Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 13 - Regulated principals  

REGULATION 10.2.39   REFERENCE TO OFFER COVERED BY AUSTRALIAN FINANCIAL SERVICES LICENCE: SECTION 911A OF THE ACT  

10.2.39(1)   [ Application]  

For section 1444 of the Act, this regulation applies in relation to:

(a) a regulated principal; and

(b) a representative of a regulated principal within the meaning of subsection 1436(1) of the Act.

10.2.39(2)   [ Interpretation]  

A reference in paragraph 911A(2) (b) of the Act to a financial services licensee includes a regulated principal.

10.2.39(3)   [ Interpretation]  

A reference in paragraph 911A(2) (b) of the Act to an authorised representative includes a representative of a regulated principal.

10.2.39(4)   [ Interpretation]  

A reference in paragraph 911A(2) (b) of the Act to an offer covered by a financial services licensee's Australian financial services licence includes an offer within the regulated activities of the regulated principal.

10.2.39(5)   [ Limitation]  

Subregulations (2), (3) and (4) cease to apply in relation to the regulated principal and the representative at the end of the transition period in relation to the regulated principal.