Financial Sector Reform (Hayne Royal Commission Response - Better Advice) Act 2021 (115 of 2021)

Schedule 1   Initial amendments

Part 1   Main amendments

Australian Securities and Investments Commission Act 2001

11   After paragraph 136(1)(d)

Insert:

(da) information about the following:

(i) the activities (if any) that have been undertaken by each Financial Services and Credit Panel during the period;

(ii) the exams (if any) that have been administered by ASIC under subsection 921B(3) of the Corporations Act during the period;

(iii) the warnings (if any) and reprimands (if any) given by ASIC to relevant providers under section 921S of the Corporations Act during the period;

(iv) if, during the period, ASIC decided not to follow a recommendation in a notice given to ASIC under subsection 921Q(1) of the Corporations Act (recommendations to ASIC in relation to restricted civil penalty provisions) - the recommendation and the reasons why ASIC decided not to follow it;