Corporations Regulations 2001
CHAPTER 7
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FINANCIAL SERVICES AND MARKETS
PART 7.7
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FINANCIAL SERVICE DISCLOSURE
Division 5
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Other disclosure requirements
REGULATION 7.7.20
7.7.20
GENERAL ADVICE TO RETAIL CLIENT
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NO OBLIGATION TO WARN CLIENT
For paragraph 949A(1) (c) of the Act, the provision of general advice in the circumstances set out in subregulation 7.7.02(5A) is specified.
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
For paragraph 949A(1) (c) of the Act, the provision of general advice in the circumstances set out in subregulation 7.7.02(5A) is specified.
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