Corporations Regulations 2001
CHAPTER 7
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FINANCIAL SERVICES AND MARKETS
PART 7.5A
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REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES
Division 2
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Regulation of derivative transactions: derivative transaction rules
Subdivision 2.3
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Infringement notices
REGULATION 7.5A.112
WITHDRAWAL OF INFRINGEMENT NOTICE BY ASIC
7.5A.112(1)
ASIC may withdraw an infringement notice given by ASIC without an application under regulation 7.5A.111 having been made.
7.5A.112(2)
Without limiting subregulation (1), ASIC may withdraw the infringement notice after taking into account a matter mentioned in paragraph 7.5A.111(4)(a) , (b) , (c) or (d) .
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
ASIC may withdraw an infringement notice given by ASIC without an application under regulation 7.5A.111 having been made.
7.5A.112(2)
Without limiting subregulation (1), ASIC may withdraw the infringement notice after taking into account a matter mentioned in paragraph 7.5A.111(4)(a) , (b) , (c) or (d) .
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