Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 30 - Effect on certain conduct of transition to licensed markets and licensed CS facilities  

REGULATION 10.2.163   ACCOUNTS TO BE KEPT BY FUTURES BROKERS  

10.2.163(1)   [ Application]  

For section 1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item 3 of the table in section 1430 of the Act.

10.2.163(2)   [ Business rules of futures exchange]  

A reference in subparagraph 1213(2)(b)(vii) of the old Corporations Act to the business rules of a futures exchange includes the operating rules of a licensed market for derivatives.

10.2.163(3)   [ Futures market of futures exchange]  

A reference in subparagraph 1213(2)(b)(vii) of the old Corporations Act to the futures market of a futures exchange includes a licensed market for derivatives.

10.2.163(4)   [ Another futures broker]  

A reference in paragraph 1213(4)(d) of the old Corporations Act to another futures broker includes a financial services licensee.

10.2.163(5)   [ Futures exchange]  

A reference in subsection 1213(5) of the old Corporations Act to a futures exchange includes an operator of a licensed market for derivatives.

10.2.163(6)   [ Member]  

A reference in subsection 1213(5) of the old Corporations Act to a member includes a participant of a licensed market for derivatives.

10.2.163(7)   [ Recording a matter pursuant to s 1270(3)]  

A reference in subsection 1213(5) of the old Corporations Act to recording a matter pursuant to subsection 1270(3) of the old Corporations Act includes recording a matter for section 1101C of the amended Corporations Act.