INFORMATION TO CREDITORS ETC.
SECTION 1598 COMMONWEALTH MAY REQUEST INFORMATION
SECTION 1599 REPORTING TO ASIC
SECTION 1600 OLD ACT CONTINUES TO APPLY IN RELATION TO NOTICES TO REMEDY DEFAULT
Subdivision F - Meetings
SECTION 1601 APPLICATION OF DIVISION 75 OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS) - GENERAL RULE
SECTION 1602 EXTERNAL ADMINISTRATOR MUST CONVENE MEETINGS IN CERTAIN CIRCUMSTANCES
SECTION 1603 OLD ACT CONTINUES TO APPLY IN RELATION TO REPORTING FOR FIRST YEAR OF ADMINISTRATION
SECTION 1604 OLD ACT CONTINUES TO APPLY TO THE DEREGISTRATION OF COMPANIES
SECTION 1605 OLD ACT CONTINUES TO APPLY FOR CERTAIN MEETINGS CONVENED ETC. BEFORE COMMENCEMENT DAY
SECTION 1606 OUTCOME OF VOTING AT CREDITORS ' MEETING DETERMINED BY RELATED ENTITY OR ON CASTING VOTE - COURT POWERS
Subdivision G - Committees of inspection
SECTION 1607 APPLICATION OF DIVISION 80 OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS) - GENERAL RULES
SECTION 1608 APPOINTING COMMITTEES OF INSPECTION
SECTION 1609 OLD ACT CONTINUES TO APPLY TO CERTAIN REPORTS BY ADMINISTRATOR
SECTION 1610 MEMBERSHIP OF CONTINUED COMMITTEES
SECTION 1611 VALIDITY OF APPOINTMENT UNDER SECTION 548 OF THE OLD ACT NOT AFFECTED BY LACK OF SEPARATE MEETING OF CONTRIBUTORIES
SECTION 1612 CONTINUED APPLICATION OF DIRECTIONS BY CREDITORS OR COMMITTEES UNDER THE OLD ACT
SECTION 1613 COMMITTEE OF INSPECTION MAY REQUEST INFORMATION
SECTION 1614 DUTIES OF MEMBERS OF COMMITTEE OF INSPECTION AND CREDITORS RELATING TO PROFITS AND ADVANTAGES ETC.
Subdivision H - Review of the external administration of a company
SECTION 1615 APPLICATION OF DIVISION 90 OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS) - GENERAL RULE
SECTION 1616 APPLICATION OF THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS) PROVISIONS THAT CONFLICT WITH OLD ACT COURT ORDERS - GENERAL RULE
SECTION 1617 OLD ACT CONTINUES TO APPLY IN RELATION TO ONGOING PROCEEDINGS BEFORE A COURT - GENERAL RULE
SECTION 1618 COURT POWERS TO INQUIRE INTO AND MAKE ORDERS
SECTION 1619 REVIEW BY ANOTHER REGISTERED LIQUIDATOR
SECTION 1620 REMOVAL BY CREDITORS
Division 4 - Administrative review
SECTION 1621 ADMINISTRATIVE APPEALS TRIBUNAL OR ADMINISTRATIVE REVIEW TRIBUNAL PROCEEDINGS
Division 5 - Application of other consequential amendments
SECTION 1622 OUTCOME OF VOTING AT CREDITORS ' MEETING DETERMINED BY RELATED ENTITY OR ON CASTING VOTE - COURT POWERS
SECTION 1623 RETURNS AND ACCOUNTS BY CONTROLLERS
SECTION 1624 TRANSFER OF BOOKS BY A CONTROLLER TO A NEW CONTROLLER OR ASIC
SECTION 1625 OFFICERS REPORTING TO CONTROLLER ABOUT CORPORATION ' S AFFAIRS
SECTION 1626 LODGING NOTICE OF EXECUTION OF A DEED OF COMPANY ARRANGEMENT
SECTION 1627 OFFICE OF LIQUIDATOR APPOINTED BY THE COURT
SECTION 1628 REPORT AS TO COMPANY ' S AFFAIRS TO BE SUBMITTED TO LIQUIDATOR
SECTION 1629 ORDERS FOR RELEASE OR DEREGISTRATION
SECTION 1630 MEETING RELATING TO THE VOLUNTARY WINDING UP OF A COMPANY
SECTION 1631 POOLING DETERMINATIONS
SECTION 1632 ELECTRONIC METHODS OF GIVING OR SENDING CERTAIN NOTICES
SECTION 1633 DEREGISTRATION FOLLOWING WINDING UP
Division 6 - Regulations
SECTION 1634 REGULATIONS
PART 10.26 - TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 3 TO THE INSOLVENCY LAW REFORM ACT 2016
SECTION 1635 APPLICATION OF AMENDMENTS MADE BY SCHEDULE 3 TO THE INSOLVENCY LAW REFORM ACT 2016
PART 10.28 - TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (2016 MEASURES NO. 1) ACT 2017
SECTION 1636A APPLICATION OF SUBSECTIONS 981D(2) AND 984B(3)
SECTION 1637 APPLICATION OF SUBPARAGRAPH 1274(2)(a)(iva) AND SUBSECTIONS 1274(2AA) AND (2AB)
PART 10.30 - TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (2017 MEASURES NO. 5) ACT 2018
SECTION 1639 DEFINITIONS
SECTION 1640 APPLICATION - OBLIGATION TO COMPLY WITH RULES ABOUT FINANCIAL BENCHMARKS
SECTION 1641 APPLICATION - OFFENCES RELATING TO MANIPULATION OF FINANCIAL BENCHMARKS
SECTION 1642 APPLICATION - EXTENDED MEANING OF FINANCIAL PRODUCTS AND DIVISION 3 FINANCIAL PRODUCTS FOR PART 7.10
PART 10.31 - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (CROWD-SOURCED FUNDING FOR PROPRIETARY COMPANIES) ACT 2018
SECTION 1643 APPLICATION OF AMENDMENTS
PART 10.32 - TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (ENHANCING WHISTLEBLOWER PROTECTIONS) ACT 2019
SECTION 1644 APPLICATION OF AMENDMENTS
SECTION 1644A APPLICATION OF AMENDMENTS RELATING TO PENALTIES
PART 10.33 - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (ASIA REGION FUNDS PASSPORT) ACT 2018
SECTION 1645 SAVING DELEGATIONS
SECTION 1646 DECISIONS TO GIVE, WITHDRAW OR NOT WITHDRAW A NOTICE UNDER SUBSECTION 1313(1)
PART 10.34 - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (STRENGTHENING PROTECTIONS FOR EMPLOYEE ENTITLEMENTS) ACT 2019
SECTION 1647 APPLICATION - PROTECTION OF EMPLOYEE ENTITLEMENTS
SECTION 1648 APPLICATION - CONTRIBUTION ORDERS
SECTION 1649 APPLICATION - DIRECTOR DISQUALIFICATION
PART 10.35 - APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO REGISTRIES MODERNISATION AMENDMENTS
SECTION 1650 DEFINITIONS
SECTION 1650A VALIDATION OF ACTS OR THINGS DONE DURING INTERIM PERIOD
SECTION 1650B APPLICATION OF AMENDMENTS
SECTION 1650C THINGS STARTED BUT NOT FINISHED BY ASIC
SECTION 1650D REGISTER OF LIQUIDATORS
PART 10.35A - TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 2 TO THE TREASURY LAWS AMENDMENT (REGISTRIES MODERNISATION AND OTHER MEASURES) ACT 2020
SECTION 1653 DIRECTOR IDENTIFICATION NUMBERS
PART 10.36 - APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (STRENGTHENING CORPORATE AND FINANCIAL SECTOR PENALTIES) ACT 2019
SECTION 1655 DEFINITIONS
SECTION 1656 APPLICATION - OFFENCES
SECTION 1657 APPLICATION - CIVIL PENALTY PROVISIONS
SECTION 1658 APPLICATION - OFFENCE PROVISIONS REPEALED AND SUBSTITUTED WITH CONDUCT RULES WITH MULTIPLE CONSEQUENCES
SECTION 1659 APPLICATION - INFRINGEMENT NOTICES
SECTION 1660 APPLICATION - DEFINITION OF DISHONESTY
PART 10.37 - TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (COMBATING ILLEGAL PHOENIXING) ACT 2020
SECTION 1661 APPLICATION OF AMENDMENTS
PART 10.38 - TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 1 TO THE TREASURY LAWS AMENDMENT (MUTUAL REFORMS) ACT 2019
SECTION 1662 APPLICATION OF AMENDMENTS MADE BY SCHEDULE 1 TO THE TREASURY LAWS AMENDMENT (MUTUAL REFORMS) ACT 2019
PART 10.39 - TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 3 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE - STRONGER REGULATORS (2019 MEASURES)) ACT 2020
SECTION 1663 DEFINITIONS
SECTION 1664 APPLICATION - EXISTING FINANCIAL SERVICES LICENSEE
SECTION 1665 APPLICATION - APPLICATIONS MADE BEFORE COMMENCEMENT
PART 10.40 - TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 4 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE - STRONGER REGULATORS (2019 MEASURES)) ACT 2020
SECTION 1666 APPLICATION - CONDUCT ETC. RELEVANT TO NEW BANNING AND DISQUALIFICATION ORDERS
SECTION 1667 TRANSITIONAL - EXISTING BANNING AND DISQUALIFICATION ORDERS
PART 10.41 - TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (2019 MEASURES NO. 3) ACT 2020
SECTION 1668 TRANSITIONAL - DELEGATIONS
PART 10.42 - TRANSITIONAL PROVISIONS RELATING TO THE CORONAVIRUS ECONOMIC RESPONSE PACKAGE OMNIBUS ACT 2020
SECTION 1669 APPLICATION OF AMENDMENTS MADE BY SCHEDULE 12 TO THE CORONAVIRUS ECONOMIC RESPONSE PACKAGE OMNIBUS ACT 2020
PART 10.43 - APPLICATION PROVISIONS RELATING TO SCHEDULE 10 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE) ACT 2020
SECTION 1670 APPLICATION OF REFERENCE CHECKING AND INFORMATION SHARING PROTOCOL
PART 10.44 - APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 11 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE) ACT 2020
SECTION 1671 DEFINITIONS
SECTION 1671A CONTINUED APPLICATION OF PARAGRAPH 601FC(1)(l) AND SECTION 912D
SECTION 1671B APPLICATION OF SECTIONS 912DAA AND 912DAB
SECTION 1671C APPLICATION OF SECTION 912DAC
SECTION 1671D APPLICATION OF ASIC ' S OBLIGATIONS TO PUBLISH INFORMATION UNDER SECTION 912DAD
SECTION 1671E APPLICATION OF PROVISIONS DEALING WITH NOTIFYING AND COMPENSATING A PERSON AFFECTED BY A REPORTABLE SITUATION
PART 10.45 - TRANSITIONAL PROVISIONS RELATING TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE) ACT 2020
SECTION 1672 TRANSITIONAL - BANKING CODE OF PRACTICE
PART 10.46 - APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 1 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE NO. 2) ACT 2021
Division 1 - Introduction
SECTION 1673 DEFINITIONS
Division 2 - New ongoing fee arrangements
SECTION 1673A APPLICATION PROVISION FOR NEW ONGOING FEE ARRANGEMENTS
Division 3 - Existing ongoing fee arrangements
SECTION 1673B APPLICATION OF THIS DIVISION
SECTION 1673C APPLICATION - ANNUAL REQUIREMENT TO GIVE FEE DISCLOSURE STATEMENT
SECTION 1673D TRANSITIONAL - EXISTING OBLIGATION TO GIVE A FEE DISCLOSURE STATEMENT UNDER SECTION 962G
SECTION 1673E TRANSITIONAL - EXISTING OBLIGATION TO GIVE A RENEWAL NOTICE AND FEE DISCLOSURE STATEMENT UNDER SECTION 962K
SECTION 1673F APPLICATION - CONSENT REQUIREMENTS FOR DEDUCTIONS OF ONGOING FEES
SECTION 1673G APPLICATION - COMPLIANCE RECORDS
PART 10.47 - APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 2 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE NO. 2) ACT 2021
SECTION 1674 APPLICATION OF DISCLOSURE OF LACK OF INDEPENDENCE REFORMS
SECTION 1674A OBLIGATION TO GIVE UPDATED FINANCIAL SERVICES GUIDE
PART 10.48 - APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 7 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE) ACT 2020
SECTION 1675 DEFINITIONS
SECTION 1675A APPLICATION OF CLAIMS HANDLING AND SETTLING SERVICES REFORMS
SECTION 1675B TRANSITION PERIODS
SECTION 1675C APPLICATION DURING TRANSITION PERIOD
PART 10.49 - TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 9 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE) ACT 2020
SECTION 1676 DEFINITIONS
SECTION 1676A AUTOMATIC EXTENSION OF LICENCE CONDITIONS ON THE COMMENCEMENT DAY - LICENSEES WHO ARE AUTHORISED TO DEAL
SECTION 1676B AUTOMATIC EXTENSION OF LICENCE CONDITIONS - LICENCE APPLICATIONS PENDING JUST BEFORE COMMENCEMENT DAY
SECTION 1676C AUTOMATIC EXTENSION OF LICENCE CONDITIONS - VARIATION APPLICATIONS PENDING JUST BEFORE COMMENCEMENT DAY
SECTION 1676D AUTOMATIC LICENCE CONDITIONS MAY BE VARIED ETC.
PART 10.51 - TRANSITIONAL PROVISIONS RELATING TO THE TERRITORIES LEGISLATION AMENDMENT ACT 2020
SECTION 1678 DEFINITIONS
SECTION 1678A REGISTRATION OF NORFOLK ISLAND COMPANIES - GENERAL
SECTION 1678B REGISTRATION OF NORFOLK ISLAND COMPANIES - REGISTRATION PROCESS AND OTHER MATTERS
SECTION 1678C REGISTRATION OF NORFOLK ISLAND COMPANIES - PROVISION OF INFORMATION
SECTION 1678D TRANSITIONAL RULES
SECTION 1678E SAVING OF RULES IN RELATION TO PARTICULAR CORPORATIONS
SECTION 1678F DIRECTOR IDENTIFICATION NUMBERS - NORFOLK ISLAND COMPANY DIRECTORS
PART 10.52 - APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 1 TO THE TREASURY LAWS AMENDMENT (2021 MEASURES NO. 1) ACT 2021
SECTION 1679 DEFINITIONS
SECTION 1679A APPLICATION - VIRTUAL MEETINGS AND ELECTRONIC COMMUNICATIONS
SECTION 1679C APPLICATION - RECORDING AND KEEPING OF MINUTE BOOKS
SECTION 1679D APPLICATION - EXECUTION OF DOCUMENTS
SECTION 1679E APPLICATION OF COVID-19 INSTRUMENT
SECTION 1679F AMENDMENTS MADE BY PART 1 DO NOT APPLY ON AND AFTER 1 APRIL 2022
PART 10.53 - APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO MEETINGS AND COMMUNICATIONS UNDER THE CORPORATIONS AMENDMENT (CORPORATE INSOLVENCY REFORMS) ACT 2020
SECTION 1680 DEFINITIONS
SECTION 1680A APPLICATION OF COVID-19 INSTRUMENT
SECTION 1680B VALIDATION OF THINGS DONE UNDER COVID-19 INSTRUMENTS
PART 10.54 - APPLICATION PROVISIONS RELATING TO SIMPLIFIED LIQUIDATION PROCESS UNDER THE CORPORATIONS AMENDMENT (CORPORATE INSOLVENCY REFORMS) ACT 2020
SECTION 1681 APPLICATION OF AMENDMENTS RELATING TO THE SIMPLIFIED LIQUIDATION PROCESS
PART 10.55 - TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (YOUR FUTURE, YOUR SUPER) ACT 2021
SECTION 1682 APPLICATION OF AMENDMENT RELATING TO PORTFOLIO HOLDINGS DISCLOSURE
PART 10.56 - APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (2021 MEASURES NO. 1) ACT 2021
SECTION 1683 DEFINITIONS
SECTION 1683A APPLICATION
SECTION 1683B REVIEW OF OPERATION OF LAWS
SECTION 1683C AMENDMENTS MADE BY SCHEDULE 2 TO THE AMENDING ACT CEASE TO HAVE EFFECT IF REVIEW OF OPERATION OF LAWS IS NOT CONDUCTED
PART 10.57 - TRANSITIONAL PROVISIONS RELATING TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE - BETTER ADVICE) ACT 2021 AND RELATED MEASURES
Division 1 - Definitions
SECTION 1684 DEFINITIONS
Division 2 - Transitional provisions for existing providers
SECTION 1684AA EXPERIENCED PROVIDER PATHWAY
SECTION 1684A APPLICATION - QUALIFICATIONS FOR EXISTING PROVIDERS
SECTION 1684B APPLICATION - EXAM FOR EXISTING PROVIDERS
SECTION 1684C APPLICATION - EXISTING PROVIDERS WHO MEET CERTAIN EDUCATION AND TRAINING STANDARDS EXEMPT FROM WORK AND TRAINING REQUIREMENT
SECTION 1684D APPLICATION - LIMITATION ON AUTHORISATION OF EXISTING PROVIDERS TO PROVIDE PERSONAL ADVICE
SECTION 1684E TRANSITIONAL - MINISTER MAY DETERMINE COURSES FOR CERTAIN PURPOSES
Division 3 - Other transitional provisions relating to the amending Act
SECTION 1684F TRANSITIONAL - EXAMS
SECTION 1684G APPLICATION - CONTINUING PROFESSIONAL DEVELOPMENT
SECTION 1684H APPLICATION - ACTION AGAINST RELEVANT PROVIDERS
SECTION 1684J APPLICATION - RECOMMENDATIONS TO ASIC IN RELATION TO RESTRICTED CIVIL PENALTY PROVISIONS
SECTION 1684K APPLICATION - WARNINGS AND REPRIMANDS
SECTION 1684L APPLICATION - REQUIREMENT FOR RELEVANT PROVIDERS TO BE REGISTERED
SECTION 1684M SAVING - DETERMINATIONS MADE FOR EDUCATION AND TRAINING STANDARDS
SECTION 1684N SAVING - WORD OR EXPRESSION TO REFER TO A PROVISIONAL RELEVANT PROVIDER
SECTION 1684P SAVING - CODE OF ETHICS
SECTION 1684Q TRANSITIONAL - APPROVALS OF FOREIGN QUALIFICATIONS
SECTION 1684R SAVING - APPROVALS OF FOREIGN QUALIFICATIONS THAT ARE IN FORCE
SECTION 1684S TRANSITIONAL - APPROVALS OF FOREIGN QUALIFICATIONS THAT ARE NOT YET IN FORCE
SECTION 1684T TRANSITIONAL - ORDERS UNDER SECTION 30-20 OF THE OLD TAX AGENT SERVICES ACT
SECTION 1684U TRANSITIONAL - DEEMED REGISTRATION OF CERTAIN RELEVANT PROVIDERS
SECTION 1684V TRANSITIONAL - TRANSFER OF DOCUMENTS
Division 3A - Transitional provisions relating to the second amending Act
SECTION 1684VA APPLICATION OF AMENDMENT - APPROVAL OF DOMESTIC QUALIFICATIONS
SECTION 1684VB TRANSITIONAL - DETERMINATION APPROVING DEGREES AND QUALIFICATIONS
SECTION 1684VC CERTAIN REQUIREMENTS FOR REGISTERED TAX AGENTS
PART 10.58 - APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 6 TO THE TREASURY LAWS AMENDMENT (2022 MEASURES NO. 4) ACT 2023
SECTION 1685 FINANCIAL REPORTING AND AUDITING REQUIREMENTS FOR REGISTRABLE SUPERANNUATION ENTITIES
PART 10.59 - APPLICATION PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (2021 MEASURES NO. 5) ACT 2021
SECTION 1686 DEFINITIONS
SECTION 1686A QUALIFIED PRIVILEGE FOR RESTRUCTURING PRACTITIONERS
SECTION 1686B PROTECTION OF PERSONS DEALING WITH RESTRUCTURING PRACTITIONER
SECTION 1686C ELIGIBILITY CRITERIA FOR SIMPLIFIED LIQUIDATION
SECTION 1686D POWERS AND DUTIES OF LIQUIDATOR
SECTION 1686E WITHDRAWAL OF MARKET BIDS
PART 10.60 - APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (MEETINGS AND DOCUMENTS) ACT 2022
SECTION 1687 DEFINITIONS
SECTION 1687A APPLICATION - SIGNING AND EXECUTION OF DOCUMENTS
SECTION 1687B APPLICATION - MEETINGS
SECTION 1687C APPLICATION - SENDING DOCUMENTS
SECTION 1687D TRANSITIONAL - ELECTIONS TO BE SENT DOCUMENTS IN HARD COPY MADE UNDER SECTION 253RB OR 253RC
SECTION 1687E TRANSITIONAL - ELECTIONS TO RECEIVE ANNUAL REPORTS IN PARTICULAR FORM
SECTION 1687F TRANSITIONAL - ELECTIONS NOT TO BE SENT ANNUAL REPORTS
SECTION 1687G TRANSITIONAL - REQUESTS FOR FULL REPORTS
SECTION 1687H TRANSITIONAL - OTHER ELECTIONS TO BE SENT DOCUMENTS IN PARTICULAR FORM
SECTION 1687J REVIEW OF OPERATION OF LAWS
SECTION 1687K PROVISIONS RELATING TO HOLDING VIRTUAL-ONLY MEETINGS CEASE TO HAVE EFFECT IF REPORT OF REVIEW OF OPERATION OF LAWS IS NOT TABLED WITHIN CERTAIN PERIOD
PART 10.62 - APPLICATION PROVISIONS RELATING TO SCHEDULE 8 TO THE CORPORATE COLLECTIVE INVESTMENT VEHICLE FRAMEWORK AND OTHER MEASURES ACT 2022
SECTION 1689 DEFINITIONS
SECTION 1690 APPLICATION OF PARAGRAPH 912D(3)(e)
SECTION 1691 APPLICATION OF SUBSECTION 912D(6)
SECTION 1692 SAVING OF REGULATION 7.6.04A OF THE CORPORATIONS REGULATIONS 2001
PART 10.63 - APPLICATION PROVISIONS RELATING TO PART 7 OF SCHEDULE 4 TO THE TREASURY LAWS AMENDMENT (2022 MEASURES NO. 1) ACT 2022
SECTION 1693 DEFINITIONS
SECTION 1693A APPLICATION PROVISION
SECTION 1693B INSTRUMENTS THAT PROVIDE RELIEF FROM REQUIREMENTS OF THIS ACT - LODGEMENT OF ANNUAL REPORTS BY LARGE PROPRIETARY COMPANIES
PART 10.64 - APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULES 1 AND 4 TO THE TREASURY LAWS AMENDMENT (MODERNISING BUSINESS COMMUNICATIONS AND OTHER MEASURES) ACT 2023
Division 1 - Modernising Business Communications
SECTION 1694 DEFINITIONS
SECTION 1694A APPLICATION - SIGNING DOCUMENTS
SECTION 1694B APPLICATION - SENDING DOCUMENTS
SECTION 1694C APPLICATION - UNCONTACTABLE MEMBERS
SECTION 1694D APPLICATION - DIRECTORS ' MEETINGS
SECTION 1694E TRANSITIONAL - ELECTIONS BY AUSTRALIAN MEMBERS OF NOTIFIED FOREIGN PASSPORT FUNDS TO RECEIVE ANNUAL REPORTS IN PARTICULAR FORM ETC.
SECTION 1694F TRANSITIONAL - ELECTIONS BY MEMBERS OF COMPANIES LIMITED BY GUARANTEE TO RECEIVE REPORTS ETC.
Division 2 - Miscellaneous and Technical Amendments
SECTION 1694G APPLICATION OF AMENDMENTS MADE BY DIVISION 2 OF PART 1 OF SCHEDULE 4 TO THE TREASURY LAWS AMENDMENT (MODERNISING BUSINESS COMMUNICATIONS AND OTHER MEASURES) ACT 2023
SECTION 1694H APPLICATION OF AMENDMENTS MADE BY DIVISION 16 OF PART 1 OF SCHEDULE 4 TO THE TREASURY LAWS AMENDMENT (MODERNISING BUSINESS COMMUNICATIONS AND OTHER MEASURES) ACT 2023
SECTION 1694J TRANSITIONAL - REFERENCE CHECKING AND INFORMATION SHARING PROTOCOL
PART 10.66 - TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 4 OF THE TREASURY LAWS AMENDMENT (COST OF LIVING SUPPORT AND OTHER MEASURES) ACT 2022
SECTION 1696 EMPLOYEE SHARE SCHEMES - RECOGNISED FOREIGN MARKETS
PART 10.67 - APPLICATION PROVISIONS RELATING TO SCHEDULE 4 TO THE TREASURY LAWS AMENDMENT (2022 MEASURES NO. 1) ACT 2022
SECTION 1697 APPLICATION OF AMENDMENT TO OBLIGATION TO MAKE PRODUCT DASHBOARD PUBLICLY AVAILABLE
PART 10.68 - APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO THE ALRC FINANCIAL SERVICES INTERIM REPORTS
Division 1 - Schedule 2 to the Treasury Laws Amendment (Modernising Business Communications and Other Measures) Act 2023
SECTION 1698 DEFINITIONS
SECTION 1698A TRANSLATION OF REFERENCES IN INSTRUMENTS
Division 2 - Schedules 1 and 2 to the Treasury Laws Amendment (2023 Law Improvement Package No. 1) Act 2023
SECTION 1698B DEFINITIONS
SECTION 1698C TRANSLATION OF REFERENCES IN INSTRUMENTS
SECTION 1698D CALCULATION OF TIME
SECTION 1698E SAVING OF PART 5D.6 AUTHORISATIONS
SECTION 1698F SAVING OF EXISTING PRESCRIBED FORMS
SECTION 1689G SAVING OF EXISTING REGULATIONS THAT ARE NOT TO BE REMADE
SECTION 1698H SAVING OF DECLARATIONS THAT A SPECIFIED FACILITY ETC. IS NOT A FINANCIAL PRODUCT
SECTION 1698J SAVING OF APPOINTMENTS AND DELEGATIONS UNDER PART 7.5
SECTION 1698K AMENDMENTS OF DIVISION 5 OF PART 7.8A DO NOT AFFECT THE CONTINUITY OF INSTRUMENTS MADE UNDER SECTION 994L
SECTION 1698L AMENDMENTS OF PART 9.12 DO NOT AFFECT THE CONTINUITY OF THE REGULATIONS
PART 10.69 - TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 1 TO THE TREASURY LAWS AMENDMENT (2023 MEASURES NO. 1) ACT 2023
SECTION 1699 DEFINITIONS
SECTION 1699A TRANSITIONAL - REGISTRATION OF RELEVANT PROVIDERS
SECTION 1699B TRANSITIONAL - RELEVANT PROVIDERS WHO ARE FINANCIAL SERVICES LICENSEES APPLYING TO BE REGISTERED
SECTION 1699C TRANSITIONAL - FINANCIAL SERVICES LICENSEES APPLYING TO REGISTER RELEVANT PROVIDERS
SECTION 1699D TRANSITIONAL - REGISTRATION SUSPENSION ORDERS
SECTION 1699E TRANSITIONAL - REGISTRATION PROHIBITION ORDERS
SECTION 1699F TRANSITIONAL - ACTION BY FINANCIAL SERVICES AND CREDIT PANELS AGAINST RELEVANT PROVIDERS
SECTION 1699G APPLICATION OF AMENDMENT - REQUIREMENT FOR RELEVANT PROVIDERS TO BE REGISTERED
SECTION 1699H APPLICATION OF AMENDMENT - DEEMED REGISTRATION OF CERTAIN RELEVANT PROVIDERS
PART 10.70 - APPLICATION PROVISIONS RELATING TO SCHEDULE 5 TO THE TREASURY LAWS AMENDMENT (2023 LAW IMPROVEMENT PACKAGE NO. 1) ACT 2023
SECTION 1700 EXEMPTIONS FROM REQUIREMENT TO GIVE FINANCIAL SERVICES GUIDE
PART 10.71 - APPLICATION PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (2023 MEASURES NO. 3) ACT 2023
SECTION 1701 SCHEMES FOR AVOIDING CERTAIN PRODUCT INTERVENTION ORDERS
PART 10.72 - APPLICATION PROVISIONS RELATING TO SCHEDULE 1 TO THE TREASURY LAWS AMENDMENT (MAKING MULTINATIONALS PAY THEIR FAIR SHARE - INTEGRITY AND TRANSPARENCY) ACT 2024
SECTION 1702 APPLICATION OF AMENDMENTS
PART 10.73 - APPLICATION PROVISIONS RELATING TO SCHEDULE 8 TO THE TREASURY LAWS AMENDMENT (SUPPORT FOR SMALL BUSINESS AND CHARITIES AND OTHER MEASURES) ACT 2024
SECTION 1703 APPLICATION PROVISION
PART 10.75 - APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 2 TO THE TREASURY LAWS AMENDMENT (FINANCIAL MARKET INFRASTRUCTURE AND OTHER MEASURES) ACT 2024
Division 1 - Definitions
SECTION 1705 DEFINITIONS
Division 2 - Granting of Australian CS facility licences
SECTION 1705A APPLICATION OF AMENDMENTS - APPLICATIONS FOR AUSTRALIAN CS FACILITY LICENCES
SECTION 1705B TRANSITIONAL - AUSTRALIAN CS FACILITY LICENCES IN FORCE BEFORE THE COMMENCEMENT TIME
SECTION 1705C TRANSITIONAL - AUSTRALIAN CS FACILITY LICENCES IN FORCE BEFORE THE COMMENCEMENT TIME FOR OPERATING OVERSEAS CLEARING AND SETTLEMENT FACILITIES
SECTION 1705D TRANSITIONAL - APPLICATIONS FOR AN AUSTRALIAN CS FACILITY LICENCE UNDECIDED BEFORE THE COMMENCEMENT TIME
Division 3 - Dealing with licences that are not being used etc.
SECTION 1705E APPLICATION OF AMENDMENTS - SUSPENSION OR CANCELLATION OF LICENCES
Division 4 - Declared financial markets and widely held market bodies
Subdivision A - Declared financial markets
SECTION 1705F TRANSITIONAL - PRESCRIBED FINANCIAL MARKETS TO BE DECLARED FINANCIAL MARKETS
SECTION 1705G TRANSLATION OF REFERENCES TO PRESCRIBED FINANCIAL MARKETS IN INSTRUMENTS
Subdivision B - Widely held market bodies
SECTION 1705H TRANSITIONAL - WIDELY HELD MARKET BODIES
SECTION 1705J APPLICATION OF AMENDMENTS - PRESERVATION OF VOTING POWER
SECTION 1705K TRANSITIONAL - PRE-COMMENCEMENT APPROVALS GRANTED FOR PRESERVATION OF VOTING POWER
Division 5 - Approval for control of certain Australian licensees
SECTION 1705L TRANSITIONAL - PRESERVATION OF VOTING POWER IN CONTROLLED AUSTRALIAN FINANCIAL BODIES
SECTION 1705M APPLICATION OF AMENDMENTS - MARKET LICENSEES AND CS FACILITY LICENSEES
Division 6 - Limits on certain market licences and CS facility licences
SECTION 1705N TRANSITIONAL - EXEMPTIONS (PART 7.2)
SECTION 1705P TRANSITIONAL - EXEMPTIONS (PART 7.3)
Division 7 - Rule-making
SECTION 1705Q APPLICATION OF AMENDMENTS
Division 8 - Streamlining some of ASIC ' s existing directions powers
SECTION 1705R APPLICATION OF AMENDMENTS
Division 9 - Enhancing regulator powers for CS facility licensees
SECTION 1705S TRANSITIONAL - DIRECTIONS POWER TO REDUCE SYSTEMIC RISK
PART 10.76 - APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 3 TO THE TREASURY LAWS AMENDMENT (FINANCIAL MARKET INFRASTRUCTURE AND OTHER MEASURES) ACT 2024
SECTION 1706 DEFINITIONS
SECTION 1706A TRANSITIONAL - MINISTERIAL INSTRUMENTS
SECTION 1706B APPLICATION OF AMENDMENTS - SPECIAL REPORTS AND AUDIT REPORTS
SECTION 1706C TRANSITIONAL - REPORTS IN RELATION TO MARKET LICENSEES
SECTION 1706D TRANSITIONAL - REPORTS IN RELATION TO CS FACILITY LICENSEES
PART 10.77 - APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 4 TO THE TREASURY LAWS AMENDMENT (FINANCIAL MARKET INFRASTRUCTURE AND OTHER MEASURES) ACT 2024
Division 1 - Preliminary
SECTION 1707 DEFINITIONS
Division 2 - Sustainability reporting
SECTION 1707A APPLICATION OF AMENDMENTS - PLACE WHERE SUSTAINABILITY RECORDS ARE KEPT
SECTION 1707B APPLICATION OF AMENDMENTS - SUSTAINABILITY REPORTING
SECTION 1707C APPLICATION OF AMENDMENTS - DIRECTORS ' DECLARATION
SECTION 1707D LIMITED IMMUNITY FOR STATEMENTS IN NEW SUSTAINABILITY REPORTING
Division 3 - Audit and review
SECTION 1707E ACCOUNTING STANDARDS MUST DEAL WITH AUDIT AND REVIEW OF SUSTAINABILITY REPORTS BEFORE 1 JULY 2030
SECTION 1707F REVIEW OF SUSTAINABILITY REPORT BEFORE 1 JULY 2030
Division 4 - Review of operation of laws
SECTION 1707G REVIEW OF OPERATION OF LAWS
PART 10.78 - PROVISIONS RELATING TO SCHEDULE 1 TO THE TREASURY LAWS AMENDMENT (DELIVERING BETTER FINANCIAL OUTCOMES AND OTHER MEASURES) ACT 2024
Division 1 - Ongoing fee arrangements
SECTION 1708 DEFINITIONS
SECTION 1708A APPLICATION - NEW ONGOING FEE ARRANGEMENTS
SECTION 1708B APPLICATION - EXISTING ONGOING FEE ARRANGEMENTS
Division 2 - Conflicted remuneration
SECTION 1708C BENEFITS GIVEN BY A RETAIL CLIENT
SECTION 1708D BENEFITS FOR EMPLOYEES OF ADIs
SCHEDULE 2 - INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)
PART 1 - INTRODUCTION
Division 1 - Introduction
SECTION 1-1 OBJECT OF THIS SCHEDULE
SECTION 1-5 SIMPLIFIED OUTLINE OF THIS SCHEDULE
Division 5 - Definitions
Subdivision A - Introduction
SECTION 5-1 SIMPLIFIED OUTLINE OF THIS DIVISION
Subdivision B - The Dictionary
SECTION 5-5 THE DICTIONARY
Subdivision C - Other definitions
SECTION 5-10 MEANING OF CURRENT CONDITIONS
SECTION 5-15 MEANING OF EXTERNAL ADMINISTRATION OF A COMPANY
SECTION 5-20 MEANING OF EXTERNAL ADMINISTRATOR OF A COMPANY
SECTION 5-25 REFERENCES TO THE EXTERNAL ADMINISTRATOR OF A COMPANY
SECTION 5-26 PROPERTY OF A COMPANY
SECTION 5-27 MEANING OF POOLED GROUP
SECTION 5-30 PERSONS WITH A FINANCIAL INTEREST IN THE EXTERNAL ADMINISTRATION OF A COMPANY
PART 2 - REGISTERING AND DISCIPLINING PRACTITIONERS
Division 10 - Introduction
SECTION 10-1 SIMPLIFIED OUTLINE OF THIS PART
SECTION 10-5 WORKING COOPERATIVELY WITH THE INSPECTOR-GENERAL IN BANKRUPTCY
Division 15 - Register of liquidators
SECTION 15-1 REGISTER OF LIQUIDATORS
Division 20 - Registering liquidators
Subdivision A - Introduction
SECTION 20-1 SIMPLIFIED OUTLINE OF THIS DIVISION
Subdivision B - Registration
SECTION 20-5 APPLICATION FOR REGISTRATION
SECTION 20-10 ASIC MAY CONVENE A COMMITTEE TO CONSIDER
SECTION 20-15 ASIC MUST REFER APPLICATIONS TO A COMMITTEE
SECTION 20-20 COMMITTEE TO CONSIDER APPLICATIONS
SECTION 20-25 COMMITTEE TO REPORT
SECTION 20-30 REGISTRATION
SECTION 20-35 CONDITIONS IMPOSED ON ALL REGISTERED LIQUIDATORS OR A CLASS OF REGISTERED LIQUIDATORS
Subdivision C - Varying etc. conditions of registration
SECTION 20-40 APPLICATION TO VARY ETC. CONDITIONS OF REGISTRATION
SECTION 20-45 ASIC MAY CONVENE A COMMITTEE TO CONSIDER APPLICATIONS
SECTION 20-50 ASIC MUST REFER APPLICATIONS TO A COMMITTEE
SECTION 20-55 COMMITTEE TO CONSIDER APPLICATIONS
SECTION 20-60 COMMITTEE TO REPORT
SECTION 20-65 COMMITTEE ' S DECISION GIVEN EFFECT
Subdivision D - Renewal
SECTION 20-70 APPLICATION FOR RENEWAL
SECTION 20-75 RENEWAL
Subdivision E - Offences relating to registration
SECTION 20-80 FALSE REPRESENTATION THAT A PERSON IS A REGISTERED LIQUIDATOR
Division 25 - Insurance
SECTION 25-1 REGISTERED LIQUIDATORS TO MAINTAIN INSURANCE
Division 30 - Annual liquidator returns
SECTION 30-1 ANNUAL LIQUIDATOR RETURNS
Division 35 - Notice requirements
SECTION 35-1 NOTICE OF SIGNIFICANT EVENTS
SECTION 35-5 NOTICE OF OTHER EVENTS
Division 40 - Disciplinary and other action
Subdivision A - Introduction
SECTION 40-1 SIMPLIFIED OUTLINE OF THIS DIVISION
Subdivision B - Direction to comply
SECTION 40-5 REGISTERED LIQUIDATOR TO REMEDY FAILURE TO LODGE DOCUMENTS OR GIVE INFORMATION OR DOCUMENTS
SECTION 40-10 REGISTERED LIQUIDATOR TO CORRECT INACCURACIES ETC.
SECTION 40-15 DIRECTION NOT TO ACCEPT FURTHER APPOINTMENTS
Subdivision C - Automatic cancellation
SECTION 40-20 AUTOMATIC CANCELLATION
Subdivision D - ASIC may suspend or cancel registration
SECTION 40-25 ASIC MAY SUSPEND REGISTRATION
SECTION 40-30 ASIC MAY CANCEL REGISTRATION
SECTION 40-35 NOTICE OF SUSPENSION OR CANCELLATION
Subdivision E - Disciplinary action by committee
SECTION 40-40 ASIC MAY GIVE A SHOW-CAUSE NOTICE
SECTION 40-45 ASIC MAY CONVENE A COMMITTEE
SECTION 40-50 ASIC MAY REFER MATTERS TO THE COMMITTEE
SECTION 40-55 DECISION OF THE COMMITTEE
SECTION 40-60 COMMITTEE TO REPORT
SECTION 40-65 ASIC MUST GIVE EFFECT TO THE COMMITTEE ' S DECISION
Subdivision F - Lifting or shortening suspension
SECTION 40-70 APPLICATION TO LIFT OR SHORTEN SUSPENSION
SECTION 40-75 ASIC MAY CONVENE A COMMITTEE TO CONSIDER APPLICATIONS
SECTION 40-80 ASIC MUST REFER APPLICATIONS TO A COMMITTEE
SECTION 40-85 COMMITTEE TO CONSIDER APPLICATIONS
SECTION 40-90 COMMITTEE TO REPORT
SECTION 40-95 COMMITTEE ' S DECISION GIVEN EFFECT
Subdivision G - Action initiated by industry body
SECTION 40-100 NOTICE BY INDUSTRY BODIES OF POSSIBLE GROUNDS FOR DISCIPLINARY ACTION
SECTION 40-105 NO LIABILITY FOR NOTICE GIVEN IN GOOD FAITH ETC.
SECTION 40-110 MEANING OF INDUSTRY BODIES
Subdivision H - Consequences of certain disciplinary and other action
SECTION 40-111 APPOINTMENT OF ANOTHER LIQUIDATOR IF LIQUIDATOR ' S REGISTRATION IS SUSPENDED OR CANCELLED
Division 45 - Court oversight of registered liquidators
SECTION 45-1 COURT MAY MAKE ORDERS IN RELATION TO REGISTERED LIQUIDATORS
SECTION 45-5 COURT MAY MAKE ORDERS ABOUT COSTS
Division 50 - Committees under this Part
SECTION 50-1 SIMPLIFIED OUTLINE OF THIS DIVISION
SECTION 50-5 PRESCRIBED BODY APPOINTING A PERSON TO A COMMITTEE
SECTION 50-10 MINISTER APPOINTING A PERSON TO A COMMITTEE
SECTION 50-15 SINGLE COMMITTEE MAY CONSIDER MORE THAN ONE MATTER
SECTION 50-20 ONGOING CONSIDERATION OF MATTERS BY COMMITTEE
SECTION 50-25 PROCEDURE AND OTHER RULES RELATING TO COMMITTEES
SECTION 50-30 REMUNERATION OF COMMITTEE MEMBERS
SECTION 50-35 COMMITTEE MUST ONLY USE INFORMATION ETC. FOR PURPOSES FOR WHICH DISCLOSED
PART 3 - GENERAL RULES RELATING TO EXTERNAL ADMINISTRATIONS
Division 55 - Introduction
SECTION 55-1 SIMPLIFIED OUTLINE OF THIS PART
Division 60 - Remuneration and other benefits received by external administrators
Subdivision A - Introduction
SECTION 60-1 SIMPLIFIED OUTLINE OF THIS DIVISION
Subdivision B - Remuneration of external administrators - general rules
SECTION 60-2 APPLICATION OF THIS SUBDIVISION
SECTION 60-5 EXTERNAL ADMINISTRATOR ' S REMUNERATION
SECTION 60-10 REMUNERATION DETERMINATIONS
SECTION 60-11 REVIEW OF REMUNERATION DETERMINATIONS
SECTION 60-12 MATTERS TO WHICH THE COURT MUST HAVE REGARD
SECTION 60-15 MAXIMUM DEFAULT AMOUNT
Subdivision C - Remuneration of provisional liquidators
SECTION 60-16 REMUNERATION OF PROVISIONAL LIQUIDATORS
Subdivision D - Remuneration of liquidators in winding up by ASIC
SECTION 60-17 REMUNERATION OF LIQUIDATORS IN WINDING UP BY ASIC
Subdivision DA - Remuneration of restructuring practitioners
SECTION 60-18 INSOLVENCY PRACTICE RULES
Subdivision E - Duties of external administrators relating to remuneration and benefits etc.
SECTION 60-20 EXTERNAL ADMINISTRATOR MUST NOT DERIVE PROFIT OR ADVANTAGE FROM THE ADMINISTRATION OF THE COMPANY
Division 65 - Funds handling
SECTION 65-1 SIMPLIFIED OUTLINE OF THIS DIVISION
SECTION 65-5 EXTERNAL ADMINISTRATOR MUST PAY ALL MONEY INTO AN ADMINISTRATION ACCOUNT
SECTION 65-10 ADMINISTRATION ACCOUNTS
SECTION 65-15 EXTERNAL ADMINISTRATOR MUST NOT PAY OTHER MONEY INTO THE ADMINISTRATION ACCOUNT
SECTION 65-20 CONSEQUENCES FOR FAILURE TO PAY MONEY INTO ADMINISTRATION ACCOUNT
SECTION 65-25 PAYING MONEY OUT OF ADMINISTRATION ACCOUNT
SECTION 65-40 HANDLING SECURITIES
SECTION 65-45 HANDLING OF MONEY AND SECURITIES - COURT DIRECTIONS
SECTION 65-50 RULES IN RELATION TO CONSEQUENCES FOR FAILURE TO COMPLY WITH THIS DIVISION
Division 70 - Information
Subdivision A - Introduction
SECTION 70-1 SIMPLIFIED OUTLINE OF THIS DIVISION
Subdivision B - Administration returns
SECTION 70-5 ANNUAL ADMINISTRATION RETURN
SECTION 70-6 END OF ADMINISTRATION RETURN
Subdivision C - Record-keeping
SECTION 70-10 ADMINISTRATION BOOKS
SECTION 70-15 AUDIT OF ADMINISTRATION BOOKS - ASIC
SECTION 70-20 AUDIT OF ADMINISTRATION BOOKS - ON ORDER OF THE COURT
SECTION 70-25 EXTERNAL ADMINISTRATOR TO COMPLY WITH AUDITOR REQUIREMENTS
SECTION 70-30 TRANSFER OF BOOKS TO NEW ADMINISTRATOR
SECTION 70-31 TRANSFER OF BOOKS TO ASIC ETC.
SECTION 70-35 RETENTION AND DESTRUCTION OF BOOKS
SECTION 70-36 BOOKS OF COMPANY IN EXTERNAL ADMINISTRATION - EVIDENCE
Subdivision D - Giving information etc. to creditors and others
SECTION 70-40 RIGHT OF CREDITORS TO REQUEST INFORMATION ETC. FROM EXTERNAL ADMINISTRATOR
SECTION 70-45 RIGHT OF INDIVIDUAL CREDITOR TO REQUEST INFORMATION ETC. FROM EXTERNAL ADMINISTRATOR
SECTION 70-46 RIGHT OF MEMBERS TO REQUEST INFORMATION ETC. FROM EXTERNAL ADMINISTRATOR IN A MEMBERS ' VOLUNTARY WINDING UP
SECTION 70-47 RIGHT OF INDIVIDUAL MEMBER TO REQUEST INFORMATION ETC. FROM EXTERNAL ADMINISTRATOR IN A MEMBERS ' VOLUNTARY WINDING UP
SECTION 70-50 REPORTING TO CREDITORS AND MEMBERS
Subdivision E - Other requests for information etc.
SECTION 70-55 COMMONWEALTH MAY REQUEST INFORMATION ETC.
Subdivision F - Reporting to ASIC
SECTION 70-60 INSOLVENCY PRACTICE RULES MAY PROVIDE FOR REPORTING TO ASIC
Subdivision G - External administrator may be compelled to comply with requests for information etc.
SECTION 70-65 APPLICATION OF THIS SUBDIVISION
SECTION 70-70 ASIC MAY DIRECT EXTERNAL ADMINISTRATOR TO COMPLY WITH THE REQUEST FOR RELEVANT MATERIAL
SECTION 70-75 ASIC MUST NOTIFY EXTERNAL ADMINISTRATOR BEFORE GIVING A DIRECTION UNDER SECTION 70-70
SECTION 70-80 ASIC MUST NOT DIRECT EXTERNAL ADMINISTRATOR TO GIVE THE RELEVANT MATERIAL IF EXTERNAL ADMINISTRATOR ENTITLED NOT TO COMPLY WITH THE REQUEST
SECTION 70-85 ASIC MAY IMPOSE CONDITIONS ON USE OF THE RELEVANT MATERIAL
SECTION 70-90 COURT MAY ORDER RELEVANT MATERIAL TO BE GIVEN
Division 75 - Meetings
SECTION 75-1 SIMPLIFIED OUTLINE OF THIS DIVISION
SECTION 75-5 OTHER OBLIGATIONS TO CONVENE MEETINGS NOT AFFECTED
SECTION 75-10 EXTERNAL ADMINISTRATOR MAY CONVENE MEETINGS
SECTION 75-15 EXTERNAL ADMINISTRATOR MUST CONVENE MEETING IN CERTAIN CIRCUMSTANCES
SECTION 75-20 EXTERNAL ADMINISTRATOR MUST CONVENE MEETING IF REQUIRED BY ASIC
SECTION 75-21 RESTRUCTURING AND RESTRUCTURING PLANS
SECTION 75-25 EXTERNAL ADMINISTRATOR ' S REPRESENTATIVE AT MEETINGS
SECTION 75-30 ASIC MAY ATTEND MEETINGS
SECTION 75-35 COMMONWEALTH MAY ATTEND CERTAIN MEETINGS ETC.
SECTION 75-40 PROPOSALS TO CREDITORS OR CONTRIBUTORIES WITHOUT MEETING
SECTION 75-41 OUTCOME OF VOTING AT CREDITORS ' MEETING DETERMINED BY RELATED ENTITY - COURT POWERS
SECTION 75-42 CREDITORS ' RESOLUTION PASSED BECAUSE OF CASTING VOTE - COURT REVIEW
SECTION 75-43 PROPOSED CREDITORS ' RESOLUTION NOT PASSED BECAUSE OF CASTING VOTE - COURT ' S POWERS
SECTION 75-44 INTERIM ORDER ON APPLICATION UNDER SECTION 75-41, 75-42 OR 75-43
SECTION 75-45 ORDER UNDER SECTION 75-41 OR 75-42 DOES NOT AFFECT ACT ALREADY DONE PURSUANT TO RESOLUTION
SECTION 75-50 RULES RELATING TO MEETINGS
Division 80 - Committees of inspection
SECTION 80-1 SIMPLIFIED OUTLINE OF THIS DIVISION
SECTION 80-5 APPLICATION
SECTION 80-10 COMMITTEE OF INSPECTION - COMPANY NOT A MEMBER OF A POOLED GROUP
SECTION 80-15 APPOINTMENT AND REMOVAL OF MEMBERS OF COMMITTEE OF INSPECTION BY CREDITORS GENERALLY
SECTION 80-20 APPOINTMENT OF COMMITTEE MEMBER BY LARGE CREDITOR
SECTION 80-25 APPOINTMENT OF COMMITTEE MEMBER BY EMPLOYEES
SECTION 80-26 COMMITTEE OF INSPECTION - POOLED GROUPS
SECTION 80-27 EXTERNAL ADMINISTRATOR MUST CONVENE MEETING IN CERTAIN CIRCUMSTANCES
SECTION 80-30 COMMITTEES OF INSPECTION - PROCEDURES ETC.
SECTION 80-35 FUNCTIONS OF COMMITTEE OF INSPECTION
SECTION 80-40 COMMITTEE OF INSPECTION MAY REQUEST INFORMATION ETC.
SECTION 80-45 REPORTING TO COMMITTEE OF INSPECTION
SECTION 80-50 COMMITTEE OF INSPECTION MAY OBTAIN SPECIALIST ADVICE OR ASSISTANCE
SECTION 80-55 OBLIGATIONS OF MEMBERS OF COMMITTEE OF INSPECTION
SECTION 80-60 OBLIGATIONS OF CREDITOR APPOINTING A MEMBER OF COMMITTEE OF INSPECTION
SECTION 80-65 ASIC MAY ATTEND COMMITTEE MEETINGS
SECTION 80-70 THE COURT MAY INQUIRE INTO CONDUCT OF THE COMMITTEE
Division 85 - Directions by creditors
SECTION 85-1 SIMPLIFIED OUTLINE OF THIS DIVISION
SECTION 85-5 EXTERNAL ADMINISTRATOR TO HAVE REGARD TO DIRECTIONS GIVEN BY CREDITORS
Division 90 - Review of the external administration of a company
Subdivision A - Introduction
SECTION 90-1 SIMPLIFIED OUTLINE OF THIS DIVISION
Subdivision B - Court powers to inquire and make orders
SECTION 90-5 COURT MAY INQUIRE ON OWN INITIATIVE
SECTION 90-10 COURT MAY INQUIRE ON APPLICATION OF CREDITORS ETC.
SECTION 90-15 COURT MAY MAKE ORDERS IN RELATION TO EXTERNAL ADMINISTRATION
SECTION 90-20 APPLICATION FOR COURT ORDER
SECTION 90-21 MEETINGS TO ASCERTAIN WISHES OF CREDITORS OR CONTRIBUTORIES
Subdivision C - Review by another registered liquidator
SECTION 90-22 APPLICATION OF THIS SUBDIVISION
SECTION 90-23 APPOINTMENT OF REVIEWING LIQUIDATOR BY ASIC OR THE COURT
SECTION 90-24 APPOINTMENT OF REVIEWING LIQUIDATOR BY CREDITORS ETC.
SECTION 90-25 REVIEWING LIQUIDATOR MUST CONSENT TO APPOINTMENT
SECTION 90-26 REVIEW
SECTION 90-27 WHO PAYS FOR A REVIEW?
SECTION 90-28 COURT ORDERS IN RELATION TO REVIEW
SECTION 90-29 RULES ABOUT REVIEWS
Subdivision D - Removal by creditors
SECTION 90-30 APPLICATION OF THIS SUBDIVISION
SECTION 90-35 REMOVAL BY CREDITORS
PART 4 - OTHER MATTERS
Division 95 - Introduction
SECTION 95-1 SIMPLIFIED OUTLINE OF THIS PART
Division 100 - Other matters
SECTION 100-5 EXTERNAL ADMINISTRATOR MAY ASSIGN RIGHT TO SUE UNDER THIS ACT
SECTION 100-6 APPROVED FORMS
Division 105 - The Insolvency Practice Rules
SECTION 105-1 THE INSOLVENCY PRACTICE RULES
SCHEDULE 3 - PENALTIES
SCHEDULE 4 - TRANSFER OF FINANCIAL INSTITUTIONS AND FRIENDLY SOCIETIES
PART 1 - PRELIMINARY
CLAUSE 1 - DEFINITIONS
PART 2 - FINANCIAL INSTITUTIONS THAT BECAME COMPANIES
Division 1 - Registration and its consequences
CLAUSE 3 - BACKGROUND (REGISTRATION OF TRANSFERRING FINANCIAL INSTITUTION AS COMPANY)
CLAUSE 4 - RULES APPLIED TO TRANSFERRING INSTITUTION THAT WAS REGISTERED AS A COMPANY UNDER THE TRANSFER PROVISIONS
CLAUSE 11 - TRANSFERRING FINANCIAL INSTITUTION UNDER EXTERNAL ADMINISTRATION
Division 2 - Membership
CLAUSE 12 - INSTITUTION THAT BECAME A COMPANY LIMITED BY SHARES
CLAUSE 13 - INSTITUTION THAT BECAME A COMPANY LIMITED BY GUARANTEE
CLAUSE 14 - INSTITUTION BECOMING A COMPANY LIMITED BY SHARES AND GUARANTEE
CLAUSE 15 - REDEEMABLE PREFERENCE SHARES THAT WERE WITHDRAWABLE SHARES
CLAUSE 16 - LIABILITY OF MEMBERS ON WINDING UP
Division 3 - Share capital
CLAUSE 17 - SHARE CAPITAL
CLAUSE 18 - APPLICATION OF NO PAR VALUE RULE
CLAUSE 19 - CALLS ON PARTLY-PAID SHARES
CLAUSE 20 - REFERENCES IN CONTRACTS AND OTHER DOCUMENTS TO PAR VALUE
PART 4 - THE TRANSITION PERIOD
CLAUSE 25 - ASIC MAY DIRECT DIRECTORS OF A COMPANY TO MODIFY ITS CONSTITUTION
CLAUSE 27 - WHEN CERTAIN MODIFICATIONS OF A COMPANY ' S CONSTITUTION UNDER AN EXEMPTION OR DECLARATION TAKE EFFECT
PART 5 - DISCLOSURE OF THE PROPOSED DEMUTUALISATION
CLAUSE 29 - DISCLOSURE FOR PROPOSED DEMUTUALISATION
CLAUSE 30 - ASIC ' S EXEMPTION POWER
CLAUSE 31 - COVERAGE OF DISCLOSURE STATEMENT
CLAUSE 32 - REGISTRATION OF DISCLOSURE STATEMENT
CLAUSE 33 - EXPERT ' S REPORT
CLAUSE 34 - UNCONSCIONABLE CONDUCT IN RELATION TO DEMUTUALISATIONS
CLAUSE 35 - ORDERS THE COURT MAY MAKE
PART 6 - CONTINUED APPLICATION OF FUNDRAISING PROVISIONS OF THE FRIENDLY SOCIETIES CODE
CLAUSE 36 - FRIENDLY SOCIETIES CODE TO APPLY TO OFFERS OF INTERESTS IN BENEFIT FUNDS
PART 7 - TRANSITIONAL PROVISIONS
CLAUSE 37 - UNCLAIMED MONEY
CLAUSE 38 - MODIFICATION BY REGULATIONS
CLAUSE 39 - REGULATIONS MAY DEAL WITH TRANSITIONAL, SAVING OR APPLICATION MATTERS

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