Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 33 - Effect on Corporations Regulations 2001 of transition of financial service providers and transition to licensed markets and licensed CS facilities  

REGULATION 10.2.183   EXEMPT DEALER  

10.2.183(1)   [ Application]  

For section 1444 of the Act, this regulation applies in relation to a regulated principal.

10.2.183(2)   [ Member of securities exchange]  

A reference in regulation 7.4.01 of the old Corporations Regulations to a member of a securities exchange includes a participant of a licensed market.