Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 32 - Effect on product disclosure of transition to licensed markets and licensed CS facilities  

REGULATION 10.2.179   FUTURES BROKER TO GIVE CERTAIN INFORMATION TO PROSPECTIVE CLIENT  

10.2.179(1)   [ Application]  

For section 1444 of the Act, this regulation applies in relation to a derivative.

10.2.179(2)   [ Futures broker]  

A reference in subsection 1210(3) of the old Corporations Act to a futures broker includes a financial services licensee.