Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 45 - Arrangements relating to certain reporting periods  

REGULATION 10.2.207   PERIODIC STATEMENTS FOR RETAIL CLIENTS FOR FINANCIAL PRODUCTS THAT HAVE AN INVESTMENT COMPONENT  

10.2.207(1)   [ Application]  

For section 1444 of the Act, this regulation applies if:

(a) a person acquired a financial product, as described in subsection 1017D(1) of the Act; and

(b) the issuer of the financial product was a regulated principal in relation to the financial product.

10.2.207(2)   [ Deemed reporting period]  

The reporting period for the financial product, worked out in accordance with the old Corporations Act, is taken to be a reporting period for the Act.