Corporations Regulations 2001
CHAPTER 7
-
FINANCIAL SERVICES AND MARKETS
PART 7.10
-
MARKET MISCONDUCT AND OTHER PROHIBITED CONDUCT RELATING TO FINANCIAL PRODUCTS AND FINANCIAL SERVICES
REGULATION 7.10.02
7.10.02
PROFESSIONAL STANDARDS SCHEMES
For subsection 1044B(2) of the Act, a scheme and any modifications to the scheme set out in the following table are prescribed.
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
For subsection 1044B(2) of the Act, a scheme and any modifications to the scheme set out in the following table are prescribed.
Note: Column 2 of the table below is included for information only.
| Prescribed professional standards schemes | ||||
| Item |
Column 1
Scheme |
Column 2
Date prescribed |
||
| 1 | The CPA Australia Ltd Professional Standards (Accountants) Scheme, published in the New South Wales Government Gazette No. 98, 30 August 2019, including as modified by the extension published in the New South Wales Government Gazette No. 71, 1 March 2024 | The Scheme
-
22 October 2019
The extension - the day the Treasury Laws Amendment (Professional Standards Schemes) Regulations 2024 commence |
||
| Note: | This Scheme was formerly the CPA Australia Ltd Professional Standards (Accountants) Scheme, published in the New South Wales Government Gazette No. 138, 22 December 2017. | |||
| 2 | Chartered Accountants Australia and New Zealand Professional Standards Scheme, published in the New South Wales Government Gazette No. 72, 12 July 2019, including as modified by the extension published in the New South Wales Government Gazette No. 71, 1 March 2024 | The Scheme
-
22 October 2019
The extension - the day the Treasury Laws Amendment (Professional Standards Schemes) Regulations 2024 commence |
||
| Note: | This Scheme is a national Scheme which replaces 7 previous State and Territory Schemes of the same name. | |||
| 3 | The Law Society of New South Wales Professional Standards Scheme, published in the New South Wales Government Gazette No. 87, 7 September 2018, including as modified by the extension published in the New South Wales Government Gazette No. 311, 14 July 2023 | The Scheme
-
26 March 2019
The extension - the day the Treasury Laws Amendment (Professional Standards Schemes) Regulations 2023 commence |
||
| Note: | This Scheme was formerly the Law Society of New South Wales Scheme, published in the New South Wales Government Gazette No. 78, 27 July 2012, including as modified by the extension published in the New South Wales Government Gazette No. 72, 30 June 2017. | |||
| 4 | The New South Wales Bar Association Professional Standards Scheme, published in the New South Wales Government Gazette No. 179, 20 December 2019 | 1 July 2020 | ||
| Note: | This scheme was formerly the New South Wales Bar Association Scheme, published in the New South Wales Government Gazette No. 17, 5 March 2015, including as modified by the amendments published in the New South Wales Government Gazette No. 123, 10 November 2017. | |||
| 5 | (Repealed by FRLI No F2019L01351, Sch 1 [ 29]) | |||
| 6 | The Law Institute of Victoria Limited Professional Standards Scheme, published in the Victoria Government Gazette No. G 11, 17 March 2022 | 1 July 2022 | ||
| Note: | This Scheme was formerly the Law Institute of Victoria Limited Scheme, published in the Victoria Government Gazette No. G 16, 21 April 2016, including as modified by the extension published in the Victoria Government Gazette No. G 9, 4 March 2021. | |||
| 7 | The Victorian Bar Professional Standards Scheme, published in the Victoria Government Gazette No. G 16, 18 April 2019, including as modified by the extension published in the Victorian Government Gazette No. G 45, 9 November 2023 | The Scheme
-
22 October 2019
The extension - the day the Treasury Laws Amendment (Professional Standards Schemes) Regulations 2024 commence |
||
| Note: | This Scheme was formerly the Victorian Bar Professional Standards Scheme, published in the Victoria Government Gazette No. S 134, 24 April 2014. | |||
| 8 | The Bar Association of Queensland Professional Standards Scheme, approved as described in the Professional Standards (Bar Association of Queensland Professional Standards Scheme) Notice 2024 (Qld), 21 June 2024 | The day the Treasury Laws Amendment (Professional Standards Schemes No. 2) Regulations 2024 commence | ||
| Note: | This Scheme was formerly the Bar Association of Queensland Professional Standards Scheme, approved as described in the Professional Standards (Bar Association of Queensland Professional Standards Scheme) Notice 2019 (Qld), 18 February 2019. | |||
| 9 | (Repealed by FRLI No F2019L01351, Sch 1 [ 32]) | |||
| 10 | The Queensland Law Society Professional Standards Scheme, approved as described in the Professional Standards (The Queensland Law Society Professional Standards Scheme) Notice 2021 (Qld), 17 December 2021 | 1 July 2022 | ||
| Note: | The Scheme was formerly the Queensland Law Society Professional Standards Scheme, approved as described in the Professional Standards (Queensland Law Society Professional Standards Scheme) Notice 2016 (Qld), 30 June 2016, including as modified by the extension published in the Queensland Government Gazette No. 63, 23 April 2021. | |||
| 11 | (Repealed by FRLI No F2019L01351, Sch 1 [ 32]) | |||
| 12 | The Law Society of Western Australia Professional Standards Scheme, published in the Western Australian Government Gazette No. 23, 8 March 2024 | 1 July 2024 | ||
| Note: | This Scheme was formerly the Law Society of Western Australia Professional Standards Scheme, published in the Western Australian Government Gazette No. 62, 7 May 2019. | |||
| 13 | The Western Australian Bar Association Professional Standards Scheme, published in the Western Australian Government Gazette No. 63, 24 April 2020 | 1 July 2020 | ||
| Note: | This scheme was formerly the Western Australian Bar Association Scheme, published in the Western Australian Government Gazette No. 57, 17 April 2014, including as modified by the extension published in the Western Australian Government Gazette No. 196, 21 December 2018. | |||
| 14 | (Repealed by FRLI No F2019L01351, Sch 1 [ 35]) | |||
| 15 | The Law Society of South Australia Professional Standards Scheme, published in the South Australian Government Gazette No. 5, 20 January 2022 | 1 July 2022 | ||
| Note: | This Scheme was formerly the Law Society of South Australia Professional Standards Scheme, published in the South Australian Government Gazette No. 21, 5 April 2017, including as modified by the amendments published in the South Australian Government Gazette No. 77, 21 November 2017. | |||
| 16 | The South Australian Bar Association Professional Standards Scheme, published in the South Australian Government Gazette No. 15, 10 March 2022 | 1 July 2022 | ||
| Note: | This Scheme was formerly the South Australian Bar Association Inc Professional Standards Scheme, published in the South Australian Government Gazette No. 35, 30 May 2017. | |||
| 17 | (Repealed by FRLI No F2019L01351, Sch 1 [ 35]) | |||
| 18 | (Repealed by FRLI No F2019L01351, Sch 1 [ 35]) | |||
| 19 | The Institute of Public Accountants Professional Standards Scheme, published in the Victoria Government Gazette No. S 598, 27 October 2021 | 22 March 2022 | ||
| Note: | This Scheme was formerly the Institute of Public Accountants Professional Standards Scheme, published in the Victoria Government Gazette No. G 42, 18 October 2018, including as modified by the extension published in the Victoria Government Gazette No. S 695, 24 December 2020. | |||
| 20 | The Association of Consulting Surveyors National Professional Standards Scheme, published in the New South Wales Government Gazette No. 90, 1 May 2020 | 1 July 2020 | ||
| 21 | The Australian Property Institute Valuers Limited Professional Standards Scheme, published in the New South Wales Government Gazette No. 214, 21 May 2021 | 1 September 2021 | ||
This information is provided by CCH Australia Limited Link opens in new window. View the disclaimer and notice of copyright.