Corporations Regulations 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.9 - FINANCIAL PRODUCT DISCLOSURE AND OTHER PROVISIONS RELATING TO ISSUE AND SALE OF FINANCIAL PRODUCTS  

Division 5 - Ongoing requirements for product disclosure after person becomes a member  

Subdivision 5.4A - Periodic statements for retail clients for financial products that have an investment component: additional information for margin lending facilities  

REGULATION 7.9.30A   APPLICATION OF SUBDIVISION 5.4A  

7.9.30A(1)    


This Subdivision applies in relation to the provider of a margin lending facility.

7.9.30A(2)    
For the purposes of this Subdivision, subsection 1017D(5) of the Act is modified to omit paragraphs (a) to (f).

Note: Paragraph 1020G(1)(c) of the Act provides that the regulations may provide that Part 7.9 of the Act applies as if specified provisions were omitted, modified or varied as specified in the regulations.





This information is provided by CCH Australia Limited Link opens in new window. View the disclaimer and notice of copyright.