Corporations Regulations 2001

CHAPTER 2C - REGISTERS  

PART 2C.1 - REGISTERS GENERALLY  

Division 2C.1.2 - Right to inspect and get copies of register  

REGULATION 2C.1.03  

2C.1.03   IMPROPER PURPOSES FOR GETTING COPY OF REGISTER  

For paragraph 173(3A)(b) of the Act, the following purposes are prescribed:

(a) soliciting a donation from a member of a company;

(b) soliciting a member of a company by a person who is authorised to assume or use the word stockbroker or sharebroker in accordance with section 923B of the Act;

(c) gathering information about the personal wealth of a member of a company;

(d) making an offer that satisfies paragraphs 1019D(1)(a) to (d) of the Act;

(e) making an invitation that, were it an offer to purchase a financial product, would be an offer that satisfies paragraphs 1019D(1)(a) to (d) of the Act.

Note: See subsection 1019D(1) of the Act for a description of unsolicited offers to purchase financial products off-market.