Financial Sector Reform (Hayne Royal Commission Response) Act 2020 (135 of 2020)
Schedule 1 Enforceable code provisions
Corporations Act 2001
7 In the appropriate position in subsection 1317E(3)
Insert:
|
section 1101AC |
failure to comply with an enforceable code provision |
financial services |
|
a provision of a regulation made under section 1101AD that includes the words "civil penalty" and one or more amounts in penalty units at the foot of the provision |
failure to comply with a civil penalty provision of a mandatory code of conduct |
financial services |