Corporations Regulations 2001
(regulation 7.5.01A)
4 4 Paragraph 885C(1)(b)substitute
(b) the money or other property, or the authority, was given to the participant in connection with effecting a transaction, or proposed transaction, that:
(i) was covered by provisions of the operating rules of the market relating to transactions effected through the market; and
(ii) related to a particular financial product that was not covered by the compensation regime constituted by Division 4; and
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