Corporations Regulations 2001
CHAPTER 7
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FINANCIAL SERVICES AND MARKETS
PART 7.11
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TITLE AND TRANSFER
Division 4
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Transfer of Division 4 financial products effected through prescribed CS facility
REGULATION 7.11.36
7.11.36
ISSUER NOT TO REFUSE TO REGISTER PROPER ASTC TRANSFER
The issuer in relation to a Division 4 financial product must not:
(a) refuse or fail to register a proper ASTC transfer of the Division 4 financial product; or
(b) refuse or fail to give effect to a proper ASTC transfer of the Division 4 financial product.
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
The issuer in relation to a Division 4 financial product must not:
(a) refuse or fail to register a proper ASTC transfer of the Division 4 financial product; or
(b) refuse or fail to give effect to a proper ASTC transfer of the Division 4 financial product.
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