Corporations Regulations 2001
For section 1444 of the Act, a reference in section 1043K of the Act to a financial services licensee includes a reference to a regulated principal mentioned in item 1, 3 or 8 of the table in section 1430 of the Act.
10.2.20A(2) [ End of transition period]Subregulation (1) ceases to apply in relation to a regulated principal at the end of the transition period in relation to the regulated principal.
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