Superannuation Industry (Supervision) Regulations 1994
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Hide history notePt 11A substituted by SLI No 155 of 2013, reg 4 and Sch 1 item 104, effective 1 July 2013. Pt 11A formerly read:
PART 11A - REGISTER TO BE KEPT BY APRA
REGULATION 11A.01 GENERAL
11A.01(1)
For subsection 353(2) of the Act, APRA must keep a register of:
(a) registrable superannuation entities that have been registered under Part 2B of the Act; and
(b) the RSE licensees of those entities.
11A.01(2)
APRA may determine the form and manner in which the Register will be kept.Note
The form of register determined by APRA must be a form that would allow the register to be inspected and copied under subregulation (3).
11A.01(3)
A person may:
(a) inspect a register; and
(b) make a copy of, or take extracts from, the register.HistoryReg 11A.01 inserted by SR No 113 of 2004, reg 3 and Sch 1 item 19, effective 1 July 2004.
REGULATION 11A.02 REGULATED SUPERANNUATION FUNDS
11A.02(1)
The Register must contain the information set out in subregulations (2) and (3) for each registrable superannuation entity that is a regulated superannuation fund.
11A.02(2)
The Register must contain the following information for each registrable superannuation entity:
(a) the name of the entity;
(b) (Repealed by SLI No 343 of 2007)
(c) the postal address of the entity;
(d) the registered address of, or an address for service of notices on, the entity;
(e) a contact person and contact telephone and facsimile numbers for the entity;
(f) the status of the entity under section 42 of the Act;
(g) the Australian Business Number (the ABN ) of the entity.HistoryReg 11A.02(2) amended by SLI No 343 of 2007, Sch 2 items 8 and 9, by omitting para (b) and omitting " , if any, " after " ABN " in para (g), effective 24 September 2008. Para (b) formerly read:
(b) the registration number of the entity;
11A.02(3)
The Register must also contain, in relation to each registrable superannuation entity, the following information:
(a) the class of RSE licence held by the RSE licensee;
(b) for an RSE licensee that is a body corporate - the RSE licensee ' s:
(i) (Repealed by SLI No 343 of 2007)
(ii) name; and
(iii) registered address; and
(iv) telephone number; and
(v) (Repealed by SLI No 343 of 2007)
(vi) ABN;
(c) for an RSE licensee that is a group of individual trustees:
(i) the ABN of the RSE licensee; and
(ii) the name of each individual trustee who is a member of the group.HistoryReg 11A.02(3) amended by SLI No 343 of 2007, Sch 2 items 10 to 12, by omitting para (b)(i) and (v), omitting " , if any " after " ABN " in para (b)(vi) and substituting para (c)(i), effective 24 September 2008. Para (b)(i) and (v) and para (c)(i) formerly read:
(i) unique licence number; and
(v) Australian Company Number ( ACN ); and
(i) the RSE licensee ' s unique licence number; and
REGULATION 11A.03 APPROVED DEPOSIT FUNDSHistoryReg 11A.02 inserted by SR No 113 of 2004, reg 3 and Sch 1 item 19, effective 1 July 2004.
11A.03(1)
The Register must contain the information set out in subregulations (2) and (3) for each registrable superannuation entity that is an approved deposit fund.
11A.03(2)
The Register must contain the following information for each registrable superannuation entity:
(a) the name of the entity;
(b) (Repealed by SLI No 343 of 2007)
(c) the postal address of the entity;
(d) the registered address of, or an address for service of notices on, the entity;
(e) a contact person and contact telephone and facsimile numbers for the entity;
(f) the status of the entity under section 43 of the Act;
(g) the ABN of the entity.HistoryReg 11A.03(2) amended by SLI No 343 of 2007, Sch 2 items 13 and 14, by omitting para (b) and omitting " , if any, " after " the ABN " in para (g), effective 24 September 2008. Para (b) formerly read:
(b) the registration number of the entity;
11A.03(3)
The register must also contain, in relation to each registrable superannuation entity, the following information:
(a) the class of RSE licence held by the RSE licensee;
(b) the RSE licensee ' s:
(i) (Repealed by SLI No 343 of 2007)
(ii) name; and
(iii) registered address; and
(iv) telephone number; and
(v) (Repealed by SLI No 343 of 2007)
(vi) ABN.HistoryReg 11A.03(3) amended by SLI No 343 of 2007, Sch 2 items 15 and 16, by omitting para (b)(i) and (v), and omitting " , if any " after " ABN " in para (b)(vi), effective 24 September 2008. Para (b)(i) and (v) formerly read:
(i) unique licence number; and
(v) ACN; and
REGULATION 11A.04 POOLED SUPERANNUATION TRUSTSHistoryReg 11A.03 inserted by SR No 113 of 2004, reg 3 and Sch 1 item 19, effective 1 July 2004.
11A.04(1)
The Register must contain the information set out in subregulations (2) and (3) for each registrable superannuation entity that is a PST.
11A.04(2)
The Register must contain the following information for each registrable superannuation entity:
(a) the name of the entity;
(b) (Repealed by SLI No 343 of 2007)
(c) the postal address of the entity;
(d) the registered address of, or an address for service of notices on, the entity;
(e) a contact person and contact telephone and facsimile numbers for the entity;
(f) the status of the entity under section 44 of the Act;
(g) the ABN of the entity.HistoryReg 11A.04(2) amended by SLI No 343 of 2007, Sch 2 items 17 and 18, by omitting para (b) and omitting " , if any, " after " the ABN " in para (g), effective 24 September 2008. Para (b) formerly read:
(b) the registration number of the entity;
11A.04(3)
The Register must also contain, in relation to each registrable superannuation entity, the following information:
(a) the class of RSE licence held by the RSE licensee;
(b) the RSE licensee ' s:
(i) (Repealed by SLI No 343 of 2007)
(ii) name; and
(iii) registered address; and
(iv) telephone number; and
(v) (Repealed by SLI No 343 of 2007)
(vi) ABN.HistoryReg 11A.04(3) amended by SLI No 343 of 2007, Sch 2 items 19 and 20, by omitting para (b)(i) and (v) and omitting " , if any " after " ABN " in para (b)(vi), effective 24 September 2008. Para (b)(i) and (v) formerly read:
(i) unique licence number; and
(v) ACN; and
HistoryReg 11A.04 inserted by SR No 113 of 2004, reg 3 and Sch 1 item 19, effective 1 July 2004.
Pt 11A inserted by SR No 113 of 2004, reg 3 and Sch 1 item 19, effective 1 July 2004.
APRA must keep a register of:
(a) registrable superannuation entities that have been registered under Part 2B of the Act; and
(b) the RSE licensees of those entities.
11A.03(2)
APRA may determine the form and manner in which the Register is kept.
Note: The form of register determined by APRA must be a form that would allow the register to be inspected and copied under subregulation (3).
11A.03(3)
A person may:
(a) inspect the Register; and
(b) make a copy of, or take extracts from, the Register.
Reg 11A.03 substituted by SLI No 155 of 2013, reg 4 and Sch 1 item 104, effective 1 July 2013. For former wording, see history note under Pt 11A heading.
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