Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 16 - Product disclosure provisions for existing products during transition period  

REGULATION 10.2.75   REFERENCES TO FINANCIAL SERVICES LICENSEE  

10.2.75(1)   [ Part 7.9]  

For section 1444 of the Act, a reference in Part 7.9 of the Act to a financial services licensee includes a regulated principal.

10.2.75(2)   [ Section 761E]  

Subregulation (1) also applies to section 761E of the Act.

10.2.75(3)   [ Section 761E(6)(d)]  

A reference in paragraph 761E(6)(d) of the Act to an authorised representative includes a representative of a regulated principal.

10.2.75(4)   [ Section 1011B]  

A reference in paragraph (d) of the definition of regulated person in section 1011B of the Act to an authorised representative includes a representative of a regulated principal.

10.2.75(5)   [ Section 1015C(3)(b)]  

A reference in paragraph 1015C(3)(b) of the Act to an authorised representative includes a representative of a regulated principal.

10.2.75(6)   [ Section 1017A(1)(c)]  

A reference in paragraph 1017A(1)(c) of the Act to an authorised representative includes a representative of a regulated principal.

10.2.75(7)   [ Limitation]  

Subregulations (1) to (6) cease to apply in relation to the regulated principal and the authorised representative at the end of the transition period in relation to the regulated principal.